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Results from: TheCorporateCounsel.net
  1. Annual Meeting Guidebook A Guide to Broadridge's Corporate Issuer... Published: 2020-03-06 14:40:59
    ... Please note, whatever option you choose, the actual cost ... you in making your decision at www.MyService.Broadridge.com. ... upon which brokers may exercise their discretion in ...
  2. clearygottlieb.com Published: 2020-02-12 13:27:57
    ... or impairing consumers' decision to opt-out. - New ... opt-out consent must be exercised affirmatively by a ... inform the consumer of the option to opt back in. - ...
  3. Technology Spotlight Published: 2014-08-22 12:57:50
    ... Entities have the option of using either a full ... Increased Use of Judgment Management will need to exercise ... used as a basis for any decision or action that may affect ...
  4. Heads Up Published: 2021-01-07 12:50:19
    ... If the two parties disagreed on a significant decision for ... both parties could exercise a buy/ sell clause that ... to apply the fair value option as permitted by ASC 323. ...
  5. Issues & Trends: AICPA National Conference on Current SEC and... Published: 2016-12-16 19:13:22
    ... methodologies and decisions, in addition to ... manner by persons exercising appropriate judgment. 7 ... for which the fair value option has been elected pursuant ...
  6. Gibson Dunn: Considerations for Preparing Your 2020 Form 10-K Published: 2021-02-03 18:54:36
    ... attach importance in making investment or voting decisions. ... the option of whether to adopt the changes to one, two, or three of the amended items. Companies should exercise ...
  7. Microsoft Word - sarbanes_oxley_update_sec_adopts_rules_non-GAAP... Published: 2003-07-10 23:05:36
    ... to whether or when to exercise, convert or terminate the ... that "European-style options" are an example of such ... time to make investment decisions with respect to their ...
  8. Business Guide to Anti-Corruption Laws 2017: A Guide to the FCPA... Published: 2017-01-23 13:24:10
    ... (e.g., stock, stock options), things of value in the ... Yes, but it should exercise great care in doing so. A US ... not participate in any decision or transaction involving ...
  9. Client Alert Published: 2010-05-17 14:37:25
    ... organization shall: (1) exercise due diligence to prevent ... government is a serious decision requiring a delicate ... Restitution is one of the available options the guidelines ...
  10. GT Alert_EU Listing Act: Simplifying a Stock Exchange Listing... Published: 2024-04-03 14:43:33
    ... the FCA is considering the option of allowing issuers to ... which would cease to be exercisable after 10 years, except ... The hiring of a lawyer is an important decision. Before you ...
  11. Treasury Issues Request for Information on Uses of AI Published: 2024-06-17 10:22:35
    ... recommendations, or decisions influencing real or ... inference to formulate options for information or action. ... do so effectively. 33 The exercise included the following ...
  12. Worldwide impact of CSRD - are you ready? Published: 2024-03-20 11:56:51
    ... publication, including: ● Option to prepare sustainability ... Once the initial scoping exercise is complete, the next critical decision is deciding the level of the ...
  13. Managing Artificial Intelligence-Specific Cybersecurity Risks... Published: 2024-04-30 14:51:45
    ... recommendations, or decisions influencing real or ... inference to formulate options for information or action. ... Digital Identity Mapping Exercise Report (Dec. 2023), ...
  14. Quick Guide to REIT IPOs Published: 2015-11-16 09:45:36
    ... consider the particular information important in making an investment decision. ... Shareholders may be permitted to exercise existing options (but not sell the underlying shares), ...
  15. COVID-19 Update for Public Companies: NYSE Provides Published: 2020-05-19 14:53:19
    may be convertible or exercisable, exceeds either 1% of ... of securities when a stock option or purchase plan is to be ... legal or business decision should be based on its content. ...
  16. About PwC's Governance Insights Center Published: 2016-03-25 14:20:12
    ... The advantage of this option is that it provides the board with ... risks, and strategic decisions change. This cannot be a one-time exercise but should be an ongoing ...
  17. Welcome Published: 2016-09-22 17:52:34
    ... behavior in everyday decision making and when enforcing ... in a sample data security breach crisis management exercise. ... Gain insights Analyze data Evaluate options Understand risks ...
