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Past Programs

2018

Proxy Solicitation: Nuts & Bolts (10/16)
Nasdaq Speaks: Latest Developments & Interpretations (9/6)
Insider Trading Policies & Rule 10b5-1 Plans (7/17)
D&O Insurance Today (6/13)
The Latest on ICOs/Token Deals (4/26)
The SEC's New Cybersecurity Guidance (3/14)
Conduct of the Annual Meeting (3/8)
Conflict Minerals: Tackling Your Next Form SD (2/7)
Audit Committees in Action: The Latest Developments (2/1)
Pat McGurn's Forecast for 2018 Proxy Season (1/18)
Handling the Proxy Season: The In-House Perspective (1/11)

2017

Shareholder Proposals: Corp Fin Speaks (11/14)
E&S Disclosures: The In-House Perspective (10/10)
Non-GAAP Disclosures: Corp Fin Speaks (9/13)
Secrets of the Corporate Secretary Department (9/12)
Controlled Companies: Trends & Unique Issues (8/9)
12 Strange Things in the Securities Laws (7/13)
Flash Numbers in Offerings (6/13)
Whistleblowers: What Companies Should Be Doing Now (4/4)
Hot Tabulation Issues for Your Annual Meeting (3/2)
Conflict Minerals: Tackling Your Next Form SD (2/2)
Audit Committees in Action: The Latest Developments (1/24)
Pat McGurn's Forecast for 2016 Proxy Season (1/18)
Non-GAAP Disclosures: Analyzing the Comment Letters (1/10)

2016

Virtual-Only Annual Meetings: Nuts & Bolts (10/18)
Board Refreshment & Recruitment (10/4)
After Brexit! Current Developments in Capital Raising (9/8)
Non-GAAP Disclosures: The SEC Speaks! (7/6)
Non-GAAP Disclosures: What Is Permissible? (6/9)
Yes, It's Time to Update Your Insider Trading Policy (6/2)
Legal Opinions: The Hot Issues (5/4)
Company Buybacks: Best Practices (4/26)
FAST Act: Gearing Up (3/8)
Hot Issues for Your Annual Meeting (3/2)
Conflict Minerals: Tackling Your Next Form SD (2/4)
Pat McGurn's Forecast for 2016 Proxy Season (1/26)
Proxy Drafting: Mid-Cap & Smaller Company Perspective (1/20)
Audit Committees in Action: The Latest Developments (1/14)

2015

2014

Proxy Access: A New World of Private Ordering (12/8)
Reg D Offerings: What Is Happening Now (11/5)
Private Company Trading Markets: The Latest (10/15)
Cybersecurity Role-Play: What to Do & Who Does What, When (9/22)
Cybersecurity: Working the Calm Before the Storm (9/16)
Career Advice: The In-House Perspective (7/22)
Underwriter's Counsel: Latest Developments (6/11)
Big Changes Afoot: How to Handle a SEC Enforcement Inquiry Now (5/21)
Latest Developments in IPOs & Capital Raising (4/30)
Conflict Minerals: Tackling Your 1st Form SD (4/9)
Conduct of the Annual Meeting (3/6)
The SEC Staff on International Issues (2/25)
Exclusive Forum Bylaws: What Now? (1/28)
Pat McGurn's Forecast for 2014 Proxy Season (1/22)
The 'Former' Corp Fin Staff Speaks (1/8)

2013

Audit Committees in Action: The Latest Developments (11/12)
Dealing with the Board: Presentations, Etiquette & More (10/9)
The Shareholder Proposal Process: Practice Pointers (10/1)
Reg D Offerings: What Is Happening Now (9/10)
The NYSE Speaks '13: Latest Developments and Interpretations (7/18)
E-Proxy Practice Tips: Five Years Later (6/26)
A Proxy Season Post-Mortem: Lessons Learned (6/11)
Social Media: Parsing the Hypos (5/8)
D&O Insurance Today (4/10)
Conduct of the Annual Meeting (3/5)
Rule 10b5-1 Plans Under Attack: The Latest Practices (2/5)
Pat McGurn's Forecast for 2013 Proxy Season: Wild and Woolly (1/24)
The 'Former' Corp Fin Staff Speaks (1/16)
Dissecting the Quarterly Earnings Process (1/10)

