July 25, 2023
The SEC Hits the Road: Wisconsin Roundtable Today
The SEC, the North American Securities Administrators Association (NASAA), and the Wisconsin Department of Financial Institutions (DFI) will hold a joint public roundtable today at the DFI Headquarters beginning at 10:00 a.m. CT. SEC Chair Gary Gensler will provide pre-recorded remarks, and Commissioner Mark Uyeda will be in attendance. The roundtable will be webcast on SEC.gov. The focus of the roundtable is on issues relevant to retail investors.
– Dave Lynn