This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
E-Minders February 2009 Published: 2025-01-19 12:03:29... - Revisiting Perquisites - Reassessment of Our Perquisites - Making the Most of Clawback Provisions - Revisiting our Compensation Recovery Policy - Evaluating the Need for ...
-
E-Minders December 2009 Published: 2025-01-19 12:03:29... current Performance Graph. - Clawbacks (Section 955) - The bill would require companies to develop and implement a compensation recovery ("clawback") policy that would (i) be ...
-
E-Minders Published: 2025-01-19 12:03:31... awards, clawback provisions, and CD&A disclosure for smaller reporting companies. ... And these open rulemakings remain on the 'long-term' burner: clawbacks; ...
-
Parsing the House Ways and Means Proposal for Tax Reform (CE... Published: 2026-04-30 12:31:49... popularity as more companies implement clawback provisions (up 88% from 2011 in the ... Ditto the concerns about enforcement of clawback provisions for performance awards. In ...
-
Say-on-Pay Failures: #3 and #4 : TheCorporateCounsel.net Blog Published: 2012-04-19 07:54:37certain deferred incentive awards, a four-year deferral period, significant stock awards that are subject to clawbacks and a stock ownership commitment, and limitations on perks. ...
-
Filing Boo-Boo Stories: "Have You Heard About the One..." : TheCorpora... Published: 2012-10-31 07:24:11In the letters, CII provided draft language and supporting commentary. Recently, CII members approved revisions to their clawbacks policy and an anti-forced arbitration clause ...
-
Tomorrow's Pre-Conference Webcast: "Pay Ratio Workshop - What... Published: 2017-07-19 07:32:40A Conversation with Nell Minow 12. Proxy Access: Tackling the Challenges 13. Clawbacks: What to Do Now 14. Dealing with the Complexities of Perks 15. The Big Kahuna: Your ...
-
SEC's Budget Seeks Cybersecurity Boost : TheCorporateCounsel... Published: 2018-02-13 06:45:28... pay is structured & administered? 5. Clawbacks aren't just for restatements anymore. What is the latest thinking on applying clawbacks to a broader range of activities and a ...
-
#MeToo: Still Making Waves : TheCorporateCounsel.net Blog Published: 2020-08-14 07:22:33The complaint references "cause" because Easterbrook's separation agreement incorporates clawback provisions from the company's standard severance plan, which require repayment if ...
-
Tech Glitch Prompts SEC to Reopen Comments on 11 Rulemaking Proposals... Published: 2022-10-11 07:49:52Off the top of my head, it appears that the only major proposals that aren't affected by this are the SEC's clawbacks proposal and its Rule 10b5-1 proposal. According to the SEC's ...
-
Giving Thanks 2024: My Thanksgiving Reflections : TheCorporateCounsel... Published: 2024-11-27 09:17:22years is a long time! In 2024, we saw the first disclosures about the exchange-mandated clawback policies, as well as the first Form SD filings by resource extraction issuers. ...
-
Corp Fin Updates a Hodgepodge of C&DIs : TheCorporateCounsel... Published: 2009-08-17 07:30:45... S-K Question 117.03 on the reporting of compensation that as been recovered under a clawback policy, as well as reporting in the Non-Qualified Deferred Compensation Table of ...
-
The New EDGAR Form Type Called "IRANNOTICE" : TheCorporateCounsel... Published: 2013-01-02 06:46:14the four executive compensation-related provisions of the Dodd-Frank Act, including clawback policy, pay and performance disclosure, pay ratios and employee and director hedging. ...
-
Berlin-Bremen & St. Petersburg Listing Scams? Moscow Stock Exchange... Published: 2018-06-04 07:40:576. Navigating ISS & Glass Lewis 7. Proxy Disclosures: The In-House Perspective 8. Clawbacks: What to Do Now 9. Dealing with the Complexities of Perks 10. Disclosure for ...
-
Disclosure Review: Corp Fin Staff Discusses 2024 Priorities ... Published: 2024-04-05 00:04:19... to commercial real estate market changes - Newly-required disclosures, including clawbacks, SPACs and cybersecurity - Meredith Ervine Take Me Back to the Main Blog Page Blog ...
-
"Do Not Cross the Boss" : TheCorporateCounsel.net Blog Published: 2025-01-14 07:24:35... That takes care of one aspect of the required Sarbanes-Oxley clawback (in this case, the ... The SEC is not one to let any prong of a SOX 304 clawback slip by, so it brought a claim ...
