Providing practical guidance for over 45 years.
"Related Party Transactions: Refresher & Lessons Learned from Enforcement Focus"
Wednesday, December 6, 2023
2:00 - 3:00 pm, eastern [archive and transcript to follow]
Related party transactions are often one of the most sensitive disclosure topics for newly public companies. It's not uncommon for a company - or the individuals involved - to want to keep related party transaction information private. But SEC and stock exchange rules as well as U.S. GAAP provide prescriptive disclosure and governance requirements for these transactions.
In 2023, the SEC has brought at least three enforcement actions against public companies for related party transaction disclosure failures. These enforcement actions have identified some common pitfalls and highlighted the SEC's expansive view of when a company is a "participant." Now's the time - ahead of the 2024 proxy season - to review your disclosure controls for related party transactions and make any necessary upgrades to your processes, policies or procedures.
Joining us are:
This program will cover:
Cost: Members of this site are able to attend this critical webcast at no charge. If you're not yet a member, subscribe now. The webcast cost for non-members is $595. You can sign up by credit card online. If you need assistance, send us an email at email@example.com - or call us at 800.737.1271.
Continuing Legal Education: We will apply for CLE credit in all applicable states (with the exception of SC and NE who require advance notice) for this 1-hour webcast. You must submit your state and license number prior to or during the program. Attendees must participate in the live webcast and fully complete all the CLE credit survey links during the program. You will receive a CLE certificate from our CLE provider when your state issues approval; typically within 30 days of the webcast. All credits are pending state approval.
To view, you must have an up to date browser, below is a list of the supported versions.
Here is a list of our supported browsers/versions:
*H.264 video (required for viewing Vimeo videos) is only supported in Firefox for Windows 7 and later. Firefox versions on Windows XP are no longer supported for playback.
*Older versions of Internet Explorer (IE 10, 9, 8, etc) that lack support for the TLS 1.2 protocol and HTML5 cannot be used to play Vimeo videos. As of January 12, 2016, Microsoft has stopped releasing updates to older versions of IE.
You can also visit the Vimeo Help Center.
What you can do if you can't access the live program: If you have a scheduling conflict or have problems accessing webcasts generally (due to firewalls, etc.), an audio archive of the webcast will be posted a few hours after the program - and a text transcript of the program will be posted on TheCorporateCounsel.net about two weeks after the live webcast.