November 29, 2021

Deep Dive with Dave: Keir Gumbs on Staff Legal Bulletin No. 14L

In this latest Deep Dive with Dave Podcast, Keir Gumbs from Broadridge Financial Solutions joins me to discuss the ins and outs of Staff Legal Bulletin No. 14L. As the shareholder proposal season goes into full swing, we talk about the Staff’s change to the approach on the “ordinary business” basis for exclusion and other notable guidance from the latest Staff Legal Bulletin.

– Dave Lynn