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Results from: TheCorporateCounsel.net
  1. 'B' rla 6-29-10 Published: 2010-06-30 12:56:15
    ... implement and disclose a "clawback" policy for recovery of incentive compensation. ... There is no deadline for the SEC to issue the required new and amended rules. Clawback ...
  2. S&C Publication: Key Considerations for Upcoming 2023 Form 10... Published: 2025-02-24 15:54:13
    ... MJDS issuers are not subject to the new disclosure rules. Clawback Disclosures. Beginning ... fiscal year are required to file their clawback policies as exhibits and to indicate by ...
  3. A Broader Scope to the CD&A (But Only When Material) (CE July... Published: 2025-01-19 12:04:31
    ... from employee actions in the short-term and long-term (for example, through clawback or holding period policies-see our November-December 2008 issue of The Corporate Executive ). ...
  4. (CE Sept-Oct 2012) Published: 2025-01-19 12:04:32
    ... policy (as is the case with the yet-to-be proposed or adopted Dodd-Frank Act clawback provision), however it may be the case that defining "hedging" for the purposes of ...
  5. Supreme Court Ends SEC's Theory of "Implied Representation" ... Published: 2011-06-17 06:43:23
    ... New Golden Parachute Requirement - The Latest SEC Actions: Compensation Advisors, Clawbacks, Pay Disparity & Pay-for-Performance - Dealing with the Complexities of Perks - ...
  6. A Little Debunking of the SEC's Records Destruction: "What is... Published: 2011-08-19 07:56:48
    ... Options? - SEC Commissioners Reject Enforcement Staff Proposal to Settle Clawback Case - Clawbacks: Open Issues for the SEC - Senate Democrats Defend Pay Equity Disclosure ...
  7. IPOs: Are You Ready for Some (Fantasy) Football? : TheCorporateCounsel... Published: 2019-03-26 08:38:46
    ... Fallout - The Top Compensation Consultants Speak - Navigating ISS & Glass Lewis - Clawbacks: #MeToo & More - Director Pay Disclosures - Proxy Disclosures: 20 Things You've ...
  8. Podcasts! Podcasts! Podcasts! : TheCorporateCounsel.net Blog Published: 2021-01-08 10:31:25
    ... Mike cited 11 rules adopted by a 3-2 vote since July, which could be vulnerable to this clawback. In the year-end report on the activities of the Office of the Investor Advocate ...
  9. Cybersecurity Disclosure: SEC Enforcement Brings Fraud Charges... Published: 2023-10-31 07:48:37
    ... And in a parallel to the new Dodd-Frank clawback rules, the SEC didn't like that he exercised options and sold SolarWinds stock during the time leading up to the announcement of ...
  10. Analysis: What Frequency for the Say-on-Pay Vote? : TheCorporateCounse... Published: 2010-11-09 07:02:07
    ... and risk behavior, using an array of measures to mitigate such risk including clawbacks and stock-holding guidelines. - A number of non-financial companies retain ...
  11. XBRL: SEC Staff Provides First Guidance In Years : TheCorporateCounsel... Published: 2025-07-30 10:53:28
    ... - In-House Perspective: Strategies for Effective Solicitations - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - The Art ...
  12. S&C Publication: 2025 Proxy Season Review„Part 1 Published: 2025-08-15 15:54:42
    ... 26 2. Low Support for Clawback Proposals ......- ESG 17▲ 15 7▼ 12 2%▼ 8% 0 ═ 0 Clawbacks 14▲ 12 10▲ 8 7%▼ 17% 0 ═ 0 Stock ...
  13. Timely Takes Podcast Published: 2025-01-22 09:36:37
    The SEC's priorities under Paul Atkins Glass Lewis 2025 updates ISS 2025 updates Nasdaq developments Recent staff clawback comments Listen Here: 1. Streaming Audio (for faster ...
  14. 2010-CA-Dodd-Frank.indd Published: 2010-07-16 16:06:00
    ... Q Revise Compensation Committee charter as necessary. Clawbacks Q Requires companies to ... Q Requires clawback of any portion of incentive compensation that would not have been ...
  15. US IPO Guide: 25 Edition Published: 2025-06-16 14:01:25
    ... Incentive-Based Compensation Clawbacks ......FD policy, incentive-based compensation clawback policy, and identifcation of executive ...
  16. Microsoft Word - Client Alert - Inadvertent Document Production... Published: 2008-06-12 15:18:12
    possible and practical, enter into a clawback agreement with opposing counsel to ... Although they initially pursued entering into a "clawback agreement" with Plaintiffs - an ...
