Deal Cube Museum

• 3dfx Acquisition of GigaPixel - Lara Croft
• 48 IPOs Handled in One Year - Standard
• A-B InBev Acquired by Blackstone - Shamu the Whale
• AirTouch Communications Debt Offering from Pacific Telesis Group - Half Moon
• Aladdin Mills Acquisition by Mohawk Industries - Aladdin
• Alphatec Spine Acquisiton by Scient'x Groupe SAS - Standard
• Amedisys Acquisition of IntegriCare - Igloo & Crawfish
• Amer Reefer Notes - Standard
• American Recreation Centers Acquisition by AMF Bowling - Bowling Lane w/ Pins
• Ameron Acquired by National Oilwell Varco - Crane & Windmill Generators
• Anheuser Busch Acquisition by InBev - Budweiser Tap
• Anker Coal Preferred Stock - Hard Hat (with Enron as investor)
• Antisoma's Acquisition of Aptamera - "Project Apple" CD w/ Fiona Apple Lookalike
• AO Smith Asset Sale - Animal Feed/Water Tank
• Apple Secondary Offering - Apple Logo w/ "Banned in Boston" Label
• Arch Communications Notes - '90s Pager
• Arbor - Bobblehead of Each Deal Participant
• Arcos Dorados Auction - McDonald's Fries
• Associated British Foods Acquisition of Unilever Brands - Shopping Cart Filled with Product
• Asset Sale of Corbis Images - Lunch Atop a Skyscraper
• Atmos Energy Notes Offering - Louisville Slugger Baseball Bat
• Baby Superstore - Crib, High Chair and Changing Table
• Bank Sale - Memorial to CEO with Confidential Obsessiveness
• Barneys New York Loan Facilities - Shopping Bag
• Bayside Medical Center Bond Offering - Harvester/Tractor
• "Big One That Got Away" - Blank Cube
• Birth Announcements - Prospectus Covers
• Birth of Son - Birth Announcement
• Blue Martini IPO - Martini
• Blue Ridge Holdings's Three Deals - Wavelike
• Bolle America IPO - Ski Mask
• Boston Technology's US IPO - Blue Phone
• Brown-Forman Notes - Jack Daniels Keg
• Brown-Forman Notes - Whiskey on Rocks
• Carefusion Spinoff IPO from Cardinal Health - Spinning Circles
• Chart Industries Acquisition of MVE Holdings - Suitcase Nuke
• CBeyond Stock Offering - Stock Market Ticker Replica (Circa 1909)
• Charming Shoppes Acquisition by Ascena - Dresses on Rack (each dress came wrapped in own bag)
• Checkers Merger with Rally's Hamburgers - Takeout Cup
• Cheesecake Factory IPO - Slice of Cheesecake (With Bite)
• Chicago Board of Trade Demutualization - Statuette of Ceres, Goddess of Grain
• Chicago Cubs Team Sale - Wrigley Field
• Cleveland Indians IPO - Louisville Slugger Baseball Bat
• Coconut Grove Bankshares - Top of Palm Tree
• Coca Cola Bottling Notes - Coke Can
• ConAgra Foods Notes - Pink Clear Pig
• Connor Peripherals Offerings - Disc Drive
• Cornell Companies Equity Offering - Slinky
• Corporacion Durango Debt Restructuring - Forklift with Paper Roll
• Dataware Technologies IPO - Colorful Compact Disc
• Datron Systems IPO - 1969 Cube; Underwriters Long Defunct
• Dave & Buster's IPO - Hot Air Balloon
• David Lynn, SEC's Corp Fin Chief Counsel - Standard w/ Rare Corp Fin Logo
• David's Bridal Acquisition by May Department - Bride in Cabinet
• David's Bridal IPO - Globe with Bride
• Det Tronics Equity Offering - Telescope
• DirectTV Notes - Satellite Dish
• Discovery Zone Acquisition of McDonald's Leaps & Bounds - McDonald's Playground Including Ball Pit
• Dominion Virginia Power Notes - Roulette Wheel
• eBay's Acquisition of PayPal - eBay Shaped
• Enron Limited Partnership - Star Wars JEDI Spaceship
• Ensec Security Systems Secondary Offering - Crystal Ball
• EP Minerals Acquisition - Failed Deal Cross-Outs
• EPIC Hotel and Residences Construction Financing - Building
• Facilities - Pillsbury Dough Boy
• Federated Republic of Brazil - Brazilian Soccer Ball
• FindWhat.com's Acquisition of Espotting Media - The Who's "Project" CD
• FirstBrands Acquisition by Clorox - Ziplocked Bag
• First Pacific - "Growing with Asia"
• FLAC Holdings Notes - Coffin
• Flashcom Series B Preferred Stock - Turtle on Spaceship
