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"Insider Trading Policies & Rule 10b5-1 Plans"

Tuesday, July 17, 2018

2:00 - 3:00 pm, eastern [archive and transcript to follow]

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With the SEC bringing more insider trading cases and greater media attention on 10b5-1 plans, it's a good time to revisit your insider trading policy and 10b5-1 plan - as well as your compliance training program for your insiders. This webcast will provide practical guidance about what you should be doing in this area. Join:

  • Howard Dicker, Partner, Weil, Gotshal & Manges LLP
  • Alan Dye, Partner, Hogan Lovells LLP and Editor, Section16.net
  • Cam Hoang, Partner, Dorsey & Whitney LLP
  • Nancy Wojtas, Partner, Cooley LLP

Among the topics of this program are:

  • What types of changes should you be considering for your insider trading policy and 10b5-1 plan - and why?
  • What are typical pre-clearance procedures? And blackout periods?
  • How do insider trading policies dovetail with Rule 10b5-1 plans?
  • What should you be doing now to train your insiders to ensure you have a sound compliance program?

 

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