February 3, 2022
More SEC Rulemaking Coming Up!
As expected, the rule proposals keep coming from the SEC. The Commission provided notice of an open meeting on February 9 that will cover several items. In addition to two rule proposals from the Division of Investment Management (with one of those dealing with cybersecurity risk management for registered investment advisers and investment companies), the Commission will consider a proposal from the Division of Trading and Markets to shorten the standard settlement cycle for most securities transactions, as well as a proposal from the Division of Enforcement’s Office of the Whistleblower and the General Counsel’s office to amend the whistleblower rules.
Speaking of whistleblowers, be sure to check out our webcast next Tuesday: “Whistleblowers: Best Practices in a New Regime.”
– Dave Lynn