"Evolving Insider Trading Policy and 10b5-1 Plan Practices"

Wednesday, July 14, 2010

2:00 - 2:45 pm, eastern [archive and transcript to follow]

With the SEC renewing their focus on insider trading, many companies are rethinking their insider trading policies, as well as the terms of their Rule 10b5-1 pre-arranged trading plans. Join these experts as they get into the nuts and bolts of the latest developments related to insider trading policy and Rule 10b5-1 plans practices and procedures:

Join these experts:

  • Alan Dye, Partner, Hogan Lovells LLP and Editor of Section16.net
  • Dave Lynn, Editor, TheCorporateCounsel.net and Partner, Morrison & Foerster LLP
  • Sue Morgan, Partner, Perkins Coie LLP
  • Ron Mueller, Partner, Gibson Dunn & Crutcher LLP

Among other topics, this program will cover:

  • What are the latest trends - as well as pros and cons - in insider trading policies (egs. windows, blackout periods) and 10b5-1 plans?
  • What liability issues should insider trading policies address today?
  • What is the interplay between 10b5-1 plans and insider trading/stock ownership policies?
  • What are current practices regarding disclosure of insider trading policies and Rule 10b5-1 plans?
  • What is the appropriate level of company involvement in insiders' 10b5-1 plans? What issues are raised by the termination or amendment of 10b5-1 plans?
  • What differences exist in the procedures and practices of investment banks offering 10b5-1 plans?

Cost: As 2010 members of TheCorporateCounsel.net are able to attend this critical webcast at no charge. If not yet a member, try a no-risk trial now. The webcast cost for non-members is $595. You can renew or sign up for a no-risk trial online - or by fax or mail via this order form. If you need assistance, send us an email at info@thecorporatecounsel.net - or call us at 925.685.5111.

How to access the webcast program:  Visit www.TheCorporateCounsel.net and click the link on the webcast. You need either Real Player or Windows Media to listen to the webcast.

What you can do if you can't access the live program: If you have a scheduling conflict or have problems accessing webcasts generally (due to firewalls, etc.), an audio archive of the webcast will be posted immediately after the program - and a text transcript of the program will be posted on TheCorporateCounsel.net about a week after the live webcast. We don't apply for CLE for any of our audio webcasts.