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"Insider Trading Policies & Rule 10b5-1 Plans"

Tuesday, July 20, 2021

2:00 - 3:00 pm, eastern [archive and transcript to follow]

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With recent changes at the SEC which could bring greater attention to insider trading cases and increased attention on Rule 10b5-1 plans, it's a good time to revisit your insider trading policy & trading plans - as well as your compliance training program for your insiders. This webcast will provide practical guidance about what you should be doing in this area. Join:

  • Meredith Cross, Partner, WilmerHale LLP
  • Alan Dye, Partner, Hogan Lovells LLP and Senior Editor,
  • David Lynn, Partner, Morrison & Foerster LLP and Senior Editor,
  • Haima Marlier, Partner, Morrison & Foerster LLP

The program will cover:

  • The New Enforcement Environment
  • Focus on Rule 10b5-1 Plans
  • Rule 10b5-1 Plan Considerations for Share Buybacks
  • Intersection of Insider Trading Policies & Rule 10b5-1 Plans
  • Blackout Period Trends
  • Pre-clearance Procedures
  • Pledging, Hedging & Short-Selling Transactions
  • Cybersecurity, Climate Change and other Materiality Considerations
  • Latest Developments with Compliance Training

Cost: Members of this site are able to attend this critical webcast at no charge. If you're not yet a member, subscribe now. The webcast cost for non-members is $595. You can renew or sign up online - or by fax or mail via this order form. If you need assistance, send us an email at - or call us at 800.737.1271.

Continuing Legal Education: We will apply for CLE credit in all applicable states (with the exception of SC and NE who require advance notice) for this 1-hour webcast. You must submit your state and license number prior to or during the program. Attendees must participate in the live webcast and fully complete all the CLE credit survey links during the program. You will receive a CLE certificate from our CLE provider when your state issues approval; typically within 30 days of the webcast. All credits are pending state approval.

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What you can do if you can't access the live program: If you have a scheduling conflict or have problems accessing webcasts generally (due to firewalls, etc.), an audio archive of the webcast will be posted a few hours after the program - and a text transcript of the program will be posted on about two weeks after the live webcast.