July 15, 2025
Corp Fin Updates Schedule 13D/G CDIs for 2023 Rule Amendments
The Corp Fin Staff just released 18 revised CDIs on the filing of Schedules 13D and 13G. Thanks to the helpful redlines provided by Corp Fin, it looks like the changes are largely clean-up, clarification and updates necessary to align the CDIs with the October 2023 amended rules that, among other things, shortened the deadlines for initial and amended Schedule 13D and 13G filings. Here’s the full list of the updated CDIs, with links directly to the redlines:
Section 101. Section 13(d)
Section 103. Rule 13d-1 — Filing of Schedules 13D and 13G
Section 104. Rule 13d-2 — Filing of Amendments to Schedules 13D or 13G
- Revised Question 104.01
- Revised Question 104.02
- Revised Question 104.03
- Revised Question 104.04
- Revised Question 104.06
- Revised Question 104.07
Section 105. Rule 13d-3 — Determination of Beneficial Ownership
Section 107. Rule 13d-5 — Acquisition of Securities
Section 110. Schedule 13D
– Meredith Ervine
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