November 8, 2012

JOBS Act: Comments on the SEC’s General Solicitation Proposal

In the “Dodd-Frank Blog,” David Jenson of Leonard, Street & Deinard gives us some indication of what the comment letters submitted to the SEC look like regarding its general solicitation proposal. Interesting stats from the states – as well as anonymous rants and personal attacks – are among those in the comment letters. And as noted in this Business Insider article, even Sen. Carl Levin (D-MI) submitted a terse comment letter (see this Cooley news brief on the Senator’s letter)…

SEC Brings 1st Enforcement Action Against Emerging Growth Company

As noted in this NY Times article, the SEC recently brought an enforcement action against an emerging growth company that looks like was a complete fraud perpetrated by a disbarred lawyer. For those like me that thought Congress rushed the JOBS Act, “we told you so”…

Transcript: “Secrets of the Corporate Secretary Department”

We have posted the transcript for our popular webcast: “Secrets of the Corporate Secretary Department.”

– Broc Romanek