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Just Added! Corp Fin Director Meredith Cross to "Proxy Disclosure... Published: 2012-05-15 07:10:47

Solicitation 4. The Latest SEC Actions & CD&A Developments: Compensation Advisors, Clawbacks, Pay Disparity & More 5. Refining Your Pay-for-Performance Message & Addressing the ...
Reg Flex Agenda Hints at Timing of SEC Action on Rule Proposals... Published: 2022-06-23 05:45:43

The Reg Flex Agenda lays out the following dates by which final action is targeted on some of the agency's more consequential rule proposals: - Clawback Listing Standards - October ...
The Latest Issue of The Corporate Executive : TheCorporateCounsel... Published: 2023-03-15 07:10:35

The issue includes articles on: - Pay Versus Performance: What Have We Learned? - The Spotlight on Option Grant Practices Intensifies - NYSE and Nasdaq Propose Clawback Listing ...
SEC Enforcement: Accounting Actions Up But Still Below Pre-Pandemic... Published: 2023-05-16 06:34:55

the highest level in recent years, and actions involving alleged violations of Section 304 of the Sarbanes-Oxley Act of 2002 (the so-called "clawback" provision) increased sharply. ...
Transcript: "The Latest - Your Upcoming Proxy Disclosures" :... Published: 2023-02-13 00:23:06

Check out the transcript for info on: 1. Pay vs. Performance Disclosures 2. Meeting Format 3. Clawbacks 4. Say-on-Pay Trends 5. Showing "Responsiveness" to Low Say-on-Pay Votes 6. ...
Our Fall Conferences: Join Us in the City of Lights! : TheCorporateCou... Published: 2025-05-08 06:57:07

proxy season - including the latest on activism, board agendas, proxy disclosures, incentive plans, clawbacks, and more. Here's the full agenda and here are the fabulous speakers. ...
Step Ten (CC Sept-Oct 2004) Published: 2025-01-19 12:04:11

... stock agreements) for CEOs and NEOs a clawback in the event of restatements or other ... regarding "cause" provisions and clawbacks.) Note that in those instances where ...
Our Pair of Popular Executive Pay Conferences (CE May-June 2013... Published: 2025-01-19 12:04:33

-In-House Perspective: Strategies for Effective Solicitations -Creating Effective Clawbacks (and Disclosures) -Pledging & Hedging Disclosures -The Executive Summary -The Art of ...
Rate Your Plan with Our Sample Scorecard (CE Jan-Feb 2015) Published: 2025-01-19 12:04:33

... If desperate, consider modifying existing awards. Clawback Policy Does the company have a ... No - no points. Full/No Points. Refer to [clawback section] of assessed plan, if any, and ...
FASB Issues Exposure Draft Proposing ASC 718 Amendments (CE July... Published: 2025-01-19 12:04:33

Finally, we conclude with a quick discussion of the SEC's hot-off-the press proposed rules for clawback policies. We plan to cover the proposal in more depth in a future issue. We ...
Corporate Governance Report PHOTO BY DENYS NEVOZHAI ON UNSPLASH Published: 2025-12-04 09:43:29

......... 53 Clawbacks ......We also looked at clawback policies, whereby the compensation of certain employees may be ...
--No Title-- Published: 2025-07-24 00:00:00

Use of AI & Other Emerging Technologies (December) 2023 Clawback Policies (October) Rule ... Recruitment & Training (January) 2010 Clawback Policies (December) More on Regulation ...
2025 Corporate Governance & Incentive Design Survey Published: 2025-10-20 12:32:26

... Most Companies Maintain Clawback Provisions Beyond the Dodd-Frank Requirements: In late ... a Dodd- Frank compliant mandatory clawback policy. 83% of companies choose to ...
SEC Enforcement Activity Destabilizes Corporate Governance Related... Published: 2023-02-02 13:14:03

compensation systems incorporate clawback provisions when deciding whether a ... to adopt policies facilitating the clawback of incentive-based compensation ...
2015 Canadian Proxy Season - New... Published: 2015-02-25 16:37:34

nominations say-on-pay compensation clawbacks shareholder activism New Requirements ... Compensation Clawbacks A compensation clawback requires an employee, typically an ...
©2005-2024 K&L Gates LLP. All Rights Reserved. Published: 2024-01-16 11:21:12

