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Results from: TheCorporateCounsel.net
  1. The LLC Handbook - 2014 - CT Published: 2015-08-21 18:16:51
    ... for them to properly exercise their rights and perform ... while the members set policy and make major decisions. ... more managers. With this option, the LLC may be managed ...
  2. Source Intelligence Published: 2015-12-01 18:20:20
    ... of influence the company exercises over the materials, ... supply chain tracing are decisive, as they must comprise an ... that failure for suppliers to respond is not an option. ...
  3. Microsoft Word - AES041514-GU Published: 2014-05-23 21:31:00
    ... and the incentives necessary to exercise an informed vote." ... a number of managerial decisions such as the selection of ... compensation involving option plans, repricing of ...
  4. VOTING NEWS PROXY MONTHLY EVOLVING PRIORITIES: A LOOK AT VOTING... Published: 2020-04-28 15:02:26
    also hit headlines with a fierce critique of the decision. ... key components in exercising our fiduciary responsibilities. ... Shares awarded through options and long-term incentive plans ...
  5. Legal & General Investment Management Active Ownership Corporate... Published: 2019-04-18 15:02:49
    ... we are outlining the range of options available to clients. ... capital allocation decisions. 8 2018 Corporate ... We have made this point by exercising our rights by voting ...
  6. Microsoft Word - ASS011011-ssrn Published: 2011-01-12 14:55:46
    Since institutions cannot exercise their vote if the shares ... Karakas (2009) uses the options market to determine the ... voting decision, registrants must follow a timeline. ...
  7. Insider Threat Report Published: 2019-03-13 16:07:39
    ... in a Disaster Recovery Plan (DRP) exercise or data breach simulation. 13 Section ... Legal teams and identified various options. The decision was made to call in the VTRAC | ...
  8. Microsoft Word - 422-eap-crisis.doc Published: 2008-12-08 14:45:38
    ... the full payoff if the decisions turn out well, they have ... institutions must exercise judgment when responding ... Where inaction is not an option, the executive's proposal is ...
  9. Responsible Investing Engagement Report Challenge Published: 2021-02-09 18:28:25
    ... In our view, issuers that exercise diligence in their ... information for decision-making at the security, ... in the form of stock options, restricted stock and ...
  10. ENVIRONMENTAL, SOCIAL, AND GOVERNANCE ISSUES IN INVESTING A Guide... Published: 2015-11-20 11:36:10
    ... investment activities and exercise rights so as to promote ... sufficient consideration in investment decision making. ... indexes or stock index options, and equity derivatives ...
  11. Microsoft Word - BFH Final.doc Published: 2009-01-03 13:47:56
    ... shut down, firms had few options to raise cash and some began ... care and loyalty to the pension funds in the course of exercising its discretion in making investment decisions. ...
  12. FINRA Annual Regulatory Oversight Report | January 2024 Published: 2024-01-19 14:58:47
    ... Provides Update on Sweep: Option Account Opening, ... and conduct a simulation exercise to practice the IRP? Does ... review underlying the decision to place a temporary hold ...
  13. CCPA Final Regulations, with a ... Published: 2020-08-21 13:49:14
    ... This option was originally included in the October 11, 2019 ... a consumer's decision to opt-out," has been removed. ... the methods and exercise them. 4. Ability to deny ...
  14. The OBO/NOBO Distinction Published: 2010-02-19 10:49:32
    ... and banks have two options to facilitate voting by ... Further details are provided in Annex C. The Decision to ... the ability of a board to exercise its fiduciary duties is ...
  15. clearygottlieb.com Published: 2023-05-10 10:56:41
    ... of bank runs and analyzes options for reform to the U.S. ... to promote more timely decision-making and remediation; ... expanding it. * Exercising greater oversight of ...
  16. Treasurys proposed digital asset tax reporting regulations... Published: 2023-10-22 10:36:41
    ... make reporting decisions notwithstanding uncertain treatment of the transaction. ... grant or purchase of a digital asset option, or the exercise of a purchased digital asset call ...
  17. Accounting Roundup Published: 2010-06-28 13:41:54
    ... instrument is sold, is terminated, expires, or is exercised. ... entity should consider options and convertible ... Further, when assessing whether a decision maker is a ...
