Search

This search tool conducts a search of the entire site, including the blogs and Q&A Forum. Try our new enhanced search.

Results from: TheCorporateCounsel.net

Securities Legislation: House Passes 11 Bills Promoting Capital... Published: 2023-06-22 06:32:28

Here's the intro to this Mayer Brown blog: In early June, the US House of Representatives passed two sets of bills focused on promoting capital formation. The bipartisan effort ...
AI: Do You Need to Refresh Your Policies? : TheCorporateCounsel... Published: 2023-08-11 07:26:10

In the short-term, though, we will probably have more work on our plates - to train them in and set up the proper oversight systems. This Mayer Brown blog walks through what boards ...
FDIC Proposes Corporate Governance and Risk Management Guidelines Published: 2026-07-30 06:27:20

11:19 AM Corporate Governance Standards Proposed by FDIC | Perspectives & Events | Mayer Brown https://www.mayerbrown.com/en/perspectives-events/publications/2023/10/...
E-minders February 2005 Published: 2025-01-19 12:03:29

John Huber of Latham & Watkins; Linda Griggs of Morgan Lewis, Mike Hermsen of Mayer Brown and David Lynn, Chief Counsel, Division of Corporation Finance, SEC. Join them to ...
US Person under Rule 902: Q & A/ Discussion Forum Published: 2022-07-25 04:14:57

the transaction to include Reg S and Reg D tranches. See the discussion in this Mayer Brown memo. https://www.thecorporatecounsel.net/Member/Memos/Mayer/03_22_overview.pdf ...
Double-Header Coming Up! : TheCorporateCounsel.net Blog Published: 2025-08-06 02:15:34

John Huber of Latham & Watkins; Linda Griggs of Morgan Lewis, Mike Hermsen of Mayer Brown and David Lynn, Chief Counsel, Division of Corporation Finance, SEC. Join them to ...
Farewell to Charlie Munger, the "Abominable No-Man" : TheCorporateCoun... Published: 2023-11-30 07:20:06

He was also notably committed to maintaining Berkshire Hathaway's corporate culture. This MarketWatch column from Mayer Brown's Larry Cunningham discusses Munger's impact in that ...
Sustainability-Linked Bonds: Some Practical Considerations for... Published: 2026-07-30 06:27:19

1 | MAYER BROWN INSIGHT: SUSTAINABILITY-LINKED BONDS SOME PRACTICAL CONSIDERATIONS FOR DOCUMENTING AND STRUCTURING TRANSACTIONS Sustainability-linked bonds ("SLBs") have fast ...
Material Contracts: Q & A/ Discussion Forum Published: 2005-07-27 14:28:45

Not much out there but limited caselaw and SAB 99 - and guidance from your peers. While not comprehensive and perhaps not helpful to your fact pattern, I like this Mayer Brown memo ...
Nasdaq change of control and stockholder approval: Q & A/ Discussion... Published: 2025-10-27 10:59:25

RE: Nasdaq change of control and stockholder approval See IM 5635-2 regarding the use of share caps to comply with Rule 5635 and the attached Mayer Brown/Donohoe Advisory ...
The "Nina Flax" Files: Goals for 2020 : TheCorporateCounsel.net... Published: 2020-02-07 07:11:32

to share the latest "list" installment from Nina Flax of Mayer Brown (here's the last one): Another new year, another time many of us are setting goals and making resolutions. ...
The "Nina Flax" Files: Shelter in Place Neuroses : TheCorporateCounsel... Published: 2020-03-24 07:12:24

So has our faithful correspondent Nina Flax of Mayer Brown, and she weighs in with her thoughts on the way we live now: The Bay Area was the first to institute a shelter-in-place, ...
SVB Collapse: Disclosure Issues for Public Companies : TheCorporateCou... Published: 2023-03-29 06:39:58

This Mayer Brown memo addresses those issues,and highlights specific line-item requirements that may trigger disclosures. Here's an excerpt from the memo's discussion of MD&A ...
SEC Approves NYSE Amendments to Corporate Governance Requirements... Published: 2009-12-03 07:21:46

The amendments are effective January 1, 2010. We'll be posting memos analyzing these new requirements in our "NYSE Guidance" Practice Area. As noted by Mayer Brown, the rule ...
SEC Reports on the Small Business Forum : TheCorporateCounsel... Published: 2024-10-02 06:16:14

The Forum, which took place on April 16-18, is hosted by the SEC's Office of the Advocate for Small Business Capital Formation. As this Mayer Brown blog notes, the report ...
Open market purchase of mortgage revenue bonds: Q & A/ Discussion... Published: 2019-11-25 06:34:19

... See the attached MoFo, Mayer Brown & Pillsbury memos and the other materials in the "Tender Offers" Practice Area on DealLawyers.com for a discussion of tender offer issues ...
Baby shelf/ATM: Q & A/ Discussion Forum Published: 2025-07-18 05:17:01