December 2023 (2023 Form 10-K) relating to cybersecurity, clawbacks, and insider trading. ... Clawbacks Clawback of Erroneously Awarded Compensation Item 402(w) of Regulation S-K ...
The SEC's Reg Flex Agenda: Looking Ahead to 2017? : TheCorporateCounse... Published: 2016-05-24 07:46:36

with a April 2017 timeframe: - Finalize the outstanding compensation proposals (clawbacks/P4P/hedging & pledging/institutional investment manager filing of Form N-PX to ...
Microsoft Word - B1137584.DOC Published: 2010-07-26 18:29:24

pay" and "say-on-golden parachutes"; * Clawback policy requirements for listed ... Clawback Policy Requirements For Listed Companies Under the Act, the SEC is required to ...
9399_Weil Briefing_SEC_CG July 2010 Published: 2010-07-23 12:27:27

committees and their advisers required clawback policies that reach beyond the ... 12 A. Incentive Compensation Clawback Policies......
Last Batch of Internal Control Disclosure Samples : TheCorporateCounse... Published: 2005-03-15 05:33:26

The article in Sunday's NY Times did a great job questioning the wisdom of so many companies not having clawbacks in their employment arrangements so that companies (and their ...
Compensation Committee Guide 2022 Published: 2022-12-14 09:50:39

... E. Dodd-Frank Act Proposed Compensation Clawback Rules ......(so-called "compensation clawbacks," discussed in more detail in Chapter V of this Guide). ...
SEC's Reg Flex Agenda: Pay Rulemakings Pushed Back to October... Published: 2014-12-01 07:25:08

This Reg Flex Agenda notes that the pay ratio rules would be adopted by October 2015 (same with investment managers disclosing their say-on-pay votes) - and that the clawback, ...
Compensia Thoughtful... Published: 2023-01-25 19:02:51

disclosure and compensation recovery ("clawback") policies, Glass Lewis also made a ... over incentive award payments. "Clawback" Provisions Glass Lewis has updated its ...
Deadline Ends In 1 Week: 33% Early Bird Discount for Our Executive... Published: 2015-04-16 07:22:47

Perspective - How to Improve Pay-for-Performance Disclosure - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - The Art ...
As part of a recent series of announcements regarding updates... Published: 2023-03-08 12:26:42

centered on compensation incentives and clawbacks as well as the use of personal devices ... a Pilot Program Regarding Compensation Incentives and Clawbacks (Pilot Program). ...
A Novel Format: Our Executive Pay Conferences : TheCorporateCounsel... Published: 2016-05-05 07:22:25

Now What 8. P4P: Post-Panel Commentary 9. Creating Effective Clawbacks (& Disclosures) 10. Clawbacks: Post-Panel Commentary 11. Pay Ratio: Now What 12. Pay Ratio: ...
Corp Fin Director Erik Gerding to Depart Agency At Year End ... Published: 2024-12-16 06:24:44

During his tenure, the Division also implemented new or updated rules on beneficial ownership reporting, universal proxy, listing standards for clawbacks of erroneously awarded ...
Tomorrow's CompensationStandards.com Webcast: "Proxy Season Post... Published: 2024-06-17 05:50:34

...ay-versus-Performance: SEC Staff Guidance Issues and Year 2 Enhancements Compensation Clawback Policies - Multiple Policies/Potential Disclosure Issues Perquisites Disclosure and ...
Our Fall 'PDEC' Conferences: Blockbuster Lineup for Practical... Published: 2025-06-16 15:26:55

2026 Board Agenda 9. The SEC All-Stars: Executive Pay Nuggets 10. The Year of the Clawback 11. Compensation Disclosures You Need to Fix 12. Key Issues in STI: Structure & ...
Transcript: Proxy Season Post-Mortem: The Latest Compensation... Published: 2024-07-17 07:44:17

SEC Staff Guidance Issues and Year 2 Enhancements - Compensation Clawback Policies - Multiple Policies/Potential Disclosure Issues - Proxy Advisory Firms - Is ...
Deferred RSUs and ERISA (CE May-June 2011) Published: 2025-01-19 12:04:32

... restrictions, e.g., a non-compete or clawback provision, which the executive now has ... controversial the terms are (e.g., non-competes, clawbacks), the more risk is involved. ...
Our Upcoming Proxy Disclosure & NASPP Conferences (CE Sept-Oct... Published: 2025-01-19 12:04:33

- In-House Perspective: Strategies for Effective Solicitations - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - The Art ...
Take Advantage of Early Bird Registration (April 24) for Our... Published: 2025-01-19 12:04:33

Perspective How to Improve Pay-for-Performance Disclosure Creating Effective Clawbacks (and Disclosures) Pledging & Hedging Disclosures The Executive Summary The Art of ...
Critical Perspectives from the SEC All-Stars (CE Nov-Dec 2022... Published: 2025-01-19 12:04:35

