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Section 83(b) Election Pitfalls (CE Nov-Dec 00) Published: 2025-01-19 12:04:27

Non-Compete Forfeiture Provisions. Even though a stock option clawback provision may not ... taking the position that a particular clawback provision may involve a substantial risk ...
The New Final Regs Under Section 83 (CE Jan-Feb 2014) Published: 2025-01-19 12:04:33

company pursuant to a clawback provision. We take this opportunity to review the tax treatment that has historically been applied upon execution of clawbacks and also discuss how ...
How to Fix Executive Compensation: November-December Issue of... Published: 2009-12-21 09:03:43

(and Consultants and Counsel) Should Now Be Doing - Hold-Through-Retirement and Clawbacks - How to Implement Say-on-Pay Successfully - SEC Staff: No More "Free Passes" on ...
Today's CompensationStandards.com Webcast: "Proxy Season Post... Published: 2023-06-27 08:10:19

The duration of this program has been extended to 90 minutes so we can share practical insights that will help you finalize your Dodd-Frank clawback policy. If you attend the live ...
Today's Webcast: "The Latest - Your Upcoming Proxy Disclosures... Published: 2024-01-30 07:20:05

guidance on how to improve your executive & director pay disclosure - including pay-versus-performance disclosure and clawbacks - to improve voting outcomes and protect your board. ...
Today: "4th Annual Executive Compensation" Conference : TheCorporateCo... Published: 2007-10-11 06:42:57

Plenty of implementation examples, such as how companies have implemented internal pay equity, wealth accumulation analyses, "walk away" number calculations and clawback provisions ...
Timely Takes Podcast Published: 2025-05-22 00:00:00

Topics: Rule 10b5-1 CDIs Clawback "checkbox" CDIs Tariff disclosure implications ... Clawback "Checkbox" CDIs Jenkins: Well, I guess the next topic on the list is something ...
Compensation and Risk: Keeping up with the Joneses : TheCorporateCouns... Published: 2010-10-15 08:47:14

the existence of compensation recovery (clawback) policies; - the implementation of stock ... Our Quick Survey on Clawback Policies As noted above, one of the items cited often in ...
November-December Issue: "The Corporate Executive" Newsletter... Published: 2021-12-22 07:37:59

The issue includes articles on: * SEC Reopens Comment Period for Compensation Clawback Rules * ISS and Glass Lewis Update Proxy Voting Guidelines * Accounting Rules Now Allow ...
Microsoft Word - NYDOCS02-#864459-v1-Executive_Compensation_Restrictio... Published: 2009-02-19 16:27:45

the implementation of mandatory clawback policies, a prohibition on compensation ... Announcement of February 4, 2009 5 Clawback Policies Company must require that SEOs ...
The Latest Issue of The Corporate Executive : TheCorporateCounsel... Published: 2022-12-20 07:17:54

The issue includes articles on: - Taking a Deep Dive into the SEC's New Clawback Rules - ISS and Glass Lewis Update Proxy Voting Guidelines If you don't already subscribe to this ...
Compensation and Benefits Insights - August 2010 Published: 2010-08-25 20:19:35

disclosures; executive compensation "clawbacks;" disclosure regarding employee and ... Page 5 of 24 Executive Compensation Clawbacks Section 954 of the Dodd-Frank Act requires ...
Getting Ready for the Proxy Season: Our Upcoming Webcast : TheCorporat... Published: 2024-01-26 06:46:47

We are planning to delve into a wide range of topics, including: - Clawbacks - Pay vs. Performance Disclosures - CD&A Enhancements & Trends - Shareholder Proposals - Proxy Advisor ...
Client Alert Financial Markets Developments Published: 2010-07-30 17:17:18

ratio disclosure, mandatory compensation clawback policies, and certain requirements ... Item 402 of Regulation S-K. Expanded Clawback Requirements (Section 954) Summary The ...
Webcast - "The Latest: Your Upcoming Proxy Disclosures" Published: 2025-06-24 15:04:18

ESG Disclosure Shareholder Proposals Clawbacks Director Compensation CEO Pay Ratio ... With that, Dave, why don't we shift to clawbacks. Clawbacks Lynn: Thanks, Ron. Clawbacks ...
Transcript: "The Latest: Your Upcoming Proxy Disclosures" : TheCorpora... Published: 2024-02-22 06:24:45

The webcast covered the following topics: 1. Clawbacks 2. Pay vs. Performance Disclosures 3. CD&A Enhancements & Trends 4. Shareholder Proposals 5. Proxy Advisor & Investor Policy ...
Getting Ready for the Proxy Season: Mark Your Calendar! : TheCorporate... Published: 2024-01-22 08:54:43