2012

How the SEC Really Works (12/6)
Secrets of the Corporate Secretary Department (10/17)
Getting Beyond Denial: Conflict Mineral Rules More Important (And Apply Sooner) Than You Thought (9/27)
Hot Topics for Smaller Company Legal Depts (9/6)
JOBS Act Update: Where Are We Now (9/5)
Nasdaq Speaks '12: Latest Developments and Interpretations (6/7)
Looking Out for #1: How to Manage Your Career (5/30)
The New World of IPOs: Dissecting the JOBS Act (5/2)
JOBS Act & More: How Private Placements and Reg D Are Changing (4/24)
Conduct of the Annual Meeting (3/1)
Company Buybacks: Best Practices (2/23)
The Exploding World of Political Contributions (2/9)
Pat McGurn's Forecast for 2012 Proxy Season: Wild and Woolly (1/24)
The 'Former' Corp Fin Staff Speaks (1/10)

2011

iPads in the Boardroom: 20 Issues to Consider (12/8) transcript
Updating Your Whistleblower Procedures: How to Apply Six Sigma and Lean Methodologies (11/30) transcript
Materiality: The Hardest Determination (10/5) transcript
Current Developments in Capital Raising (9/14) transcript
Preparing for the SEC's New Whistleblower Rules: What Companies Are Doing Now (9/13) transcript
Key Disclosure Policies: The Dangers of Standing Pat (7/14) transcript
Understanding the Private Company Trading Markets (7/13) transcript
Yes, It's Time to Update Your Insider Trading Policy (6/9) transcript
Tackling Social Media Issues (5/3) transcript
Conduct of the Annual Meeting (3/3) transcript
The SEC Staff on International Issues (2/16) transcript
Pat McGurn's Forecast for 2011 Proxy Season: Wild and Woolly (1/27) transcript
How to Implement Dodd-Frank for This Proxy Season (1/13) transcript
Towards State of the Art: Scrubbing Your Bylaws, Governance Guidelines & Committee Charters (1/12) transcript

2010

The 'Former' Corp Fin Staff Speaks on Proxy Access & Dodd-Frank (10/20) transcript
Holding the Virtual Annual Meeting: Factors to Consider and Practice Pointers (9/14) transcript
Exploring the New World of Web Disclosure (7/20) transcript
Evolving Insider Trading Policy and 10b5-1 Plan Practices (7/14) transcript
Nasdaq Speaks '10: Latest Developments and Interpretations (6/22) transcript
Navigating Corp Fin's Comment Process (5/18) transcript
Big Changes Afoot: How to Handle a SEC Enforcement Inquiry Now (4/14) transcript
How to Implement E-Proxy in Year Three (2/4/10) transcript
Pat McGurn's Forecast for 2010 Proxy Season: Wild and Woolly (1/21/10) transcript
ESG Disclosures: Environmental, Climate Change, Social Responsibilities (1/14/10) transcript
Disclosure Controls & Procedures: An In-House Perspective (1/12/10) transcript
How to Implement the SEC's New Rules for This Proxy Season (1/6/10) transcript

2009

Ask the Experts: Prepping for a Wild Proxy Season (11/18/09) transcript
The NYSE Speaks '09: Latest Developments and Interpretations (10/7/09) transcript
How to Prepare for a Proxy Access World (9/17/09) transcript
Venture Capital: Facing a Changing World (9/15/09) transcript
Nasdaq Speaks '09: Latest Developments and Interpretations (7/9/09) transcript
How to Plan for CEO (and Other Senior Manager) Succession (6/17/09) audio archive
Looking Out for #1: How to Manage Your Career (5/20/09) audio archive
Tripping the PPIP - and TALF - Fantastic (4/30/09) audio archive
XBRL: What Lawyers Need to Know (4/23/09) audio archive
Raising Equity Capital in a Turbulent Market (3/18/09) transcript
How Boards Should Manage Risk (3/4/09) transcript
How to Implement E-Proxy in Year Two (2/5/09) transcript
Forecast for 2009 Proxy Season: Wild and Woolly (1/12/09) transcript

2008

How to Issue FDIC-Guaranteed Debt under the TLGP (12/17/08) transcript
The NYSE Speaks '08: Latest Developments and Interpretations (11/6/08) transcript
Latest Developments in Capital Market Deals (10/7/08) transcript
Foreign Corrupt Practices Act: Latest Compliance and Investigation Developments (9/17/08) audio archive
XBRL: Understanding the New Frontier (7/16/08) audio archive
Nasdaq Speaks '08: Latest Developments and Interpretations (6/24/08) transcript
E-Proxy's First Season: Lessons Learned (6/19/08) transcript
Conduct of the Annual Meeting (4/2/08) transcript
The PCAOB Speaks: Latest Developments and Interpretations (3/27/08) transcript
The 'Former' SEC Staff Speaks (2/6/08) transcript
Smaller Companies: How Your 10-K Changes This Proxy Season (1/24/08) audio archive
Forecast for 2008 Proxy Season: Wild and Woolly (1/22/08) transcript

