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Results from: TheCorporateCounsel.net
  1. Finance Law The American Home Mortgage Case and Repurchase Agreements Published: 2008-03-27 10:29:34
    ... subparagraph; (vii) any option to enter into any ... 555 provides that "The exercise of a contractual right of ... No legal or business decision should be based solely on its ...
  2. © Cleary Gottlieb Steen & Hamilton LLP, 2013. All rights reserved Published: 2013-04-11 09:40:39
    On April 2, 2013, the SEC announced its decision not to ... acquisitions, stock option purchases and new services. ... Exercise care in selecting social media channels and be sure ...
  3. Ricardo A Published: 2016-03-21 17:21:02
    ... or preference shares, options or warrants to subscribe ... are convertible into or exercisable or redeemable for equity ... chief operating decision maker to make decisions ...
  4. Microsoft Word - Converts Under Fire Again, Last Time it Was... Published: 2007-03-14 10:51:32
    making their investment decision. 12 March 2007 Americas/... like employee stock options and convertible debt would ... in substitution for the exercise of independent judgment. ...
  5. COVID-19: Impact on Nonqualified Deferred Compensation Plans Published: 2020-04-29 18:48:51
    ... may be a less realistic option under Section 409A than ... made to employees. 9  Companies may exercise discretion. ... has subsided. 28 Such a decision on the company's part ...
  6. Heads Up Published: 2013-03-05 18:36:12
    ... the customer or when the option expires. 9 AICPA Statement ... that the rights will not be exercised by the customer. ... used as a basis for any decision or action that may affect ...
  7. The future of risk Published: 2016-12-13 10:38:35
    ... transfer instruments as an option to achieve business ... industry peers, and make informed underwriting decisions. ... management was often an exercise in fear and avoidance, ...
  8. Microsoft Word - IPO data.listing at home 01-03 for final review... Published: 2007-01-14 21:30:13
    ... with fund-raising options abroad (Appendix III). ... trends affecting their listing decisions (Appendix IV; V). ... research or the exercise of pro- fessional judgment. ...
  9. HOW TO RESPOND TO AUDIT LETTERS By BYRON F. EGAN Jackson Walker... Published: 2006-05-15 19:19:58
    ... employees to whom employee stock options were granted; and In the Matter of ... directors from liability for decisions made by them when exercising their business judgment, but ...
  10. Business Guide to Anti-Corruption Laws 2017: A Guide to the FCPA... Published: 2018-01-10 18:58:58
    ... the court could lawfully exercise oversight at a later ... For more on the HSBC decision and DPAs, see the Client Alert ... (e.g., stock, stock options), things of value in the ...
  11. JONES DAY COMMENTARY Published: 2010-08-16 13:51:06
    in making an investment decision (i.e., to buy, sell, or ... to potentially have the option to trade a borrower's ... the proper course of the exercise of his employment, ...
  12. Defining Issues Published: 2009-06-16 10:25:55
    ... (e.g., transferor call options and recourse obligations) ... barriers to their exercise or if participating ... in significant decisions that are expected to be ...
  13. Special Matters & Government Investigations Practice Group Published: 2017-06-14 19:17:10
    ... ill- gotten gains as "an exercise of their 'inherent equity ... 25 Taken together, the decisions signal a clear desire by ... the SEC to turn to this option for litigated matters when ...
  14. Client Alert Published: 2008-04-02 16:14:12
    ... While the decision to repurchase your syndicated bank debt may raise some or all of ... cheaply immediately prior to exercising optional redemption rights at a fixed but higher price. ...
  15. 2024-008-Rule 3502 Adoption Published: 2024-06-13 09:16:00
    ... allocation decisions that led to a firm's violation. ... not be precluded from exercising its discretion to pursue ... negligence had that option been available, and ...
  16. SEC Launches Regulation for Security-Based Swap Execution Facilities Published: 2024-02-06 10:39:12
    ... SBSEFs shall establish rules enabling the exercise of ... of interest in their decision-making process; and ... SBSEFs have the option to utilize a self-certification ...
