TheCorporateCounsel.net

Join us tomorrow at 2 pm Eastern for the webcast “Related Party Transactions: Refresher & Lessons Learned from Enforcement Focus” to hear Deloitte’s William Calder, Maynard Nexsen’s Bob Dow, White & Case’s Maia Gez, and Vinson & Elkins’s Zach Swartz discuss why and how to enhance your controls and procedures surrounding related party transactions.

We have a packed agenda! This program will cover:

Overview of Disclosure Requirements

– Transactions & time periods covered by Item 404 of Regulation S-K
– Definitional issues
– Where disclosure may be required
– Exhibit filing requirements
– Special considerations for SRCs

Common Types of RPTs & Computing Transaction Amounts

– Family member employees
– Participation in a public offering
– Leases & aircraft
– Loans
– Charitable gifts

Financial Statement Requirements & Note Disclosures

– Treatment under GAAP and Regulation S-X
– Role of the auditor & communications to the Audit Committee

Related Party Transaction Due Diligence and Process

– D&O questionnaires, process & technology
– AS 18 questionnaires
– Company books & records
– Audit Committee approval requirements & policies

Interplay with Other Considerations

– Director independence
– Conflicts of interest

Wrap-Up & Recent Enforcement Focus

Members of this site are able to attend this critical webcast at no charge. If you’re not yet a member, try a no-risk trial now. Our “100-Day Promise” guarantees that during the first 100 days as an activated member, you may cancel for any reason and receive a full refund. The webcast cost for non-members is $595. You can sign up by credit card online. If you need assistance, send us an email at info@ccrcorp.com – or call us at 800.737.1271.

We will apply for CLE credit in all applicable states (with the exception of SC and NE, which require advance notice) for this 1-hour webcast. You must submit your state and license number prior to or during the program using this form. Attendees must participate in the live webcast and fully complete all the CLE credit survey links during the program. You will receive a CLE certificate from our CLE provider when your state issues approval, typically within 30 days of the webcast. All credits are pending state approval.

– Meredith Ervine