"JOBS Act & More: How Private Placements and Reg D Are Changing"
Tuesday, April 24, 2012
2:00 - 3:15 pm, eastern [archive and transcript to follow]
[Check out our May 2nd companion webcast: "The New World of IPOs: Dissecting the JOBS Act."]
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With the JOBS Act and the spate of recent new Regulation D rulemaking by the SEC - and the rise of crowdfunding - changing the lay of the land, it's a good time to learn how the changes impact you, as well as analyze a host of commonly-asked questions in this tricky area.
Join these experts:
- Lily Brown, Senior Special Counsel to the Director, SEC's Division of Corporation Finance
- Bob Dow, Partner, Arnall Golden Gregory LLP
- John Jenkins, Partner, Calfee, Halter & Griswold LLP
- Dave Lynn, Editor, TheCorporateCounsel.net and Partner, Morrison & Foerster LLP
- David Miller, Partner, Faegre Baker Daniels LLP
Among the topics of this program are:
I. JOBS Act ramifications
�Repeal of ban on general solicitation and general adverting in Rule 506
offerings sold only to accredited investors - what to do until the SEC adopts
rules
�What we can expect on the standards for verification of accredited investor
status
�Impact of the Rule 506 changes on the SEC staff's integration guidance
regarding concurrent public and private offerings
�Impact of the Rule 506 changes on Section 4(2) and 4(1-1/2) offerings
—Comparison of Rule 506 offering to crowdfunding and Regulation A-style
exemptions in the JOBS Act
�The JOBS Act matching service broker-dealer exemption - what does this mean
for the issue of finders not registered as broker-dealers
�Impact of changes to the "holder of record" threshold for mandatory Exchange
Act registration
II. Other SEC rulemaking under the Dodd-Frank Act
—Changes to the net worth standard for accredited investors
<br />—Bad actor disqualification for Rule 506 offerings
</p>
<p><strong>III. FINRA </strong>
<br />—
FINRA Regulatory Notice 10-22 regarding private placement due diligence and
subsequent enforcement efforts<br />
—FINRA proposed Rule 5123 applicable to private placements</p>
<p><strong>IV. Disclosure consideration for private offerings</strong>
<br />—Disclosures regarding the offering
<br />—Disclosure regarding valuation
<br />—Min-max offerings
<br />—Unworthy clients
<br />—Private offering by public companies - Regulation FD, publicity and related issues</p>
<p><strong>V. Dealing with problem offerings </strong>
<br />—Using Rule 508
<br />—Alternative exemptions (e.g., Reg. S, Section 4(2))
<br />—Cooling off
<br />—Integration
<br />—Blue sky issues</p>
</blockquote>
<p><b>Cost:</b>
As 2012 members of TheCorporateCounsel.net are able to attend this critical webcast at no charge.
If not yet a member, try a <a href="http://www.thecorporatecounsel.net/Sub/ccNet-new.htm">no-risk trial</a> now.
The webcast cost for non-members is $595. You can <a href="/Sub/RenewalCenter.htm">renew</a> or sign up for a
<a href="http://www.thecorporatecounsel.net/Sub/ccNet-new.htm">no-risk trial</a>
online - or by fax or mail via this
<a href="https://www.thecorporatecounsel.net/OrderForms/CCnetNew.pdf">order form</a>. If you need assistance, send us an email at
<a href="mailto:info@thecorporatecounsel.net">info@thecorporatecounsel.net</a> - or call us at 925.685.5111.
</p>
<p><b>How to access the webcast program: </b>
Visit
<a href="../../../">
www.TheCorporateCounsel.net </a>and click the link on the webcast. You
need either Windows Media or Flash to listen to the webcast.
</p>
<p><b>What you can do if you can't access the
live program:</b> If you have a scheduling conflict or have problems accessing webcasts generally (due to firewalls, etc.), an audio archive of the webcast will be posted immediately after the program
- and a text transcript of the program will be posted on TheCorporateCounsel.net about a week after the live webcast.
We don't apply for CLE for any of our audio webcasts.</p>
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