TheCorporateCounsel.net

We’ve posted the transcript for our recent webcast – “SEC Enforcement: Priorities & Trends.” Our panelists – Hunton Andrews Kurth’s Scott Kimpel, Locke Lord’s Allison O’Neil, and Quinn Emanuel Urquhart & Sullivan’s Kurt Wolfe – provided their lessons learned from recent enforcement activities and insights into what the new year might hold. Topics addressed included:

– SEC Enforcement Activities in 2024 and Priorities for 2025

– Implications of Jarkesy for SEC’s Enforcement Program

– Monetary and Non-Monetary Penalties

– Accounting and Disclosure Actions

– Actions Targeting “Internal Controls”

– Self-Reporting and Cooperation Credit

– Coordination with DOJ Investigations

Members of this site can access the transcript of this program. If you are not a member of TheCorporateCounsel.net, email sales@ccrcorp.com to sign up today and get access to the full transcript – or sign up online.

– Liz Dunshee