• FleetBoston - Colorful Globe
• Fleetwood Tender Offer - Recreational Vehicle
• Franklin Savings Assn IPO - Standard
• FreePages IPO - Yellow Telephone
• Friendly's Acquisition by SunCapital Ptrs - Ice Cream Sundae
• GameStop IPO - Game Boy
• Gemex - Bottlecap Collection
• General Cable Note Offering - Badge
• Golden Bear Golf IPO - Standard w/ Bear
• Google Acquisition of Zagat - Zagat Guide
• Google IPO - Lava Lamp
• Great Wolf Resorts IPO - Tipping Bucket
• Green Bay Packers IPO - Football Stuff
• Haymarket Acquisition of Compliance Week - Standard
• Health and Rehabilitation Properties Trust - E.F. Hutton-Drexel Burnham RIP
• Hearst-Argyle TV Acquisition of Pulitzer Publishing - Daily Variety
• Herman's World of Sporting Goods IPO - Standard
• HomeAway IPO - Standard w/ House
• Ibis Technology IPO - Specialty Computer Chip
• IBT Technologies IPO - Rainball Ball
• Icahn's Stake in Federal Mogul - Clear Jar
• ILM Selling Twice - Standard w/ Two Acquisitions Announced
• infoseek Acquisition of Starwave from Disney - Mickey Mouse
• Intel Offering - Space Suit
• International Paper Revolving Credit Facility - Saw Blade on Tree Stump
• International Paper's Unit Sale to West Fraser Timber - Logging Truck
• iPlace Acquired by Homestore.com - 'For Sale/Sold' Sign
• Ivax Notes Offering - Standard w/ Hourglass
• Jamba Juice Merger with Services Acquisition Corp - Jamba Juice Cup
• JC Penney Notes - In-Store Showcase
• Johnson & Johnson Acquisition of Pfizer Unit - Listerine Bottle
• KPMG Corporate Recovery Reorg - Curved
• Kraft Acquisition of Cadbury - Cadbury Crème Egg
• Kraft Eurobound Offering - LU Chocolate
• Kraft Merger with Post - Cereal Boxes in Bowl and Spoon
• Launch Media IPO - Guitar
• LNB Bancorp Merger w/ Northwest Bancshares - Project "Blue Angels"
• Lifecore Biomedical Stock Offering - Ye Olde Medicine Bottle
• Liing Social Acquisitions - Standard Oval w/ Colors
• LKQ Corp Acquisition of ATK Vege - Engine
• LKQ Corp Acquisition of Euro Car Parts - Race Car
• Lockheed Martin Spaceport Synthetic Real Estate Lease - Atlas V Rocket
• Loehmann's IPO - Shopping Bag
• Loews Cineplex Equity & Notes Offering - Movie Projector & Ticket
• Lorimar Telepictures Acquisition by Warner - Standard w/ Gold Plate
• Lunar Merger w/ GE Capital - Standard w/ Moon & Snow
• Management Buyout of Carter Machinery (Caterpillar sub) - Hydraulic Excavator
• Mandalay Resort Group (then 'Circus Circus') - Pyramid
• McKesson Acquisition of OTN - Pill Bottle
• MGIC Notes - Wine Bottle
• MGM Mirage Credit Facility - Black Jack Table
• Michael Foods Tender Offer - Better'n Eggs Carton
• Microsoft IPO - Standard
• Microsoft's Expedia Stake Acquired by USA Networks - Bowling Ball
• Milwaukee Brewers Team Sale - Brewers Beer Tap
• Mirage Resorts Equity Funding - TNT to Implode Dunes Casino
• Moovies IPO/Secondary - Old-Fashioned Movie Reel & VHS Videotape
• Mucinex IPO - Mr., Mrs. and Junior Mucus (Junior born in follow-on offering)
• Multifoods Deal with Pillsbury - Pillsbury Dough Boy
• Nasdaq Listing Approval - Standard
• Nashville Repertory Theatre - Star Wars Poster
• National Review of Corporate Acquisitions - Palindromic News
• Neenah Foundry Reorganization - Manhole Cover
• Network Solutions IPO - Globe
• Network Solutions Secondary Offering - Standard
• Netzee Equity Offering - Swirly
• Newmont Mining Acquisition of Normandy Mining - "You Don't Bring a Knife to a Gunfight"
• News Corp LYONS Offering - Double Lions
• Norfolk Southern Notes - Model Train Engine
• Northrop Grumman's Acquisition of Litton - Battleship w/ B-2 Bomber
• Oak Pacific Interactive's Equity Investment from SoftBank - Orange Tree
• Oakley IPO - Michael Jordan (he served on company's board)
• Optiva Acquired by Philips - Sonic Care Toothbrush
• OSI Pharmaceutical Notes - Fancy Car