  18. Audit Committee Excellence Series Published: 2015-12-08 18:59:03
    ... factor in a prosecutor's decision to charge a company with ... them with more options for reporting concerns; ... and whether those rights are actually being exercised. ...
  19. New California Privacy Initiative Certified for November Ballot Published: 2020-06-26 16:28:13
    ... compromise like with the CCPA in 2018 is thus not an option. ... As in the case of consumers exercising their right to know ... years old. 25 Automated Decision-Making In a provision ...
  20. New York State Legislation Expands COBRA and Extends Dependent... Published: 2009-08-30 15:04:36
    ... process and SEC proxy rules limited shareholder options. ... for two years prior to exercising right to nominate one ... to the SEC's decision to take this enforcement action. ...
  21. TH ANNUAL SURVEY OF THE 100 LARGEST U.S. PUBLIC COMPANIES CORPORATE Published: 2018-09-18 15:27:06
    ... resulting compensation decisions * Oversight of talent ... We identified four key presentation options that companies ... should apply as they had exercised discretion within the ...
  22. On December 19, 2017, the Senate ... Published: 2017-12-21 14:35:55
    ... The IRS has appealed the Grecian Magnesite decision in the US Court of Appeals for ... The qualified stock rules will apply to any stock attributable to options exercised, or RSUs ...
  23. CORPORATE GOVERNANCE & INVESTMENT FUNDS AND ADVISERS UPDATE Published: 2014-07-11 14:00:18
    ... plan assets include decisions as to how proxies should ... investment adviser must exercise its responsibility to ... disclosure issues, stock option issues and general ...
  24. SIDLEY UPDATE ISS and Glass Lewis Policy Updates Published: 2018-11-28 16:44:58
    ... (i.e., for 2018 compensation decisions), notify ISS of updates to its ... options is accelerated. * When option exercise prices were backdated. * When option ...
  25. A Federal Reserve Wake-Up Call to Directors of Financial Institutions Published: 2014-06-17 16:06:59
    ... a third set of policy options in the form of regulatory ... and regulators: that decisions on "strategy, ... the board to be able to exercise effective oversight." 28 ...
  26. Lessons Old and New as Pace of U.S. Real Estate M&A Activity... Published: 2006-05-16 16:22:49
    ... an active role in the decision-making process and to ... will be credited with due exercise of good judgment, while ... offered unitholders the option of taking either the cash ...
  27. Release No. 33-8876; Final Rule Published: 2007-12-19 22:24:36
    ... and comparability among issuers in order to make appropriate investment decisions. ... in the periodic adjustment of the option or SAR exercise or base price, an antidilution ...
  28. Webcast transcript Published: 2025-01-19 12:04:50
    ... Unissued shares reserved for issuance on conversion or exchange or on the exercise of options ... in concert, whether they were making decisions together, whether they shared legal ...
  29. Webcast Transcript: June 5, 2007 Published: 2025-01-19 12:04:50
    One thing I'll mention about them is that we exercised ... a new marketplace for options and significantly ... panel will generally issue a decision within about 30 days. ...
  30. Microsoft Word - 23 June 2009 SEC Proposes Rules Facilitating... Published: 2009-06-24 10:57:01
    ... The Delaware Chancery Court, in its 2002 decision in ... process thus renders the former an empty exercise." ... would continue to have the option to structure their ...
  31. "V Doc with logo.doc" Published: 2004-12-13 19:25:59
    ... impermissible distribution option to a select group of ... may continue to exercise their rights to make ... of seeing Treasury guidance before these decisions are made. ...
  32. ExecutiveSummaryandTODJun2004.qxp Published: 2004-06-15 11:53:28
    ... This memorandum focuses on the decisions to be made ... be prevailed upon to exercise a power under Article 2.4 ... * shares under as share option scheme; or * securities ...
  33. Microsoft Word - 28Apr09SHO.doc Published: 2009-04-29 10:02:15
    ... national plan, other than options, and thus effectively ... (ii) automatic exercises or assignments of equity ... and no legal or business decision should be based solely on ...