-
SEC to Host Roundtable on Exec Comp Disclosures on June 26 :... Published: 2025-05-21 15:52:19... the requirements of Dodd Frank related to pay-versus-performance and clawbacks. ... I immediately noted that clawbacks, PvP (in particular, the CAP calculation) and perks (in ...
-
White Collar: DOJ Revises Corporate Criminal Enforcement Policies... Published: 2022-09-20 07:20:40As Liz blogged yesterday over on CompensationStandards.com, Monaco also addressed how the DOJ will consider corporate compensation programs & clawback policies in criminal ...
-
Dodd-Frank Lives! Incentive Compensation Rules Revived : TheCorporateC... Published: 2024-05-13 08:20:20... 2 covered institutions must be subject to downward adjustment, forfeiture and clawback. ... In addition, it would subject incentive pay to clawback for seven years after compensation ...
-
Legal Training Published: 2018-04-20 15:40:51- Expanded definition of smaller reporting company - Hedging - Pay for Performance - Clawback policies - Universal proxies 2 Where are the Comments Coming From? * Probably ...
-
Cooley Ale Published: 2010-07-20 20:20:36... awarded com- pensation policy (clawback policy) X Exemption from SOX 404(b) for ... Recovery of erroneously awarded compensation policy (clawback policy) (Section 954) A new ...
-
UNITED STATES PROXY PAPER Published: 2015-11-16 09:12:44... 29 Recoupment Provisions ("Clawbacks") ......to an executive that does not include a clawback provision and the company had a material ...
-
GUIDELINES UNITED STATES PROXY PAPER(tm) AN OVERVIEW OF THE GLASS... Published: 2016-11-18 18:04:13... Recoupment Provisions ("Clawbacks") ......to an executive that does not include a clawback provision and the company had a material ...
-
PROXY PAPER(tm) GUIDELINES AN OVERVIEW OF THE GLASS LEWIS APPROACH... Published: 2017-11-27 11:57:23... Recoupment Provisions ("Clawbacks") ......to an executive that does not include a clawback provision and the company had a material ...
-
New York, NY 10036 Published: 2009-02-09 19:40:17pay to executives and enhance the clawback mechanism by allowing the Treasury ... The existing rules do not require any "say on pay" provision. A clawback of bonuses and ...
-
Broad Changes to CBCA Proposed: ... Published: 2019-04-12 19:11:38on diversity and on compensation clawback mechanisms and the well-being of ... corporation (i.e., clawbacks) and "the well-being of employees, retirees and pensioners". ...
-
Microsoft Word - White Collar - SA - 03-06 - Electronic Discovery... Published: 2006-03-30 10:49:14The proposed rule amendments encourage so-called "non-waiver," "quick-peek," or "clawback" ... Indeed, a number of cases have rejected so-called "non-waiver," "quick peek," or "clawback...
-
United States Published: 2021-11-18 10:53:57... United States 4 Recoupment Provisions (Clawbacks) ......to an executive that does not include a clawback provision and the company had a material ...
-
Senator Dodd's Financial Reform Bill: A Potentially Crippling... Published: 2010-04-02 12:16:55targeting hot button topics such as "say on pay," proxy access and compensation clawback, the Dodd Bill proposes significant limitations on the availability of Regulation D ...
-
SEC/CORPORATE SEC Seeks Comment on Possible Enhancement of Audit... Published: 2015-07-13 14:06:32... SEC Proposes Rule Requiring Executive Compensation Clawbacks On July 1, the Securities and ... and disclose incentive-based executive compensation recovery (clawback) policies. ...
-
Things to Keep in Mind For Your Annual Report Published: 2025-01-07 13:20:23... Clawback Policies Although not new for the upcoming 10-K, exchange-listed companies were required to adopt clawback policies by December 1, 2023, and the policy was required to be ...
-
clearygottlieb.com Published: 2024-09-26 14:26:31messaging and ephemeral communications, and compensation structures and clawbacks. ... the Compensation Incentives and Clawbacks Pilot Program and the Corporate ...
-
Public Company Update Public Company Update Published: 2023-11-16 09:36:36S-K 2 Part II, Item 9B Compensation Clawbacks Item 402(w) of Regulation S-K Item ... be tagged in Inline XBRL. Compensation Clawbacks Checkbox Disclosure Issuers must include ...
