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Legal Update -- SEC Proposes New Rules on Cybersecurity Disclosures... Published: 2022-03-15 14:58:15Disclose within four business days after the registrant determines it has experienced a material cybersecurity incident. 2 Mayer Brown | SEC Proposes New Rules on Public Company ...
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Microsoft Word - 747125102_1.docx Published: 2022-04-12 11:15:04to the provisions of Rule 102, rather than those of Rule 101 of Regulation M. 2 Mayer Brown | SEC Proposes Amendments to Remove References to Credit Ratings from Regulation M ...
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Microsoft Word - UPDATE US Securities and Exchange_1-4-11.docx Published: 2011-01-05 17:42:03... In response to industry concerns over the scope of the rules, particularly among consumer retailers, the SEC clarified in its release that the 2 Mayer Brown | US Securities and ...
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Microsoft Word - Proxy Voting Developments_v2.docx Published: 2022-01-18 15:14:19February 5, 2020 2 Mayer Brown | SEC Investor Advisory Committee Calls for Revamp of SEC Proxy Voting Rules and Interpretations In the Committee's view: the US proxy system is ...
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Microsoft Word - UPDATE_ThreeMoreThingsUSAudit_Comm_Members_Consider20... Published: 2015-04-29 19:13:54... Several recent cases have provided clarity regarding the scope of attorney-client privilege in internal 2 Mayer Brown | Three More Things US Audit Committee Members Should Consider ...
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Legal Update -- Private Placement Reminders Published: 2023-06-01 14:23:33... FINRA in the Notice is attached as Appendix A. 2 Mayer Brown | FINRA Releases Updated Guidance for Members Conducting Private Placements CARE OBLIGATION Reasonable Investigation. ...
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Microsoft Word - UPDATE-Corp_AuditCommittee_Members_0914_V1.docx Published: 2014-09-12 14:26:40... For members of the Audit Committee, these issues might then snowball into possible 2 Mayer Brown | Three Things US Audit Committee Members Should Consider Now opposition by ...
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Say-on-Pay: A 10th Failed Vote : TheCorporateCounsel.net Blog Published: 2011-05-02 07:25:34Eddie Best of Mayer Brown, Karen Dempsey of Orrick, Herrington & Sutcliffe, Dave Lynn of TheCorporateCounsel.net and Morrison & Foerster and Dominic Jones of IR Web Report. ...
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Legal Update - SEC Amends Requirements for Statistical Disclosures... Published: 2020-09-15 16:44:23may not always reflect recent industry developments or changes in accounting 2 Mayer Brown | SEC Amends Requirements for Statistical Disclosures for Bank and Savings and Loan ...
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http://reaction.mayerbrown.com/rs/vm.ashx?ct=24F76F18D2E30AEDC1 Published: 2010-03-01 17:51:24If you have questions regarding these latest developments, or short selling in general, please contact the Mayer Brown attorney with whom you normally communicate or any of the ...
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SEC Adopts Rules to Modernize and Simplify Disclosure Published: 2019-03-28 09:39:34MD&A. The pre-amendment instructions for management's discussion and analysis of financial condition and results of operations 2 Mayer Brown | SEC Adopts Rules to Modernize and ...
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Legal Update -- SEC Adopts Final Rules to Remove Credit Ratings... Published: 2023-08-03 16:54:21and their affiliated purchasers rather than distribution participants. 2 Mayer Brown | SEC Adopts Final Rules to Remove References to Credit Ratings from Regulation M ...
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US Securities and Exchange Commission Increases Focus Published: 2021-10-18 09:21:50... October 15, 2021 2 Mayer Brown | US Securities and Exchange Commission Increases Focus on Cybersecurity Actions Charging Deficient Cybersecurity Procedures BACKGROUND Section 504 ...
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Microsoft Word - Update-2018-Proxy-Season_092817_V3.docx Published: 2017-10-12 08:40:45... its pay ratio repeal provision, will be considered before the 2018 2 Mayer Brown | Preparing for the 2018 US Proxy and Annual Reporting Season-Are You Ready? proxy season. ...
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Legal Update December 16, 2015 US Capital Markets Implications... Published: 2015-12-17 13:05:03... 30 days after enactment of the FAST Act (i.e., January 3, 2016), an EGC using 2 Mayer Brown | US Capital Markets Implications of the FAST Act Forms S-1 or F-1 may omit from the ...
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Legal Update -- SEC Adopts Amendments for Reporting Beneficial... Published: 2023-10-18 16:57:10the below chart (reprinted from the SEC's adopting release ("Adopting Release")). 2 Mayer Brown | SEC Adopts Amendments for Reporting Beneficial Ownership on Schedules 13D and 13G ...
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Commissioner Lee Designated as Acting SEC Chair : TheCorporateCounsel... Published: 2021-01-22 07:25:46As the SPAC craze continues, SPACs are running into more issues with D&O insurance pricing. A recent Mayer Brown Free Writing & Perspectives blog says D&O pricing for SPAC sponsors ...
