TheCorporateCounsel.net

July 8, 2003

As reported by Alan Dye

As reported by Alan Dye on Section16.net, last week the SEC sent over 600 letters of rejection to companies that tried to file Section 16 reports on paper.

Even more troublesome is that we hear that companies might believe they have successfully filed a report through the SEC’s new system – because they did not receive a rejection email – yet the filing was not successful. It is critically important to go to the SEC’s Edgar database each time you believe you have made a filing to confirm the filing was made!

Please share any similar horror stories with us by sending me an email at broc.romanek@thecorporatecounsel.net.