-
Some U.S. Regulators Re-Propose Incentive-Based Compensation... Published: 2024-05-14 15:28:59... including minimum deferral periods and clawbacks for senior executive officers and ... However, several of the more onerous substantive provisions (such as deferral and clawback...
-
Compensation Committee Handbook: Skadden Published: 2026-05-13 11:43:40... the incentive-based compensation recovery (clawback) provisions of the Dodd-Frank Act. ... The NYSE and Nasdaq established corresponding clawback listing standards that took effect ...
-
Debevoise Update D&P Published: 2023-12-13 12:59:12... 2023 4 7. ASSESS NEXT STEPS ON DODD-FRANK CLAWBACK POLICIES. Listed companies had until December 1, 2023 to adopt a Dodd-Frank clawback policy that complies with the SEC's Rule ...
-
http://www.gibsondunn.com/publications/Pages/RiskMetricsGroupIS Published: 2008-12-02 16:33:03in which ISS will recommend votes "For" "clawback" shareholder proposals; Revised methods ... In the past, ISS generally reviewed shareholder proposals requesting "clawbacks" or ...
-
Trap for the Unwary: Retirement Provisions in Performance Awards... Published: 2026-04-30 12:31:48... One practitioner we spoke with did think that it might be possible to view the forfeiture as akin the enforcement of a clawback provision, which would allow the expense to be ...
-
IRS Provides Sample Section 83(b) Election Notice (CE Sept-Oct... Published: 2026-04-30 12:31:49... or material to the Committee for independence as well. * Get out in front of clawbacks; add clawback language to any new award or employment agreements and incentive plans. ...
-
The First 100 Days: SEC Edition : TheCorporateCounsel.net Blog Published: 2025-04-30 07:20:17... end its defense of the climate disclosure requirements that the SEC adopted in March 2024. The Staff has updated CDIs regarding clawback disclosures, Rule 10b5-1 and tender offers. ...
-
Court Questions Prosecutor's Opposition to Corporate Payment... Published: 2006-05-15 06:09:02... This is why companies need to address these tricky situations before they arise, within employment agreements and the like. Get some negotiating and drafting tips in the "Clawback ...
-
The Floodgates are Now Open: More Governance Legislation : TheCorporat... Published: 2025-08-06 02:19:47... adviser and his or her firm must be independent, as prescribed in the bill. 7. Clawbacks of Unearned Pay - The SEC would direct the exchanges to adopt listing standards ...
-
Microsoft Word - 599_201007122038120066.doc Published: 2010-07-15 14:31:12... 2005, when a policy requiring the clawback of bonuses for the years that Hampshire ... that Kuttner, of all people, put out on November 23, 2005 (the "Clawback Memorandum"). ...
-
Microsoft Word - 02-11-09 US Treasury Department Announces New... Published: 2009-02-12 15:10:15excessive risk taking; Rule 2 - clawback rules that apply to incentive ... compensation arrangements. 5 Rule 2. The clawback rules will be expanded to the next 20 ...
-
House Approves Dodd-Frank Financial Reform Law.qxd Published: 2010-07-07 12:06:02disclosures, mandate compensation clawback policies applicable when companies ... Clawback Policies Dodd-Frank will direct the SEC to require the national securities ...
-
DRAFT 05/29/09 Published: 2009-06-12 00:24:41... subject to a provision for recovery or "clawback" by the financial institution if the ... and strategy; (4) require provisions for clawback of bonuses and incentive compensation ...
-
New PPP Interim Final Rules Address Loan Forgiveness Requirements Published: 2020-05-27 19:48:08deemed ineligible by the SBA (and will be subject to a clawback for any such fees paid). ... if the borrower is determined to be ineligible - including a clawback for these fees. ...
-
View PDF Published: 2024-05-10 09:30:37... minimum 3- year performance period). ─ Clawback: Minimum of 7 years from end of vesting, ... institution ▪ Requiring mandatory clawback of vested incentive compensation under ...
-
Microsoft Word - August 30 Q&As.docx Published: 2010-09-16 17:47:17significant implications for publicly traded companies, including new say-on-pay and clawback requirements. (For an overview of Dodd- Frank's provisions affecting executive pay, ...
-
The SEC recently proposed rules that will permit issuers to satisfy... Published: 2010-09-15 19:37:23... adopt compensation "clawback" policies; and restrictions on broker discretionary voting. ... The Act does not provide a specific timeframe for the SEC to adopt these rules. Clawback ...