  18. CBM 2020 proxy season preview.pdf Published: 2020-02-16 14:57:30
    ... multilayered, complex decisions companies are making ... While "both" was not provided as a response option, 38% ... requirements could become a "tick the box" exercise. ...
  19. Cybersecurity and Data Privacy Published: 2019-03-01 13:37:53
    ... will have to provide an option for customers to ... to individuals seeking to exercise these rights, such as: - ... the subject of automated decision- making processes, ...
  20. Author(s) Huw Beverley-Smith Amie Peele Carter M. Angella Castille Published: 2016-06-27 19:44:42
    The devolved Scottish government has threatened to exercise ... The U.K. will have options to negotiate some form of ... Intellectual Property Rights The U.K.'s decision to leave ...
  21. AI Frontier: Published: 2023-10-13 10:50:55
    ... bias in employment decision-making. © 2023 Foley & ... machine learning training if such an option is available. ... Employees should apply their expertise and exercise sound ...
  22. Overview of the Trends from the 2020 Proxy Season (6.25.2020... Published: 2020-06-29 15:28:31
    ... explanation of the voting decision * BlackRock also began ... ESG is No Longer Optional for Long-term Strategy On ... that companies need to exercise judgment and flexibility ...
  23. Will the FDIC Revive the Temporary Liquidity Guarantee Program... Published: 2022-08-22 16:29:15
    ... and contained no embedded options, forwards, swaps, or other ... accounts, and we expect the FDIC to exercise that authority. ... you select are important decisions that should not be based ...
  24. Newsletter Published: 2015-11-13 14:15:24
    ... the annual evaluation exercise and on how to achieve ... UK and its implementation options under the EU Audit ... an investor's economic decisions; > Thinking about ...
  25. ICCR Member Resolutions Published: 2024-02-21 16:16:43
    ... retirement options. 10 Federal law ... https://www.federalregister.gov/documents/...-investments-and-exercising- ... to have a say in corporate decision-making. ...
  26. Global IPO Guide Published: 2024-03-18 13:13:13
    ... Some of the most important decisions you will make during ... a thorough due diligence exercise designed to provide a ... complemented with option and share lending agreements. ...
  27. University of Pennsylvania Carey Law School ILE INSTITUTE FOR Published: 2024-04-10 09:40:15
    ... of a substantial options grant to a powerful ... board's decision to speak out against the statute, for reasons documented in its minutes, was a proper exercise of its ...
  28. Heads Up for the 2024 Proxy Season: Key Corporate Governance... Published: 2024-02-06 11:15:17
    ... evidence of problematic decisions or actions, such as ... Further, in the event that the company does not exercise ... by a company, the option to provide the proponent's ...
  29. 1/3/24, 11:01 AM HHS and FTC Coordinate... Published: 2024-01-03 11:02:37
    ... Two weeks after the Dobbs decision, the Biden Administration ... of the FTC to "consider options to address deceptive or ... consult with the FTC in exercising its authority to create ...
  30. 088888__118265817v1_088888__118226347v3_Lesko - SEC White Paper... Published: 2021-01-13 23:38:40
    ... In the past we have written on the Kokesh v. SEC 5 decision, where the US Supreme ... The authorization or exercise of stock options, for example, is a transaction that should be ...
  31. U.S. Securities Offerings and Exchange Listings by Foreign Private... Published: 2015-02-04 12:50:47
    ... with information relevant to their investment decision. ... First, the issuer must exercise reasonable care to ensure ... securities such as options, warrants and swaps. 2 ...
  32. Top 5 SEC Enforcement Developments ... Published: 2023-03-20 17:03:51
    ... file Form 13F if they exercise investment discretion ... Ensign Peak's control over the church's investment decisions... of cash sweep account options and mutual fund share ...
  33. Guide to Public Company Transformation: Frequently Asked Questions Published: 2016-03-15 18:11:11
    ... What are a company's different options for creating an ... Much like a race against the clock, the decision about ... companies may be able to exercise a Section 404 exemption ...