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MD&A & Financial Disclosures: What's the Compliance Date? : TheCorpora... Published: 2021-01-13 13:59:45On December 28th, the SEC issued a notice soliciting public comment on the proposed rule change. Here's the intro from this Mayer Brown blog: On December 16, 2020, the New York ...
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Legal Update January 28, 2016 Preparing for the Annual Shareholders... Published: 2016-02-05 13:55:16... the company's officers, investor relations department and security detail are in 2 Mayer Brown | Preparing for the Annual Shareholders Meeting: Five Practical Matters US Public ...
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Microsoft Word - UPDATE-NIST_Cybersecurity_Framework_0214.docx Published: 2014-04-18 20:12:40... The Framework Core "presents cybersecurity outcomes identified by industry as helpful in managing cybersecurity risk" and "is not a 2 Mayer Brown | The NIST Cybersecurity Framework ...
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Microsoft Word - SEC Issues MD&A Guidance_V4.doc Published: 2020-02-09 17:13:54... may be necessary in order to make the 2 Mayer Brown SEC Issues MD&A Guidance presentation of the metric, in light of the circumstances under which it is presented, not misleading." ...
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http://reaction.mayerbrown.com/rs/vm.ashx?ct=24F76815D4AE4EE0CD Published: 2009-07-30 12:39:23these latest developments, or short selling in general, please contact the Mayer Brown attorney with whom you normally communicate or any of the following attorneys; ...
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SEC Staff Issues Legal Bulletin Announcing Shift in Shareholder Published: 2021-11-09 11:31:01In a departure from longstanding policy, the Staff "will November 8, 2021 2 Mayer Brown | SEC Staff Issues Legal Bulletin Announcing Shift in Shareholder Proposal Review Process ...
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Microsoft Word - UPDATE-US_SEC_Proposes_Resource_Extraction_Rules... Published: 2015-12-23 14:47:46... However, the information and documents filed in the Form SD will not be deemed to be incorporated by reference into any filing made 2 Mayer Brown | US SEC Proposes Resource ...
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http://www.fulbright.com/index.cfm?DETAIL=yes&FUSEACTION=public Published: 2010-05-06 16:08:52See Pacific Inv. Management Co. LLC v. Mayer Brown LLP, _ F.3d _, 2010 WL 1659230 (2d Cir. Apr. 27, 2010). The decision further tightens the reins on private Rule 10b-5 securities ...
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Microsoft Word - UPDATE_Three Things US Audit Committee Members... Published: 2015-01-27 19:16:15... Future tax guidance may also address various "earnings stripping" transactions where US companies 2 Mayer Brown | Three Things US Audit Committee Members Should Consider in 2015 ...
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Legal Update First Department Rejects Martin Act Preemption Published: 2013-07-19 19:22:48Legal Update First Department Rejects Martin Act Preemption 18 January 2011 Mayer Brown Legal Update The Martin Act-New York's "blue sky" law-prohibits various fraudulent and ...
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Microsoft Word - 10 Tips for 10-Ks and Proxy Statements.docx Published: 2020-01-22 15:06:01In March 2019, the SEC adopted amendments intended to modernize and simplify certain disclosure requirements of Regulation S-K. Key elements of these January 21, 2020 2 Mayer Brown ...
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LEGAL UPDATE Disclosure of Board Self... Published: 2019-02-13 17:43:24LEGAL UPDATE Disclosure of Board Self-Identified Diversity Characteristics 11 February 2019 Mayer Brown Legal Update On February 6, 2019, the staff of the US Securities and ...
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Microsoft Word - COVID-19 SEC Disclosures and Related Ramifications... Published: 2020-03-18 14:25:11... statements set 2 Mayer Brown | COVID-19: SEC Disclosures and Related Ramifications forth in Section 21E of the Securities Exchange Act of 1934, as amended (Exchange Act). ...
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Legal Update -- SEC Disclosure Considerations Post Bank Failures Published: 2023-04-06 18:18:24... March 27, 2023 2 Mayer Brown | Disclosure Considerations Post Bank Failures Has any bank failure impacted your ability to access lines of credit, revolving credit facilities or ...
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Lexis Practice Advisor Published: 2019-07-14 20:42:51Lexis Practice Advisor ® Top 10 Practice Tips: Debt Tender Offers by Anna Pinedo and Alex Speyer, Mayer Brown LLP The following 10 practice points are intended to help you in ...
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http://reaction.mayerbrown.com/rs/vm.ashx?ct=24F76C1FDFE00AEDC1 Published: 2010-07-22 11:51:23For more information about the impact of this change please contact your usual Mayer Brown lawyer or any member of our Private Investment Fund Practice. Learn more about our ...
