August 16, 2021

Transcript: “Insider Trading Policies & Rule 10b5-1 Plans”

We’ve posted the transcript from our recent webcast for members, “Insider Trading Policies & Rule 10b5-1 Plans.” Meredith Cross of WilmerHale, Alan Dye of Hogan Lovells and, Dave Lynn of Morrison & Foerster and, and Haima Marlier of Morrison & Foerster covered these topics:

1. The New Enforcement Environment (including Focus on Rule 10b5-1 Plans)

2. Rule 10b5-1 Plan Considerations for Share Buybacks

3. Intersection of Insider Trading Policies & Rule 10b5-1 Plans

4. Pre-clearance Procedures and Blackout Period Trends

5. Pledging, Hedging & Short-Selling Transactions

6. Cybersecurity & Other Materiality Considerations

7. Latest Developments with Compliance Training

8. Defending an Insider Trading Action

Liz Dunshee