June 3, 2013

CII Speaks on Rule 10b5-1 Plans

In this podcast, Jeff Mahoney, General Counsel of Council of Institutional Investors, discusses CII’s recent letters to the SEC in a push for rulemaking or interpretive guidance regarding Rule 10b5-1 plans (here is the May letter – and the December letter), including:

– Why did CII send in letters to the SEC about Rule 10b5-1 plans?
– What are you hearing from investors about possible Rule 10b5-1 plan abuses?

Unclaimed Property & Escheatment: Delaware

Here’s an interesting Forbes article entitled “Once A Friendly Locale To Business, The Modern State Of Delaware Is A Bully.” As noted in the memos in our “Escheatment” Practice Area, Delaware’s voluntary disclosure program ends at the end of June…

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– Broc Romanek