  17. 1/9/24, 12:08 PM Key Considerations ... Published: 2024-01-09 12:08:29
    ... insofar as they can be acquired within 60 days (e.g., shares underlying exercisable options). ... Following the decision, thirteen Republican state attorneys general issued a letter ...
  18. The Short Field Guide to IPOs (November 2017) Published: 2017-11-20 14:36:19
    ... the particular information important in making an investment decision. ... In addition, absent certain limitations on exercisability, an option granted with an exercise price ...
  19. The Climate is Changing: What Every Board Member Needs to Know Published: 2019-11-20 19:57:21
    ... they provide guidance and exercise their oversight function ... a climate expert, an option for many boards may be to ... for thoughtful deliberation and strategic decision- making. ...
  20. Microsoft Word - Client Alert_ Swap Proposal_6103995(1).DOCX Published: 2021-12-29 14:19:49
    ... swap as well as any options, futures or other ... be delivered upon on the exercise of the rights under the ... voting or investment decisions over, any underlying ...
  21. Borrower's Guide to PPP Loans Published: 2020-06-24 13:50:04
    ... any of the following decisions or actions of a company ... The SBA treats such options, convertible securities, and agreements as though the rights granted have been exercised. ...
  22. 17466-Public REITS Poised To Capitalize on Robust Non-Traded... Published: 2009-02-25 11:12:43
    ... the states from exercising indirect authority to ... Most of the major management and compensation decisions of a ... Exchange Option: Holders of the Senior Common will have the ...
  23. SOLICITATION OF PROXIES: A GUIDE FOR THE CORPORATE SECRETARY Published: 2022-11-12 16:04:32
    ... to make informed decisions about the proposals on ... will examine the materials and exercise their voting rights. ... Hybrid Delivery A third option employs a combined approach. ...
  24. Definitive global law guides offering Published: 2020-10-30 16:11:56
    and shareholders seek- ing to exercise their rights. ... & Zabel LLP make every decision with shareholders in ... shareholders more time to consider their voting options. ...
  25. Securities Enforcement 2015 Year-End Review Published: 2016-02-05 13:36:01
    ... SEC, which reversed a controversial decision by the ... or government officials exercising significant authority ... and his firm allocated options trades in an S&P 500 ...
  26. Name of Update Published: 2015-12-02 17:23:31
    ... (i.e., for 2015 compensation decisions), notify ISS of updates to their ... options is accelerated * When option exercise prices were backdated * When option ...
  27. Regulatory Spotlight on Private Funds: Highlights from the 2023... Published: 2023-11-03 09:48:32
    ... Increasingly, the Staff is framing this decision on the part ... view that routine exercises of managerial discretion ... exploring the following options: 37 See Private Fund ...
  28. Some Thoughts for Boards of Directors in 2010 Published: 2009-11-30 14:13:48
    ... taking on the part of management to maximize option values. ... and shareholders, and exercise caution in address- ing ... risks and com- plicated decisions, and such companies ...
  29. 9399_Weil Briefing_SEC_CG July 2010 Published: 2010-07-23 12:27:27
    ... of specific compensation decisions. o Consider whether to ... compensation committee to exercise its own judgment in ... that has been associated with the "notice-only" option. ...
  30. Weil Briefing - RiskMetrics 2010 Policy Updates_43225894_vƒ Published: 2009-11-25 12:26:20
    ... options are returned to the equity plan, as they can be regranted to executive officers at a lower exercise ... or to strategic decision-making, and typically ...
  31. A Guidebook to Boardroom Governance Issues Published: 2019-10-03 13:24:13
    ... this potentially remains an option in other contexts. ... a fiduciary obligation to exercise proper oversight over a ... In a long line of decisions referred to as the Caremark case ...
  32. Final Rule Published: 2008-02-08 11:18:36
    ... makes an investment decision and commits to purchase the securities offered. ... be "Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire ...
  33. Webcast Published: 2025-01-19 12:04:55
    ... Exchange don't have an option to issue shares with ... The hurdles to exercising preemptive rights would be high. ... around exec comp decisions, so we are expecting ...