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Microsoft Word - UPDATE-Securities_Proxy_Plumbing_0810_V2.docx Published: 2010-08-19 12:15:25... Currently, there are different methods by which over-voting and under-voting are reconciled. The SEC is interested in receiving views on whether it 2 Mayer Brown | U.S. Securities ...
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Microsoft Word - SEC Issues Guidance on the Application of the... Published: 2019-08-28 13:48:01behalf of clients, particularly if the investment adviser retains a 2 Mayer Brown | SEC Issues Guidance on the Application of the Proxy Rules to Voting Advice proxy advisory firm. ...
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Microsoft Word - 737995595_5 Published: 2020-08-28 10:31:18Also as proposed, the final amendment includes a nonexclusive list of attributes that the SEC will consider in determining which professional 2 Mayer Brown | SEC Adopts Amendments ...
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Microsoft Word - UPDATE-Securities_Proxy_Access_Rules_0910_V2... Published: 2010-09-08 15:40:33... The new proxy access rules entitle qualified shareholders to have their director nominees included in the company's proxy statement. To be 2 Mayer Brown | U.S. SEC Adopts Proxy ...
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Microsoft Word - UPDATE-Corp_Resource_Extraction_0912_V1.docx Published: 2012-09-04 19:28:00... In addition, the information is to be "filed" rather than "furnished," making the 2 Mayer Brown | SEC Adopts Dodd-Frank Resource Extraction Payments Disclosure Rules disclosures ...
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Microsoft Word - UPDATE-CorpSecurities_Contingencies_Disclosures... Published: 2010-09-16 18:02:18... Severe impact is a higher threshold than material, but it includes matters that are less than catastrophic, such as those that would result in bankruptcy. 2 Mayer Brown | FASB ...
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Legal Update Published: 2012-11-02 10:04:35For details, please see our earlier legal update entitled "Hong Kong Stock Exchange Issues Guidance on Pre-IPO Investments" published on 14 October 2010. 2 Mayer Brown JSM | ...
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Background Published: 2008-10-06 15:18:14The Act authorizes the Treasury to create a purchase program and an insurance program. The asset purchase program was MAyeR BRown LegAL uPdATe The emergency economic Stabilization ...
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Leal Update -- Delaware Court of Chancery Allowes deSPAC Litigation... Published: 2022-01-12 09:56:22... Upon completion of a 2 Mayer Brown | Delaware Court of Chancery Allows deSPAC Litigation to Proceed Applying "Entire Fairness" Standard business combination, the founders' Class B ...
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LEGAL UPDATE US Federal Appellate Courts Uphold Dismissal of... Published: 2015-04-01 14:27:22LEGAL UPDATE US Federal Appellate Courts Uphold Dismissal of Securities Fraud Claims Against Auditors in Two China Reverse Merger Cases 30 March 2015 Mayer Brown Legal Update In ...
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Legal Update June 25, 2015 Delaware Amends its General Corporation... Published: 2015-06-29 17:05:17... requirements, that any or all internal corporate claims shall be brought 2 Mayer Brown | Delaware Amends its General Corporation Law to Authorize Exclusive Forum ...
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Legal Update June 9, 2015 Published: 2015-06-11 12:06:40... The Form 3 reports the total amount of each equity security owned, but does not give details 2 Mayer Brown | Reporting Consequences and Other Considerations for Changes in ...
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Legal Update June 22, 2015 US Audit Committees and Capital... Published: 2015-06-23 15:14:07... In response to the ISS recommendations to support the Trian activists over DuPont, Marty Lipton, the prominent long- time takeover defense advisor, recently and 2 Mayer Brown | US ...
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Legal Update -- SEC Proposes to Rescind Recently Adopted Proxy... Published: 2021-12-02 11:42:53filing requirements of the proxy rules that PVABs have historically relied on: 2 Mayer Brown | SEC Proposes To Rescind Recently Adopted Proxy Voting Advice Rules PVABs must ...
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Legal Update -- SEC Proposes Amendments to Rule 10b5-1's Affirmative... Published: 2021-12-20 13:32:49to that plan although some plans voluntarily adopt 2 Mayer Brown | SEC Proposes Amendments to Rule 10b5-1's Affirmative Defense to Insider Trading Liability a cooling-off period. ...
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Microsoft Word - UPDATE-Corp_2013_ ProxyAnnualReportingSeason... Published: 2012-10-16 15:17:06... reputations of the defending companies and their compensation committee members. 2 Mayer Brown | Preparing for the 2013 Proxy and Annual Reporting Season Legal Update October 15, ...
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Microsoft Word - UPDATE_Corp_Proxy_Report_Season_1110_V3.docx Published: 2010-11-17 11:53:20... Although the say-on-pay vote is advisory only, public companies may want to take steps to increase the chances of shareholders approving 2 Mayer Brown | Preparing for the 2011 ...
