"New Rule 144: Everything You Need to Know � And Do NOW"

A Practical 'MUST' Conference featuring the Foremost Rule 144 Experts

Wednesday, January 30, 2008

How to Watch the Archived Webcast: Watch the Archived Conference by clicking a link above that matches the type of player installed on your computer (ie. Windows Media Player or Flash Player) and the speed of the connection that you have. The links to the archived video will be next to each panel's title below.

  • Conference Agenda
  • FAQs
  • List of CLE States
  • FAQs about Earning CLE
  • Webcast Troubleshooting
  • Course Materials
  • Watch Archive

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    12:00 - 12:30 pm

    "The SEC's Expectations," featuring the SEC Staffers who wrote the rule: Betsy Murphy and Katherine Hsu








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    12:30 - 1:50 pm
     

    "The Nuts and Bolts of New Rule 144: What You Need to Know"









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    2:05 - 2:35 pm
     

    "New Traps & Pitfalls for the Unwary"








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    2:35 - 3:15 pm

    "Compliance & Prevention: New Model Memos, Forms and Representation Letters"

    - New Obligations for Issuers
    - New Obligations for Brokers






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    3:40 - 4:00 pm
     

    "Dealing with Legends: Preventive Procedures and New 'Self Destruct' Language"

    - Preventive Procedures
    - New "Self Destruct" Language
    - How ? and When ? to Remove Legends





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    4:00 - 4:30 pm
     

    "A Dozen Common Rule 144 Situations: Pointers and Pitfalls"










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    4:30 - 5:00 pm
     

    "Ten Preventive Compliance Nuggets"