• Owens Corning Notes Offering - Pink Panther Gumby Holding Globe
• Oxford Resources Equity Offering - Standard w/ Honda Accord Embedded
• Pacific Bell Notes - Cordless Phone
• Paetec Acquired by McLeod USA - Project Cornfield w/ "Real" Cornfield
• Palmer Tube Mills IPO - Koala Bear
• Paul Hastings - 'Welcome' from Lobby
• Peets IPO - Falling Coffee Beans
• Penske Truck Leasing Revolver - Large Truck
• Perry Ellis Acquiring Salant - Curved
• Pegasus Broadcast Television Acquired By CP Media - TV Set
• Pegagus Shipping - Large Ocean Ship
• Phibro-Salomon Warrants - German Deutschemark
• Phillips-Van Heusen Acquires Tommy Hilfiger - Pair of Shirts
• Phillips-Van Heusen Equity Offering - Fashion Runway
• Phillips-Van Heusen/Tommy Hilfiger Equity Offering - Red Carpet
• Pillsbury Acquired by General Mills - Pillsbury Dough Boy
• Pittsburgh Steelers Recapitalization - Pittsburgh Steelers Helmet
• Plethico Acquiring Natrol - Colorful Bottle
• Poarch Creek Indians Term Loan Facilities - Indian Headdress
• Polish Cross-Border Mergers - Two Clear Cell Phones
• PriceLine - Movable Greek Strongman
• Progress Energy Bond Offering - Fancy Single Malt Whiskey Bottle
• Project Thunderbolt - Silver Airplane
• Quaker Deal - Dog Food Bowl
• Quaker Oats Selling Unit to Heinz - Big Gold Circle on Ring
• Quaker Oats Cash Tender for Snapple - Standard w/ Tender Offer Announcement
• Quapaw Tribe of Oklahoma (O-Gah-Pah) Notes - Working Slot Machine
• Quarles & Brady Motivational Plaque - Predator & Prey
• RailTex IPO - Railroad Engine (Emerging from Cube)
• Ranger Offshore Acquired Tiburon Divers - Submarine
• Republic Gypsum Project NASCAR - Race Track w/ Cars & Checkered Flag
• Rock Bottom Brewery Going Private - Whip w/ "Thanks for whipping us into shape"
• Rock Bottom Brewery IPO & Follow-on - Beer Tap; Beer Mug Overflowing & Beer Tour Guide
• RiTEK Bond Offering - Colorful Compact Disc
• RiskMetrics's IPO - Diamond-ish
• Sabre Credit Facilities - Gnomes
• Sara Lee Notes - Pound Cake
• Seacor Holdings Convertible Notes - House Shaped w/ Old Car & Offshore Drilling Rig
• Shun Tak Finance Intl Bond Offering - Standard
• Smithfield Foods Convertible Notes - 2 Pigs & Picket Fence
• Snap-On Notes Offering - Toolbox
• Snapple Deal - Gatorade Bottle (Lemon Lime)
• Snapple Deal - Snapple Bottle (Lemon Iced Tea)
• Southern Railway Trust Certificates - Railroad
• Specialty Care Network IPO - Tuxedo
• Stillwater Mining IPO - Gold Buckle with Ram's Head
• Stride Rite Acquired by Payless - House
• Studebaker-Worthington & Omnicare IPOs - Ancient Dodecahedronal Cubes
• TCF Bank Note Offering - Pig
• The Commerce Group Notes - Pyramid
• The Henley Group Special Shareholders Meeting - Octogan
• The Limited Acquisition of Too Inc - Pink Shopping Bag
• Tia, S.A. Note Offering - Shopping Cart
• Ticket Monster Acquired by Living Social - Friendly Monster
• Titan Acquisition by Globalnet - Standard
• Toll Brothers Senior Subordinated Notes - Pair of Houses
• Travelers Depository Shares/Notes Offering - Golf Set with Putter, Cup and Balls
• Trump Plaza Atlantic City Funding - Two Standards w/ Trump Logo
• Tyco Trust Offering - Rounded
• Tyco Trust Offering - Disc
• UMC ADS Offering - Standard
• UMC Convertible Bonds - Notepadish
• United Defense Acquisition - Tank w/ Flags
• United Microelectronics Listing - Bear & Bull Coin
• Verbatim Offering - Floppy Disc w/ Fake $10 Bill
• Virginia Power Notes - Paper Ring on Cigar "It's a Baby Bond!"
• VIVUS Secondary Offering - Rhino with Zesty, Upturned Horn
• WR Grace's LYONS (Liquid Yield Option Notes) - Double Lions
• Warnaco Redux - Cap, Bra, Jeans
• Westmoreland Coal Notes - Coal Car w/ Real Coal
• White Wave Acquisition by Dean Foods - Bottle w/ Silk Soy Milk Single-Serve
• York Products Buyout of Service Corporation International - Casket (Opens & Closes; Deal Closed on Halloween)