... For more on these topics, see the May-June 2022 issue of The Corporate Executive. Compensation Clawback Policies. The SEC All-Stars tackled the SEC's compensation clawback ...
To protect the confidential and proprietary information included... Published: 2024-09-27 11:41:45

... Most Companies Maintain Clawback Provisions Beyond the Dodd-Frank Requirements - In late ... a Dodd-Frank compliant mandatory clawback policy. 78% of companies choose to ...
Alert | April 2007 | OSHA Hearing Published: 2010-07-02 15:09:56

(pay vs. performance) * compensation clawbacks * hedging disclosure * enhanced ... Erroneously Awarded Compensation (the "Clawback") The Act requires the SEC to issue ...
2015 PROXY SEASON REVIEW By Shirley Westcott August 2015 Overview Published: 2015-08-06 13:24:09

while proposals on compensation clawbacks, pay disparity, and linking pay to ... (PFP), and clawback policies, which are moving through the SEC's rulemaking process. ...
Client Policy Survey 2023 Results & Key Findings Published: 2023-11-13 19:12:46

......... 37 Clawback Applicability ......Total Responses 78 136 Total Comments 5 12 Clawback Applicability Clawback provisions on ...
More Congressional Reform Activity: The Peters and Durbin Bills... Published: 2025-07-31 21:39:19

executive compensation - Require independent compensation consultants - Strengthen clawbacks of unearned incentive compensation - Bar severance agreements for executives ...
Annual Meeting Handbook Published: 2024-03-21 20:39:24

... II. Clawback Rules ......II. CLAWBACK RULES On October 26, 2022, the SEC adopted final rules that directed stock ...
Heads Up for the 2024 Proxy Season: Key Corporate Governance... Published: 2024-02-06 11:15:17

and Human Capital Matters  Clawbacks: Listing Rules and Beyond  Year 2 of ... 3. EXECUTIVE COMPENSATION AND HUMAN CAPITAL MATTERS Clawbacks: Listing Rules and Beyond. ...
Notes from PLI's Securities Law Institute : TheCorporateCounsel... Published: 2005-11-14 06:09:36

were met in the preceding year); and - Clawback Policy - Company's policy for clawing ... forcing companies to adopt policies on clawbacks - here the House Democrats target two ...
CalPERS' Say-on-Pay Policy: No More Second Chances? : TheCorporateCoun... Published: 2019-04-09 09:53:52

be used to assess compensation plans - e.g. insufficient disclosure of goals, lack of clawback policy - For this year, CalPERS expects its say-on-pay voting outcomes to be similar ...
BoardroomDirect Published: 2014-04-30 13:34:05

rule Worth reading Executive compensation: Clawbacks This study is an analysis of 100 large public companies' clawback policies from 2009-2012. Clawback policies, although ...
Our October Conferences: Sign Up Now! : TheCorporateCounsel.net... Published: 2024-09-04 06:57:41

The Latest Development - The SEC All-Stars: Executive Pay Nuggets - Living with Clawbacks: What Are We Learning - Perks: The Latest Developments - The Top Compensation ...
Corporate Governance Report PHOTO BY DENYS NEVOZHAI ON UNSPLASH Published: 2020-03-11 20:10:50

......... 38 Clawbacks ......report Google search in China Adopt clawback policy Workforce diversity report Report ...
Timely Takes Podcast: J.T. Ho's Latest "Fast Five" : TheCorporateCouns... Published: 2023-11-09 00:08:28

Circuit Panel's Decision Upholding Nasdaq's Board Diversity Disclosure Rules - NYSE Clawback Policy Affirmation Requirement As always, if you have insights on a securities law, ...
2023 Compensation Committee Handbook Published: 2023-03-09 16:47:12

... with respect to the SEC's new clawback rule in connection with the Dodd-Frank ... Dodd-Frank Clawback Rules On October 26, 2022, the SEC adopted final rules implementing ...
BlackRock's 2025 Voting Policies: Compensation-Related Updates... Published: 2025-01-07 06:04:05

The policy clarifies that companies should consider rigorous measure(s) of outperformance in addition to peer benchmarking. - Clawbacks: BlackRock built on its existing policy to ...
5/11/23, 3:26 PM SEC Adopts Amendments... Published: 2023-05-11 15:26:29

only large private equity fund advisers to report general partner clawbacks or limited partner clawbacks as part of the annual ling, rather than requiring such reporting of all ...