May 20, 2022

Deep Dive with Dave Podcast: Rule 10b5-1 Proposals

In the latest Deep Dive with Dave podcast, I am joined by Stan Keller of Locke Lord to discuss the SEC’s proposed amendments to Rule 10b5-1. Topics include:

• The historical context for Rule 10b5-1 and its relevance to the proposed amendments
• The potential impact that the amendments could have on the use of Rule 10b5-1
• Suggested changes to the SEC’s approach

– Dave Lynn