  34. PowerPoint Presentation Published: 2022-07-26 17:42:58
    ... clients who rely on us to exercise voting authority, while ... business and governance decisions that companies make will ... as they do not have the option to sell holdings in ...
  35. View PDF Published: 2023-01-17 13:59:12
    ... has not engaged in this exercise since 2011 when the ... may want to consider an option exchange program, an ... in 2023 compensation decisions, including in setting ...
  36. Government Regulation Practice Group Highlights from Recent CFIUS... Published: 2022-08-17 14:30:17
    ... this authority can be exercised in "extraordinary ... a decision regarding clearance based on the declaration alone. The data from the Annual Report shows how these options ...
  37. To Pay or Not to Pay: Five Critical Approaches to Beating Published: 2022-04-01 16:18:36
    ... to inform the ultimate decision on payment: 1. Intelligence. ... payment a legally permissible option? c. Board/Shareholders. ... simulation training exercises, as well as response and ...
  38. Greenberg Traurig Foreign Private Issuer Guide | Accessing the... Published: 2023-08-02 10:23:55
    ... syndicates (including the exercise of any "greenshoe" options) are often handled through an ... advisors before making a decision on which kind of offering to conduct. ...
  39. Empowering Corporate Compliance Functions in a Published: 2022-08-23 17:28:38
    ... more than just an advisory role in these business decisions. ... compliance does in fact exercise this power is one way to ... As a result, companies' employees should have the option of ...
  40. IN THIS ISSUE Published: 2022-09-21 10:56:33
    ... given that changes in the options outstanding or award ... circular as such decisions may lead to material ... compensation committee to exercise restraint when making ...
  41. ATTORNEY ADVERTISING Published: 2022-03-08 15:22:42
    ... As with the first option, the U.K. government would continue ... accountability and inform decision-making, for example, by ... Due Diligence Operators would be required to exercise due ...
  42. Microsoft Word - NYDOCS04-#478151-v1-Trends_and_Patterns__as... Published: 2007-07-20 14:47:56
    ... provision was repealed and BellSouth exercised an option which enabled it to acquire ... The SEC has appealed the District Court's decision to the United States Court of ...
  43. Microsoft Word - NYDOCS04-#499791-v5-November_2008_Digest.DOC Published: 2008-12-15 18:25:51
    ... provision was repealed and BellSouth exercised an option which enabled it to acquire ... The SEC has appealed the District Court's decision to the United States Court of ...
  44. The 2021 Ethics, Culture, and Compliance Forum Report AC T I Published: 2021-12-03 10:23:21
    ... The company rewards them with stock options because those ... in exercising oversight of corporate culture is to incorporate information from a wide array of sources into decision ...
  45. Conducting an Effective Internal Corporate Investigation f..... Published: 2005-04-29 15:55:06
    ... The decision to initiate an ICI should be made only after ... If such disclosure is optional, a further evaluation of the ... scope of their authority exercise a substantial measure of ...
  46. 3058-023-1pass-06_Verret-r03.indd Published: 2007-12-24 02:41:27
    ... For instance, warrant and option holders, who have an ... consistently refuse to exercise the powers of the ... to infl uence corporate decision mak- ing is minimized by ...
  47. Microsoft Word - Legal-724041-v5-Compensation Nominating and... Published: 2025-02-27 09:17:41
    ... of the Committee is to exercise their business judgment ... it may submit any of its decisions to the Board for its ... shareholders approve all option plans, with limited ...
  48. View PDF Published: 2025-02-11 08:29:49
    ... would create an additional option, regardless of any ... would have to render a decision on an application no ... from actually exercising this authority. ▪ 4 ...
  49. Microsoft Word - Organizational Governance 7 12 06.doc Published: 2007-02-12 11:48:52
    ... the board, the judgment exercised by management when ... not influence individual decisions, patterns or extended ... processes. 3. Discuss options for expanding the role of ...
  50. TheCorporateCounsel.net's NYSE Listing Standards Handbook Corporate... Published: 2024-05-24 13:39:20
    ... Plaintiffs have had some luck arguing that director pay decisions aren't protected by ... informally) that the proceeds of the option exercise (for options granted as compensation ...
Total results found: 4,078
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