SEC Staff Photo Gallery (photos submitted by Staff alumni, etc.)

• Front Office Party (1988)
• John Brosseau At Bat (1989)
• Mickey Beach At Bat (1989)
• Marty Dunn Pitching (1989)
• Elisse Walter Out/Broc Romanek Playing First (1989)
• Banking Pod Party (1990)
• "Poison Pills" Softball Team (1992)
• Mark Britton/Broc Romanek (1994)
• Summer "Honor" Interns w/ Chair Levitt (1994)
• Steve Youhn, T.R. Lazo, Charles Szurgot (1997)
• John Feeney/Gerry Walters/Broc Romanek (1997)
• Random Group Outing (1997)
• Office of Internet Enforcement (1998; 2008)
• George Villasana, Charles Szurgot, Jim McHale (1998)
• Charles Szurgot, Joe McDonald (1998)
• Plain English Celebration (1998)
• Broc Romanek/Jim McHale/Julie Hoffman (1998)
• Open Commission Meeting (1998)
• Closed Commission Meeting Room (1998)
• Sanjay Shirodkar (1998)
• Dave Lynn (1999)
• Charles Szurgot, Mark Pacioni (1999)
• SEC Chairman's Award to "Auditor Independence Team" (2000)
• Broc Romanek/Alan Dye (2004)
• Mark Coller/Broc Romanek (2005)
• 8th Annual Santa Stumble: Includes Market Reg Alumni (2005)
• SEC's DC HQ: Exterior (2008)
• David Maltz Rings NYSE Bell (2010) (third from left)
• Jonathan Ingram, Dave Lynn, Carol McGee (2007)
• Edith Orenstein/Lynn Turner/Andy Bailey (2007)
• Office of Chief Counsel (2007)
• Chair Cox Speaks at Dave Lynn's Farewell Party (2007)
• Dave Lynn Receiving Survival Kit (2007)
• Dave Lynn "Making Pretty" With Colleagues (2007)
• Signing Board: Construction Helmet - Hagen Ganem (2011)
• Departing Gift: Decanter - Hagen Ganem (2011)
• Jay Knight and Broc Romanek at Wizards Game (2012)
• Rani Doyle/Broc Romanek (2013)
• "The Naked Shorts" Softball Team (2014)
• Corp Fin Staffers at ABA Fall Meeting (2014)
• Subway Poster 1 (2015)
• Subway Poster 2 (2015)
• Subway Poster 3 (2015)
• OICF Reunion (Paul Dudek/Annemarie Tierney/Rich Kosnik/Walter Van Dorn/Rich Cohn) (2015)
• Carrie Darling/Broc Romanek (2016)
• Broc Romanek & Jared Brandman (2016)
• "SEC All-Stars" Proxy Disclosure Conference (2016)
• Broc Relaxing After Proxy Disclosure Conference (2016)

Corp Fin History

• 1st Edgar Filing (1984)
• List: Corp Fin Division Directors
• Paula Dubberly Retirement Speech - Meredith Cross (9/13)
• Corp Fin Phone Book (4/89)

Multimedia SEC Filings

• Kurzweil Music Systems IPO (1985 with audiocassette)

Women's 100

• Shelley Dropkin's Lifetime Achievement Speech (5/19)
• Peggy Foran's Lifetime Achievement Speech (6/15)
• Meredith Cross's Lifetime Achievement Speech (6/14)