February 5, 2003
At a recent conference, Corp
At a recent conference, Corp Fin Director Alan Beller stressed that the SRO listing standard proposals would be out by the end of February – and that the SEC staff was still trying to “harmonize” the NYSE and Nasdaq proposals.
At its open meeting yesterday, the SEC proposed a self-regulatory organization for mutual funds – and postponed final rules on analyst certifications until today’s open meeting.
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