November 25, 2002
After nearly a year of speculation, the SEC’s Division of Enforcement has announced the settlement of 3 Regulation FD actions – and issued one report of investigation. See the SEC’s “bare bones” press release at http://www.sec.gov/news/press/2002-169.htm. The related litigation releases are at:
– http://www.sec.gov/litigation/litreleases/lr17860.htm
– http://www.sec.gov/litigation/admin/34-46897.htm
– http://www.sec.gov/litigation/admin/34-46896.htm
– http://www.sec.gov/litigation/admin/34-46895.htm
Blog Preferences: Subscribe, unsubscribe, or change the frequency of email notifications for this blog.
UPDATE EMAIL PREFERENCESTry Out The Full Member Experience: Not a member of TheCorporateCounsel.net? Start a free trial to explore the benefits of membership.
START MY FREE TRIAL