March 26, 2026
FINRA: Fee Hikes Postponed to January 2027 (and Beyond)
This one snuck by us! I blogged last summer that FINRA was set to increase its filing fees. Luckily, as our intrepid editor Meaghan Nelson was updating our “Filing Fees” Handbook, she noticed that this increase had been delayed till January 1, 2027. This Alston & Bird memo shows the fee schedule and explains how the delay affects the ramp-up:
The increase in the public offering filing fee and the new private offering filing fee will take effect on January 1, 2027, with additional increases to the public offering filing fee cap for WKSIs to take place on January 1, 2028, and January 1, 2029.
– Liz Dunshee
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