We plan to address a wide range of topics, including: - Clawbacks - Pay vs. Performance Disclosures - CD&A Enhancements & Trends - Shareholder Proposals - Proxy Advisor & Investor ...
Glass Lewis Policy Updates for ... Published: 2023-12-14 12:13:23

board accountability for climate-related issues, and compensation clawback policies. ... E. Clawback Provisions Glass Lewis has updated its approach to compensation clawback ...
Tomorrow's Webcast: "The Latest - Your Upcoming Proxy Disclosures... Published: 2022-01-18 07:18:57

your upcoming proxy disclosures - including say-on-pay trends, shareholder proposals, ESG metrics, clawbacks, director compensation disclosure, pay ratio considerations and more. ...
Getting the Measure of EGC Corporate Governance Practices: A... Published: 2017-02-14 15:29:54

......... 20 Clawback Policies ............ 43 Clawback Policies ......
Updated Form 10-K Cover Page Now Available! (In Word) : TheCorporateCo... Published: 2023-02-07 07:33:16

Many practitioners are taking the inclusion of the Dodd-Frank clawback checkboxes on the Form as confirmation that they are required on filings to be made this spring, and ...
The Dodd-Frank Act Stragglers : TheCorporateCounsel.net Blog Published: 2023-03-15 10:58:20

As we grapple with the pay versus performance disclosure and clawback requirements that were just adopted last year, it is easy to forget one remaining compensation and governance ...
Today's Webcast: "The Evolution of Say-on-Pay: Where We Started... Published: 2023-09-07 07:24:12

With the new Pay-versus-Performance disclosure requirement and soon-to-be-effective listing standards on clawback policies, all the generally applicable executive compensation ...
Your Next Form 10-K: Sorting Through the New Requirements : TheCorpora... Published: 2023-10-06 07:27:58

1. Annual cybersecurity disclosures 2. 10b5-1 plan quarterly disclosures 3. Clawback policy and disclosures 4. Share repurchase disclosures The memo also runs through ...
Today's CompensationStandards.com Webcast: "The Top Compensation... Published: 2024-05-16 06:46:12

Performance - Incentive Plans - Setting Goals and Considering Adjustments - Trends in Strategic and Operational Metrics - Clawback Policies - What HR Teams and Compensation ...
--No Title-- Published: 2025-01-19 12:05:03

Clawback Policies (October) Rule 144: "Affiliates" & Filing Processes (May) 2022 Board ... Recruitment & Training (January) 2010 Clawback Policies (December) More on Regulation ...
December 17, 2010 Published: 2010-12-18 12:22:35

In anticipation of SEC rulemaking regarding hedging and clawback policies, companies may ... Clawback Policy. New Section 10D of the Exchange Act requires the SEC to adopt rules ...
Instructions Published: 2015-11-12 18:36:51

* CEO Pay Ratio Final Rule * Mandatory Clawback Policies Proposed Rule * ... Clawback * SEC proposed rules in July 2015 which will require listed companies to adopt ...
Changes to the Corporate Governance... Published: 2014-05-05 19:04:30

have post-vesting clawback "in exceptional circumstances of misstatement or misconduct." ... adjustment (malus) and post- vesting clawback provisions and specify the circumstances ...
© 2023 Mintz, Levin, Cohn, Ferris... Published: 2023-12-18 21:04:48

companies are now required to have clawback policies for compliance with new Nasdaq ......... 15 Implementing Clawback Policies. ......
Still Looking for Relief: 409A Deadline : TheCorporateCounsel... Published: 2025-04-01 13:38:53

Clawbacks and Careful Drafting From Mike Melbinger's blog: A case decided earlier this ... note: we have posted the opinion in the "Clawback Provisions" Practice Area on ...
1/9/24, 12:08 PM Key Considerations ... Published: 2024-01-09 12:08:29

1, 2023, public companies were required to have in place a clawback policy compliant with stock exchange listing standards adopted pursuant to the SEC's new clawback rules. ...
ATTORNEY ADVERTISING Published: 2023-03-07 16:38:55

including through the use of clawbacks for individuals involved in wrongdoing. ... Compensation Incentives and Clawbacks Pilot Program. On March 3, DOJ launched its ...
WorldCom: Lessons for Lawyers, 20 Years On : TheCorporateCounsel... Published: 2022-07-28 00:34:08

importance of auditor independence, the recently reopened comment file on proposed clawback rules, CEO & CFO certifications, and the commitment to the Holding Foreign Companies ...
Compensia Thoughtful Disclosure... Published: 2023-12-04 11:35:37

