TheCorporateCounsel.net

Providing practical guidance
since 1975.

January 11, 2023

SEC Names a New Investor Advocate

The SEC announced the appointment of Cristina Martin Firvida as Director of the Office of the Investor Advocate. Ms. Martin Firvida was most recently the Vice President of Financial Security and Livable Communities for Government Affairs at AARP.

As the Investor Advocate, she will “lead an office that assists retail investors in interactions with the Commission and with self-regulatory organizations (SROs) analyzing the impact on investors of proposed rules and regulations, identifying problems that investors have with financial service providers and investment products, and proposing legislative or regulatory changes to promote the interests of investors.”

– Dave Lynn

Take Me Back to the Main Blog Page

Blog Preferences: Subscribe, unsubscribe, or change the frequency of email notifications for this blog.

UPDATE EMAIL PREFERENCES

Try Out The Full Member Experience: Not a member of TheCorporateCounsel.net? Start a free trial to explore the benefits of membership.

START MY FREE TRIAL