Last week, Dave Lynn and Marty Dunn got together during Northwestern’s annual Securities Regulation Institute in San Diego to tape this podcast, including a discussion of:
– The Staff’s new position on Section 3(a)(9) exchanges
– Drafting director diversity disclosure
– The new C&DI on director qualifications disclosure
– The back story on the new non-GAAP measure C&DIs
– Marty’s travel stories
SEC Proposes to Modernize Stock Buyback Safe Harbor
Yesterday, the SEC posted this proposing release to update Rule 10b-18’s safe harbor when companies repurchase their own stock. The safe harbor hasn’t been updated much since the rule’s adoption in 1982 – and trading strategies and technologies have dramatically changed since then.
Alan Dye on the Latest Section 16 Developments
Tune in tomorrow for the Section16.net webcast: “Alan Dye on the Latest Section 16 Developments.” This is always one of our most popular webcasts, as Alan answers many of the more common queries he has been receiving lately.
– Broc Romanek