  34. SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2017-08-10 17:44:08
    ... DFC Global Appraisal Decision, Finding That Merger ... the Court of Chancery may exercise considerable discretion ... The directors granted themselves stock options and warrants ...
  35. Sidley Austin provides this information as a service to clients... Published: 2016-11-29 19:55:46
    ... (i.e., for 2016 compensation decisions), notify ISS of updates to its ... exercise prices were backdated * When option exercise prices were spring-loaded or otherwise ...
  36. Sidley Austin provides this information as a service to clients... Published: 2017-11-29 18:27:01
    ... (i.e., for 2017 compensation decisions), notify ISS of updates to its ... options is accelerated. * When option exercise prices were backdated. * When option ...
  37. Matters to Consider for the 2019 Annual Meeting and Reporting... Published: 2018-12-06 15:22:13
    ... A company that newly qualifies as an SRC has the option to ... company's SEC disclosure decisions are included in the ... are permitted to exercise negative discretion to ...
  38. The Audit Committees Evolving Role In Overseeing Corporate... Published: 2013-09-27 19:29:58
    ... making crucial threshold decisions relating to the scope of ... books and records, stock option grant irregularities, etc. ... detailed research, the exercise of professional judgment ...
  39. New York Washington, D.C. Los Angeles Palo Alto... Published: 2009-08-14 00:18:30
    ... making registration optional for investment advisers ... may be exercised with regard to the term "client", 7 which amounts to an express override of the decision in ...
  40. Local: X:\Users\HEWETTCA\Desktop\1_22_16_Governance alert.docx Published: 2016-01-26 19:13:57
    ... - leaving it to companies to exercise a principles-based approach to ... Shareholders Litigation, 125 a decision holding that the option plan at issue had "sufficiently ...
  41. Weil, Gotshal & Manges LLP Published: 2014-11-12 19:03:20
    ... ISS cites disapprovingly the recent decision of the board of ... to hold shares after exercise or vesting The revised ... cash buyout of underwater options without shareholder ...
  42. Key Considerations for the 2025 Annual Reporting and Proxy Season... Published: 2025-01-08 08:56:03
    ... reiterate lessons from prior court decisions and underscore bedrock disclosure ... insofar as they can be acquired within 60 days (e.g., shares underlying exercisable options). ...
  43. 11SHUSTER Published: 2007-02-22 15:23:45
    ... its debt, the company will likely have an array of options. ... that a U.S. court could exercise jurisdiction over the ... For a recent decision regarding the issue of whether a ...
  44. SECURITIES AND EXCHANGE COMMISSION Published: 2003-07-19 01:05:50
    ... supported the Commission's decision to direct this review. ... and greater ability to exercise their rights and ... In addition, this option has many of the same potential ...
  45. Webcast Published: 2025-01-19 12:04:53
    ... and linear result when you look at the actual compensation decision. ... Those aren't like an option, which someone has to exercise to get the shares. An RSU may vest within 60 ...
  46. To: Interested Persons Re: SEC Proposed Short Sale Restrictions... Published: 2009-04-18 07:23:45
    That decision followed an eight-year review by the SEC, ... in merely a political exercise, whether an 1 ... over- the-counter options may fit within the bona ...
  47. Code of Ethics-Current Issues Published: 2006-07-05 10:35:28
    ... about their investment options and the security of their ... an organization must (i) exercise due diligence to prevent ... either makes investment decisions for or provides ...
  48. 00569ny_Securities_Client_Memo_r7.qxd Published: 2005-04-06 07:38:41
    ... when they make their investment decisions. " To support this liability ... securities to be issued upon the exercise of outstanding options, warrants or rights or upon the ...
  49. SEC Proposes Amendments to Regulation SHO To Restrict Short Selling Published: 2009-04-26 21:27:04
    ... are making informed decisions based on reliable information. ... as a result of automatic exercise or assignment of an equity option or expiration of a futures ...
  50. Questions for the 2022 Proxy Season Published: 2023-01-10 14:43:09
    ... risk; and ▪ Pay decisions that circumvent pay-for-performance, such as options backdating or waiving ... Group committed to exercising ownership rights to ...
Total results found: 4,078
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