... I've not heard about the Staff taking that position. The most recent commentary on this I've seen is this excerpt from a 2020 Mayer Brown memo on ATM programs: "An issuer that has ...
FPI - Is Super 20-F required if Form 10/20-F info disclosed in... Published: 2025-05-27 08:35:00

See the discussion on pages 26-27 of this Mayer Brown presentation: https://www.freewritings.law/wp-content/uploads/sites/24/2024/06/SECs-Final-Rules-on-SPACs-Jan-2024.pdf Reply ...
Filing (or Omitting) Schedules with Exhibits: Q & A/ Discussion... Published: 2006-10-30 21:45:48

And some law firms have written client alerts (rg. Mayer Brown client memo) addressing the issue. I think it's one of those things that clients and their counsel sort of need to ...
Digital Assets Legislation: Where Do We Go From Here? : TheCorporateCo... Published: 2024-06-05 07:30:06

The House passed the legislation, by a vote of 279 to 136. As this Mayer Brown alert notes, the legislation would clarify the responsibilities of the SEC and CFTC with respect to ...
COVID-19 and Managing the Loss of WKSI Status Published: 2026-07-30 06:27:19

11:04 AM COVID-19 and Managing the Loss of WKSI Status | Perspectives & Events | Mayer Brown https://www.mayerbrown.com/en/perspectives-events/publications/2020/04/...
SEC Adopts Final Rule 192 Published: 2026-07-30 06:27:21

263 3341 mstasny@mayerbrown.com Related Persons For more information about the topics in this white paper, please contact the authors or any of the following Mayer Brown lawyers. ...
Europe High Yield Securities Guide Published: 2026-07-30 06:27:18

Reporting 55 INDICATIVE TRANSACTION TIMETABLE 56 Pre-Launch 56 Post-Launch 58 GLOSSARY 60 mayer brown x 1 Traditional Credit Facility vs. High Yield Bonds Traditional Credit ...
Dividend of Warrants - Registration Required?: Q & A/ Discussion... Published: 2022-11-17 04:23:26

... For more on rights offerings, see this Mayer Brown memo: https://www.freewritings.law/wp-content/uploads/sites/24/2020/06/WTD-Rights-Offerings.pdf Reply John Jenkins, Editor, ...
Crypto: No-Action Letter Roadmap to Distribute Tokens in the... Published: 2025-10-05 22:27:43

This Mayer Brown blog describes the Foundation, the DoubleZero Network and the 2Z tokens: The Foundation was formed to support creation of the DoubleZero Network, a "purpose-built ...
Capital Markets Alternatives: At-the-Markets Offerings (CC Mar... Published: 2023-04-01 00:00:00

... That being said, issuers involved in an ATM program should consider taking steps to mitigate the risk of violations of Regulation M. This excerpt from a 2020 Mayer Brown ...
Shareholder Democracy & the Law of Unintended Consequences :... Published: 2025-01-09 06:15:00

... The "law of unintended consequences" also played a role in how proxy advisors amassed such power in the first place. This 2019 Mayer Brown memo gives some perspective on how the ...
Tech IPOs: 239 Million Reasons to Stay Private? : TheCorporateCounsel... Published: 2019-02-26 07:29:18

Here's a summary of the pipeline report from Mayer Brown's blog: In 2013, the median time between first funding and IPO for U.S. VC-backed tech companies was 6.9 years compared to ...
IPOs: Nasdaq Now Has More Discretion to Deny Initial Listings... Published: 2025-12-21 16:35:17

This Mayer Brown blog summarizes the update: Under the proposal, Nasdaq would adopt new interpretive material, IM-5101-3, under Nasdaq Rule 5101 that would permit it to deny an ...
Ropes & Gray Published: 2026-07-30 06:27:19

ABOUT MAYER BROWN | INDUSTRIES & PRACTICES | PEOPLE | OFFICES | NEWS | PUBLICATIONS | EVENTS | CAREERS | ALUMNI US Supreme Court Releases Opinion in Merck & Co. v. Reynolds Client ...
Chandler v Cape: Piercing the Corporate Veil: Lessons in Corporate... Published: 2026-07-30 06:27:19

The case potentially opens up avenues of recourse that, up to this decision, would not have been available. Mayer Brown's Corporate and Environment and Safety Groups have teamed up ...
Challenging Perspectives: US and EU Approaches to Climate Change Published: 2026-07-30 06:20:07

Lambadarios Law Offices Liepa, Skopina /BORENIUS M.V. Kini & Co. Macias Gómez & Asociados Mattos Filho, Veiga Filho, Marrey Jr. e Quiroga Mayer, Brown, Rowe & Maw LLP McCann ...
Equity Capital Markets Spotlight Published: 2026-07-30 06:27:19

1 UK, US, Hong Kong and Global - eligibility and continuing obligations mayer brown 2 Eligibility requirements and continuing obligations applicable to UK, US and Hong ...
U.S. Equity Markets for Israeli Issuers: Public Offerings and... Published: 2026-07-30 06:27:21

