"Navigating Corp Fin's Comment Process"

Wednesday, June 19, 2019

2:00 - 2:45 pm, eastern [archive and transcript to follow]

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Join a panel of former Senior SEC Staffers as they explain the process by which the SEC Staff issues comments - step-by-step - as well as provide their practical guidance about how to respond. This program will cover both the basics, as well as advanced issues for practitioners to consider.

  • Era Anagnosti, Partner, White & Case LLP
  • Karen Garnett, Partner, Proskauer Rose LLP
  • Jay Knight, Partner, Bass Berry & Sims LLP

Among the topics of this program are:

  • What are the latest trends of comments made by the SEC Staff in SEC filings?
  • What factors make it more likely that a filing will be selected for review by the SEC Staff?
  • What steps should a company take when it receives comments from the Staff?
  • When is it appropriate to ask for an in-person conference with the SEC Staff?

 

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