  17. US IPO Guide Published: 2024-06-17 14:53:53
    ... Incentive-Based Compensation Clawbacks ......FD policy, incentive-based compensation clawback policy, and identification of executive ...
  18. Microsoft Word - 26May10FRB.doc Published: 2010-05-27 12:50:56
    ... CEO. * Executive compensation clawbacks. Listed companies would be required to develop, implement and disclose policies with respect to the clawback of incentive- based ...
  19. 1 Published: 2023-10-13 10:52:37
    ... borrowing from a fund under management. 10. With respect to GP clawbacks, advisers may not reduce their clawback amounts by the hypothetical maximum tax payable (e.g., the ...
  20. Keeping the IPO Door Open … What Every PE Portfolio Company... Published: 2023-01-17 13:29:18
    ...  Consider lead time to develop a clawback policy that will be required for all ... 16. Consider the impact of new "clawback" requirements The SEC has adopted rules ...
  21. The SEC recently proposed rules that will permit issuers to satisfy... Published: 2010-09-27 10:49:43
    ... clawback policies and stock ownership and "hold til retirement" policies, should consider doing so. (As discussed below, companies will now be required to have clawback ...
  22. Navigating the Evolving SEC Regime for Foreign Private Issuers... Published: 2025-09-24 12:19:54
    rules adopted equally apply to FPIs and domestic issuers (such as the Rule on Clawback Policies, certain portions of the Rules on 10b5-1 Trading Plans and Insider Trading ...
  23. Crowdfunding: Should More Companies Be Going Public? : TheCorporateCou... Published: 2011-09-19 07:37:06
    ... Here are some of the latest entries: - Internal Pay Disparity: Comments Coming In Ahead of SEC Proposals - Say-on-Pay Post-Mortems - An Analysis of Recently Adopted Clawback ...
  24. 10-K & 10-Q Exhibits Handbook Published: 2025-08-13 11:11:13
    ... Summary ...... 31-71 - Clawback Policy ......See Release No. 34-84509. Clawback Policy In October 2022, the SEC adopted fnal rules ...
  25. activePDF WebGrabber Published: 2009-01-30 20:41:21
    "unnecessary and excessive risks" that may impact the value of the institution, 2) clawback any bonus or incentive paid based on materially inaccurate earnings statements or ...
  26. Microsoft Word - EC Bulletin Hall et al article on Dodd-Frank... Published: 2010-07-01 13:46:54
    ... Clawbacks Dodd-Frank requires public companies to establish policies to recover certain ... Both current and former executive officers are subject to this clawback. The legislation ...
  27. of Horribles (as sent to NYLJ).DOC Published: 2009-07-23 17:02:55
    of directors, executive compensation clawbacks, say-on-pay and independence ... This mandatory "clawback" obligation would require recovery or cancellation of such ...
  28. http://cecollect.com/ve/ZZ7680hCt68kijm891/stype=print Published: 2009-02-19 15:38:04
    ... Expand the coverage of so-called "clawback" provisions-which allow the TARP ... SEOs No substantive change from Stabilization Act Clawback of bonus, retention award or ...
  29. Edition Published: 2017-10-19 14:17:31
    ... ✓ Maintained Executive Compensation Clawback Policy ✓ No Accelerated Stock Vesting ... . . . . . . . . . . . . . . . . . . 42 "Clawback" Policy Regarding the Adjustment or ...
  30. http://www.akingump.com/communicationcenter/newsalertdetail.asp Published: 2010-07-16 16:12:20
    ... The Act does not set a deadline for SEC implementation of this provision. Clawbacks Effectively requires issuers to develop and disclose clawback policies for the recovery of ...
  31. PROXY ADVISOR POLICY CHANGES FOR 2015 By Shirley Westcott December... Published: 2014-12-02 19:24:48
    Glass Lewis has also enhanced its guidelines pertaining to say-on-pay (SOP) proposals (clawback policies and one-off awards to executive officers) and to employee stock purchase ...
  32. Joint Meeting of CAQ SEC Regulations Committee & SEC Staff Published: 2025-06-02 15:57:21
    ... III. CURRENT FINANCIAL REPORTING MATTERS A. Clawback Rule Checkboxes Pursuant to the SEC's final clawback rules, the cover pages of annual reports (Forms 10-K, 20-F, and 40-F) ...
  33. Your 2025 Form 10-K Roadmap Published: 2025-11-21 17:19:04
    ... Clawback rule guidance The SEC adopted final rules in October 2022 that directed U.S. ... requiring all listed companies to adopt and comply with a written clawback policy. ...