U.S. Equity Markets for Israeli Issuers: Public Offerings and Rule 144A Placements Edward S. Best Sagit Kaufman www.mayerbrownrowe.com COPYRIGHT © 2007 By Mayer, Brown, Rowe & Maw ...
General Instruction I.B.6 and ATMs: Q & A/ Discussion Forum Published: 2023-05-25 06:03:13

... You need to recalculate the remaining capacity on a rolling basis at the time of each sale under the prospectus See the discussion on p. 3 of this Mayer Brown memo. https://...
SEC Investor Advisory Committee Considers Reg D Changes : TheCorporate... Published: 2023-09-26 06:28:26

Earlier this year, the Investor Advisory Committee also explored the growth of private markets at one of its meetings. This Mayer Brown Free Writings & Perspectives blog describes ...
Corp Fin Staff Issues Statement on Crypto Mining : TheCorporateCounsel... Published: 2025-03-25 13:05:45

to those of us who aren't among the crypto cognoscenti (or at least to me). Fortunately Mayer Brown posted a blog about the statement that is a little easier to understand. ...
Global Climate Disclosure: Don't Expect SEC Rules to Supersede... Published: 2024-01-11 00:04:39

I don't know about you, but I have trouble keeping up and keeping them straight. If you have felt that way as well, this recent Mayer Brown white paper on the global regulatory ...
Navigating Conflicted Transactions Under the Amended DGCL : TheCorpora... Published: 2025-05-09 07:38:12

This Mayer Brown alert outlines a three-step process for evaluating conflict transactions following the DGCL amendments that took effect in March. Below, I've streamlined the ...
"Is My SPE a VIE Under FIN46R and, If So, So What?" BDO Seidman... Published: 2026-07-30 06:27:21

This and certain other capitalized terms used in this article are defined below. 2 J. Paul Forrester is a partner of Mayer, Brown, Rowe & Maw LLP, an international law firm, and is ...
U.S. Equity Markets for Foreign Issuers: Public Offerings and... Published: 2026-07-30 06:27:21

Peter V. Darrow Philip J. Niehoff Michael L. Hermsen www.mayerbrownrowe.com MAYER, BROWN, ROWE & MAW LLP Peter V. Darrow (212) 506-2560 pdarrow@mayerbrownrowe.com Philip J. Niehoff ...
E-minders January 2005 Published: 2025-01-19 12:03:29

John Huber of Latham & Watkins; Linda Griggs of Morgan Lewis, Mike Hermsen of Mayer Brown and David Lynn, Chief Counsel, Division of Corporation Finance, SEC. Join them to ...
SEC Staff Provides Rule 15c2-11 Relief : TheCorporateCounsel... Published: 2024-11-27 07:15:09

As the Mayer Brown Free Writings & Perspectives blog notes, last Friday the Staff issued yet another no-action letter on the topic: Broker-dealers had been preparing for the sunset ...
Bring Back Small IPOs? Good Luck with That : TheCorporateCounsel... Published: 2025-12-18 17:43:33

This recent Mayer Brown blog says that it will take more than regulatory changes like these to bring back small cap IPOs: While all of these measures are undoubtedly important and ...
Your 2026 Proxy Statement & Form 10-K: Everything Has Changed... Published: 2025-11-22 12:46:25

But as this 31-page Mayer Brown memo observes, shifting SEC priorities and other policy dynamics may affect your disclosures. Compared to this time last year, everything feels ...
More on DTC's Tokenization Pilot : TheCorporateCounsel.net Blog Published: 2026-01-08 21:03:00

This Mayer Brown alert describes how the DTCC Tokenization Services pilot program works in detail. Here's a snippet: Subject Securities. The scope of token-eligible securities is ...
After the Bailout: What to Expect for Capital Market Deals Now... Published: 2025-07-25 14:26:36

Coast, West Coast and the Midwest. The panelists include: - Edward Best, Partner, Mayer Brown - Michael Kaplan, Partner, Davis Polk & Wardwell - J. Maurice Lopez, Managing ...
Crypto Decision in Ripple Labs: Approach Already Rejected in... Published: 2023-08-17 06:58:26

The latest crypto decision, also from the SDNY - SEC v. Terraform Labs, (SDNY 8/23) - supports these points. This Mayer Brown alert describes the decision: Judge Jed Rakoff ruled ...
Accredited Investors: Recommendations of the Small Business Capital... Published: 2024-03-06 06:33:18

Following the prepared remarks, the Committee voted in favor of three recommendations, which this Mayer Brown blog summarizes as follows: - The current net worth and income ...
SEC Small Business Advisory Committee to Meet on February 25... Published: 2025-02-06 06:35:57

The Mayer Brown Free Writings + Perspectives blog notes: The Securities and Exchange Commission's (SEC) Small Business Capital Formation Advisory Committee will meet on February ...