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December 20, 2021

Deep Dive with Dave Podcast: The SEC’s Capital-Raising Navigator

I recently spoke with Sebastian Gomez Abero, who serves as Deputy Director of the SEC’s Office of the Advocate for Small Business Capital Formation. Sebastian, who previously led the Office of Small Business Policy in Corp Fin, talked to me about the work of the Office of the Advocate for Small Business Capital Formation, including the recently launched capital-raising navigator. As I mentioned in this blog, the navigator seeks to steer companies to the most relevant resources about the offering exemptions that smaller companies commonly use to raise capital.

– Dave Lynn