  34. SUSTAINABILITY AND BEYOND. Published: 2021-12-17 11:02:33
    ... comment period for its proposed 2015 clawback rule, the SEC has, among other things, ... will need to attempt a clawback or disclose why attempting a recovery is not feasible. ...
  35. New Executive Compensation Corporate Governance Rules Proposed Published: 2010-03-22 15:09:33
    ... Clawback Policy Required Exchange-listed issuers are required to develop and implement a policy providing (A) for disclosure of the issuer's policy on incentive-based compensation ...
  36. http://www.proskauer.com/publications/client-alert/the-impact... Published: 2010-07-26 19:16:55
    ... Clawbacks - Recovery of Incentive-Based Compensation Under rules to be promulgated by the ... The SEC will also issue rules addressing the disclosure of a company's clawback policy. ...
  37. Proxypulse-MidSeason-2015-Web_4bs.indd Published: 2015-07-09 14:28:14
    In addition, new, more extensive clawback rules are expected in the short-term. At 30% of street shares, retail share ownership increased slightly from the same period last year. ...
  38. Microsoft Word - 5637221_5.DOC Published: 2010-05-27 12:09:45
    and other advisors. * Clawback of "Erroneously Awarded" Compensation. Listing exchanges will also be required to adopt new rules providing for the clawback of incentive ...
  39. Copyright © 2024 Wilson Sonsini ... Published: 2024-12-13 12:08:06
    ... Clawback Policy and Disclosure Updates. As discussed in last year's reporting season Alert, companies were required to comply with the clawback disclosure rules, including filing ...
  40. clearygottlieb.com Published: 2023-12-23 11:34:29
    ... These changes include: (A) cybersecurity disclosure, (B) compensation recovery ("clawback"... related to compensation recovery, or "clawback," disclosure. 7 The clawback rules apply ...
  41. 2022-2023 YEAR-END TOOL KIT Published: 2023-01-04 10:11:31
    ... meetings The SEC rules on compensation "clawbacks," including new stock exchange listing ... UPDATES AND REMINDERS SEC Adopts Final Clawback Rules In October 2022, the SEC adopted ...
  42. Could Your Incentive Plan be Subject to ERISA? (CE May-June 2017... Published: 2025-01-19 12:04:34
    ... If deferral is essential to the purposes of the incentive plan, e.g., to facilitate the retention of employees or the company's ability to clawback award amounts, limit the amount ...
  43. PWC's Annual Study Shows Jump in Litigation : TheCorporateCounsel... Published: 2025-07-31 21:05:26
    ... should be evaluated over time to avoid excessive risk taking and to allow for a clawback effect. 5. Equity awards should be subject to future delivery and/or deferred ...
  44. ISS: New Draft Approaches to Equity Plan & Independent Board... Published: 2014-10-16 08:14:07
    ... (as opposed to strictly time-based vesting), whether the company maintains a clawback policy, and whether the company has established post-exercise/vesting holding requirements. ...
  45. Timely Takes Published: 2025-01-19 12:36:14
    5th Circuit Panel's Decision Upholding Nasdaq's Board Diversity Disclosure Rules NYSE Clawback Policy Affirmation Requirement Listen Here: 1. Streaming Audio (for faster play) 2. ...
  46. CBCA Amendments Codify Best Interests... Published: 2019-07-05 11:22:59
    minorities - each as defined by the federal Employment Equity Act), compensation clawback mechanisms and the well-being of employees, retirees and pensioners (see our April ...
  47. NEW YORK Published: 2023-11-17 12:00:13
    ... in connection with termination without cause. 4. Clawbacks ISS None Glass Lewis Glass Lewis polled respondents on whether clawbacks should be applied under various scenarios. ...
  48. View PDF Published: 2022-09-19 15:10:02
    self-disclosures, independent compliance monitors, off-systems communications and the promotion of compliance through financial incentives, including compensation clawbacks. ...
  49. Annual Corporate Governance Review Published: 2018-11-19 12:52:12
    ... 30.7% 68.8% 0.5% 24.2% 56.0% 0.4% 9.9% > Clawback of Incentive Payments 7 39.4% 59.2% 1.4% ... AmerisourceBergen Corporation (Holding Co) Executive Compensation - Clawback of Incentive ...
  50. Resources Published: 2010-08-28 21:37:46
    ... Clawbacks The Act mandates that the SEC establish rules requiring national securities exchanges to require that listed companies implement an executive compensation clawback ...
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