TheCorporateCounsel.net

Spanking brand new. Posted in our “Risk Factors” Practice Area, this comprehensive “Risk Factors Disclosure Handbook” provides a heap of practical guidance about the disclosure obligations under Item 503(c) of Regulation S-K. This one is a real gem – 37 pages of practical guidance…

Corp Fin Updates Financial Reporting Manual (Again)

A few days ago, Corp Fin indicated that it has updated its Financial Reporting Manual for issues related to age of interim financial statements, use of pro forma information in MD&A, age of financial statements for smaller reporting companies, periods required for financial statements filed by Canadian issuers on Form 40-F, as well as other changes.

Insider Traders Beware! SEC Votes to Strengthen Trading Audit Trail

Yesterday, in a 3-2 vote, the SEC adopted a rule that directs the national securities exchanges and FINRA to establish a market-wide consolidated audit trail that will significantly enhance regulators’ ability to monitor and analyze trading activity. This serves as a good reason to remind insiders of their obligations under the law and corporate insider trading policies.

Deal Cube Tournament: Sweet Sixteen; 4th Match

This is the last match of the 3rd round – the battle among the Sweet Sixteen! As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below:

– Green Bay Packers Football Stuff
– Pink Clear Pig
– Budweiser Tap
– Forklift with Paper Roll

– Broc Romanek