Compensation Recovery ("Clawback") Policies In response to new NYSE and Nasdaq listing requirements related to compensation recovery ("clawback") policies, Glass Lewis ...
What a Year: Now is a Good Time to Revisit Your Key Policies... Published: 2023-10-25 08:09:02

rules regarding share repurchases, the adoption of cybersecurity disclosure requirements and the SEC's approval of the exchanges' compensation clawback listing standards. ...
DOJ Continues Efforts to Increase Self-Reporting of Misconduct... Published: 2024-04-30 06:32:24

policy for corporations - The pilot program on compensation incentives and clawbacks - The M&A voluntary self-disclosure safe harbor - The pilot whistleblower rewards ...
Debevoise In Depth Published: 2023-03-07 16:33:22

launched a Compensation Incentives and Clawbacks Pilot Program that requires settling ... Compensation Incentives and Clawbacks Pilot Program Relatedly, DOJ also launched its ...
Chair Gensler Reflects on Legacy at the Commission : TheCorporateCouns... Published: 2024-11-18 06:50:33

next day settlement - T+1; execution quality rules) - Corporate governance (e.g., clawback rules, 10b5-1 trading plans) - Market resiliency rulemakings - Accounting and ...
EGC Corporate Governance Practices (May 2018) Published: 2018-05-31 14:54:41

... A Survey and Related Resources PAGE ii Clawback Policies ............ 46 Clawback Policies ......
Five More of Corp Fin's Dodd-Frank Rulemakings Delayed : TheCorporateC... Published: 2011-04-11 07:01:17

953) - Pay ratios (ratio of CEO pay to average employee pay; Section 954) - Clawback policies (clawback of the compensation of current and former officers upon restatement; Section ...
Just Added! Corp Fin Director Meredith Cross to "Proxy Disclosure... Published: 2012-05-15 07:10:47

Solicitation 4. The Latest SEC Actions & CD&A Developments: Compensation Advisors, Clawbacks, Pay Disparity & More 5. Refining Your Pay-for-Performance Message & Addressing the ...
Reg Flex Agenda Hints at Timing of SEC Action on Rule Proposals... Published: 2022-06-23 05:45:43

The Reg Flex Agenda lays out the following dates by which final action is targeted on some of the agency's more consequential rule proposals: - Clawback Listing Standards - October ...
The Latest Issue of The Corporate Executive : TheCorporateCounsel... Published: 2023-03-15 07:10:35

The issue includes articles on: - Pay Versus Performance: What Have We Learned? - The Spotlight on Option Grant Practices Intensifies - NYSE and Nasdaq Propose Clawback Listing ...
SEC Enforcement: Accounting Actions Up But Still Below Pre-Pandemic... Published: 2023-05-16 06:34:55

the highest level in recent years, and actions involving alleged violations of Section 304 of the Sarbanes-Oxley Act of 2002 (the so-called "clawback" provision) increased sharply. ...
Transcript: "The Latest - Your Upcoming Proxy Disclosures" :... Published: 2023-02-13 00:23:06

Check out the transcript for info on: 1. Pay vs. Performance Disclosures 2. Meeting Format 3. Clawbacks 4. Say-on-Pay Trends 5. Showing "Responsiveness" to Low Say-on-Pay Votes 6. ...
Our Fall Conferences: Join Us in the City of Lights! : TheCorporateCou... Published: 2025-05-08 06:57:07

proxy season - including the latest on activism, board agendas, proxy disclosures, incentive plans, clawbacks, and more. Here's the full agenda and here are the fabulous speakers. ...
Step Ten (CC Sept-Oct 2004) Published: 2025-01-19 12:04:11

... stock agreements) for CEOs and NEOs a clawback in the event of restatements or other ... regarding "cause" provisions and clawbacks.) Note that in those instances where ...
Our Pair of Popular Executive Pay Conferences (CE May-June 2013... Published: 2025-01-19 12:04:33

-In-House Perspective: Strategies for Effective Solicitations -Creating Effective Clawbacks (and Disclosures) -Pledging & Hedging Disclosures -The Executive Summary -The Art of ...
Rate Your Plan with Our Sample Scorecard (CE Jan-Feb 2015) Published: 2025-01-19 12:04:33

... If desperate, consider modifying existing awards. Clawback Policy Does the company have a ... No - no points. Full/No Points. Refer to [clawback section] of assessed plan, if any, and ...