2007

Rightsizing Compliance Programs for Smaller Companies (12/4/07) transcript
Annual Reports: How to Create Them for an Online World (11/15/07) transcript
Latest Developments in Capital Market Deals (9/26/07) transcript
Broadridge Speaks: Demystifying E-Proxy's Implementation audio archive
Internal Controls Update: AS #5, Management Reports and All that Jazz (7/19/07) transcript
How to Implement E-Proxy: Avoiding the Surprises and Making the Calculations (6/14/07) transcript
Tackling Global Warming: Challenges for Boards and their Advisors (6/12/07) audio archive
Nasdaq Speaks: Latest Developments and Interpretations (6/5/07) transcript
The NYSE Speaks: Latest Developments and Interpretations (4/23/07) transcript
After McNulty: Changes in the Attorney-Client Privilege and Investigations (3/8/07) transcript
Last Minute Planning for the Proxy Season (2/12/07) transcript
Forecast for 2007 Proxy Season and Strategies to Consider (1/30/07) transcript

2006

Accounting Reform: How the Latest Developments Impact You (12/7/06) transcript
Shareholder Access and By-Law Amendments: What to Expect Now (11/15/06) transcript
The Art of Boardroom Etiquette and Confidentiality (11/2/06) transcript
Understanding Overvoting and Other Tricky Voting Issues (10/4/06) transcript
How to Develop a Whistleblower Compliance Program Today (7/18/06) transcript
Audit Committees in Action: The Latest Developments (6/22/06) transcript
The Evolving Relationship Between Lawyers and Auditors (6/15/06) transcript
How to Go Public on the London Stock Exchange’s AIM (5/11/06) transcript
Practical Considerations: Implementing a Majority Vote Standard (3/28/06) transcript
How to Handle a SEC Enforcement Inquiry Today (3/7/06) transcript
Underwriting Agreements and Legal Opinions After the '33 Act Reform (2/2/06) transcript
Forecast for 2006 Proxy Season and Solicitation Strategies to Consider (1/11/06) transcript

2005

The Latest on PIPEs (12/13/05) transcript
Internal Controls Update: The Big 4 Speak (10/3/05) transcript
Drilling Down: Seasoned/Unseasoned Issuers and Voluntary Filers Doing Offerings After the '33 Act Reform (9/22/05) transcript
Drilling Down: Doing an IPO After the '33 Act Reform (9/14/05) transcript
Drilling Down: Doing a WKSI Offering After the '33 Act Reform (9/8/05) transcript
Meeting the New Compliance Standards (7/12/05) transcript
How to Navigate Tricky Confidential Treatment Requests (6/16/05) transcript
Managing D&O Departures and Arrivals (6/8/05) transcript
The Latest Regulation FD Practices (5/2/05) transcript
D&O Insurance Today (4/13/05) transcript
The Evolution of Due Diligence Practices (and Securities Act Liability) (3/10/05) transcript
Last Minute Planning for the Proxy Season (2/8/05) transcript
Demystifying Internal Controls Disclosures (2/2/05) transcript

2004

The Overhaul: '33 Act Reform (12/1/04) transcript
Another Wild Proxy Season? Forecast for 2005 (11/3/04) transcript
The Rise of Income Deposit Securities Offerings (10/26/04) transcript
Reality Bites: More on the New 8-K Rules (9/23/04) transcript
50 Nuggets in 50 Minutes III (8/11/04) transcript
How the New Sentencing Guidelines Affect You (7/21/04) transcript
The Latest on Evolving 10b5-1 Plan Practices (6/2/04) transcript
Overcoming the Challenges of Real-Time Disclosure (5/19/04) transcript
The Many Faces of Director Independence (4/21/04) transcript
Conduct of the Annual Meeting (3/3/04) transcript
Cashless Exercises and Other Murky 402 Issues (2/11/04) transcript
50 Nuggets in 50 Minutes II (1/21/04) transcript

2003

The New Governance Listing Standards (12/11/03) transcript
The New MD&A (12/10/03) transcript
Internal Controls and Attestation–The Procedural Ball of Wax (11/18/03) transcript
The Wildest Proxy Season Ever: Forecast for 2004 (10/22/03) transcript
New Twists in Convertible Debt Offerings (9/24/03) transcript
Designing Reporting-Up and Complaint Procedures (8/13/03) transcript
50 Nuggets in 50 Minutes (7/30/03) transcript
Burden of SOX on Mid- and Small-Cap Companies (6/17/03) transcript
Shareholder Access to the Ballot (5/21/03) transcript
Regulation G Unplugged (4/30/03) transcript
Internal Controls Attestations (3/13/03) transcript
Understanding the New 'Audit Committee Financial Expert' (2/18/03) transcript

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