  34. Sarbanes-Oxley Act Expands Corporate Governance and Accounting... Published: 2005-01-12 10:17:22
    ... Various procedures relating to the cashless exercise of stock options also appear to raise ... team who have responsibility for decision-making on significant auditing, ...
  35. Sarbanes-Oxley Act Expands Corporate Governance and Accounting... Published: 2004-02-07 17:38:14
    ... Various procedures relating to the cashless exercise of stock options also appear to raise ... team who have responsibility for decision-making on significant auditing, ...
  36. Hogan & Hartson SEC Update -- January 9 2007 -- SEC Proposes... Published: 2007-01-10 13:53:03
    ... range of deregistration options afforded to foreign WKSIs, ... securities upon the exercise of outstanding rights ... they make investment decisions about the issuer's ...
  37. Microsoft Word - 2Oct08TARP.doc Published: 2008-10-02 11:05:23
    ... warrants to Treasury exercisable for nonvoting common or ... review of Treasury decisions will be available. * The ... which include swaps, options, futures, forwards and ...
  38. PowerPoint Presentation Published: 2018-07-23 13:14:48
    ... when presented with the option (rather than voting "against"). ... of corporate stocks includes decisions on the voting of proxies and other exercises of shareholder rights." ...
  39. 29598 bd IAS 34 2009B NEW:29598 bd IAS 34 2009B Published: 2011-10-05 18:38:28
    ... influence the economic decisions of users taken on the ... However, entities also have the option of including a ... one ordinary share for CU10. No options were exercised. ...
  40. Financial Reporting Alert Published: 2021-03-19 16:42:12
    ... or three most recent fiscal years (see decision tree above). ... A Shares received upon exercise of the warrants may be redeemed at the holder's option upon a merger of the SPAC. ...
  41. Audit Committee Brief PCAOB Explores Auditor Independence and... Published: 2011-10-04 15:52:00
    prompted it to consider options, including mandatory audit ... audit committee, as the decision- maker, in a difficult ... be more incentive to exercise care in conducting the audit. ...
  42. Financial Reporting Developments: Accounting changes and error... Published: 2022-11-04 13:48:57
    ... detailed research or the exercise of professional judgment. ... audit, tax or other matters before making any decisions. ... a company may have the option of continuing to follow ...
  43. SEC Comment and Trends: An analysis of current reporting issues Published: 2015-09-25 13:49:00
    ... in determining compensation policies and decisions. ... considered when it exercised its discretion in ... of the redemption feature (option-like or forward-like) and ...
  44. In brief Published: 2022-10-12 14:02:50
    ... including surprise exercises, which most closely ... strategic or tactical decisions such as transactions, ... What options are there to perform alternative procedures to ...
  45. TITLE I S S E S G C O M Published: 2022-02-15 15:14:44
    ... and determine present and future decisions as it pertains to gender diversity, ... that which is to assist directors in exercising options or purchasing shares. ▪ Loans made to ...
  46. Handbook: Statement of Cash Flows Published: 2018-10-01 15:04:39
    ... financing activities Proceeds from exercise of options $200 Payments to taxing authorities in ... An entity makes an accounting policy decision to either: [718-10-35-3, ASU ...
  47. Global IPO Guide Published: 2022-03-15 15:49:45
    ... Some of the most important decisions you will make during ... a thorough due diligence exercise designed to provide a ... complemented with option and share lending agreements. ...
  48. Global IPO Guide Published: 2023-03-15 16:10:29
    ... Some of the most important decisions you will make during ... a thorough due diligence exercise designed to provide a ... complemented with option and share lending agreements. ...
  49. Across the Finish Line: Final Rules... Published: 2023-04-19 12:50:54
    ... privacy rights and how to exercise them, and privacy request ... provides only the two options "Yes" and "Ask me later" ... data protection assessments, and automated decision-making. ...
  50. Setting the 2023 Audit Committee Agenda Published: 2022-12-15 18:22:59
    ... to help assess liquidity and evaluate investment options? ... to enable real-time decision-making? * How is the CFO ... privacy rules, and is exercising appropriate due ...
Total results found: 4,078
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