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Results from: TheCorporateCounsel.net
  1. Proposed Rule: Universal Internet Availability of Proxy Materials Published: 2008-03-19 11:22:46
    ... Other Than the Issuer D. Option to Send Full Set of Proxy ... to make informed voting decisions regarding the securities ... or other entity that exercises fiduciary powers in ...
  2. Webcast - "Company Buybacks: Best Practices" Published: 2016-04-26 00:00:00
    ... buybacks give shareholders more optionality to participate. ... give to officers who can exercise that discretion, whether ... disclosure and buyback decisions, so you can stop the ...
  3. Webcast - "On Demand CLE Credit: ISS Forecast for 2023 Proxy... Published: 2023-01-10 00:00:00
    ... Exchange don't have an option to issue shares with ... The hurdles to exercising preemptive rights would be high. ... around exec comp decisions, so we are expecting ...
  4. Regulations Implementing the California Privacy Rights Act Take Published: 2023-04-19 12:44:11
    ... is only offered the option to consent to using ... difficulties in consumers exercising their rights. ... audits, risk assessments, and automated decision-making. ...
  5. untitled Published: 2005-03-10 11:09:22
    ... Latham & Watkins | Client Alert an optional redemption or termination feature may be exercised when 25 percent or ... and related investment decisions, the Regulation adopts Item ...
  6. Morrison Foerster : Print Webpage Utility Published: 2009-12-19 09:59:38
    ... try to clarify how the decisions addressed in the CD&A ... the fiscal year in the "Option Awards" and "Stock Awards" ... the oversight role is exercised, i.e. whether it is ...
  7. New York Washington, D.C. Los Angeles Palo Alto... Published: 2009-07-03 12:21:08
    and that "[k]eeping hard decisions on hold indefinitely does ... system through which shareholders exercise their franchise." ... management process. * Reporting of stock and option awards. ...
  8. DocName Published: 2009-07-07 14:46:38
    2 member firms to exercise discretionary voting ... consulting; whether the decision to engage the ... services. * Stock and Option Values - The SEC is ...
  9. The US Securities and Exchange Published: 2008-10-12 19:53:26
    ... material to an investment decision regarding the subject ... and the granting of options, payment of other ... good faith belief after exercising reasonable diligence. ...
  10. Microsoft Word - Exec Comp Vol 1100 No 1120 08-15-06.doc Published: 2006-08-16 11:09:30
    ... at least three other diversified investment options instead. ... they first eligible to exercise such rights (i.e., no ... the Seventh Circuit's decision last week rejecting an ...
  11. Corporate NewsWire May 2014 Published: 2014-04-29 12:47:12
    ... A buyer may seek a buyout option for itself, which gives it ... Recent Delaware Court Decisions Two recent Delaware court ... security is first convertible, exercisable or exchangeable. ...
  12. Microsoft Word - 2023_10_23 Court of Appeal Gives Judgment on... Published: 2023-10-23 17:39:27
    ... with this part of its decision, the Court noted that ... the relevant official exercises control over that ... FCDO is] exploring the options available to the ...
  13. Software Revenue Recognition Published: 2009-05-12 14:35:12
    used as a basis for any decision or action that may affect ... That Are Not Expected to Exercise Their Upgrade Rights 73 ... licenses when incentives (options, warrants, or discounts) ...
  14. Activist Investors: Setting the Pace on ESG Published: 2021-11-18 12:20:09
    We spark the insights they need to make better decisions and lead with purpose. Our ... or restricted shares vested + value of performance or restricted options exercised. ...
  15. Microsoft Word - GoingDark_013012 B.doc Published: 2012-01-30 19:41:00
    ... need to conclude, in the exercise of its fiduciary ... rule would apply to this decision unless a board member had ... Form 15. The SEC has the option to reject a Form 15 during ...
  16. Overview of Proxy Season Published: 2023-07-13 09:36:54
    ... These decisions are under appeal Federal: In 2023, the US ... right or other option-like instrument granted in ... securities; - the exercise price; - the grant date ...
  17. FR04/23 Report on International Work to Develop a Global Assurance... Published: 2023-04-25 16:46:49
    ... The CSRD also gives Member States the option to decide ... * Challenges around decision-usefulness of the ... The focus of the exercise was to understand what gives ...
  18. Protecting Confidential Legal Information Published: 2023-10-13 16:25:46
    ... State courts and federal courts sitting in exercise of diversity jurisdiction are not bound by the Upjohn decision and have ... investigation regarding potential stock options backdating. ...
  19. SLUSA. Published: 2003-08-13 15:27:02
    ... in connection with options to purchase stock that met ... decisions with respect to voting their securities, responding to a tender or exchange offer, or exercising ...
  20. Governance Insights Center ESG Series Published: 2022-03-03 11:07:29
    ... require key strategic decisions, like carbon emissions ... Different types of plans present different options for ... compensation committee to exercise judgment, the accounting ...
  21. Layout 1 Published: 2014-04-30 20:44:03
    ... what to do about underwater stock options, as well as making policy decisions on travel and perquisites. ... firms nor can it control the exercise of their professional judgment ...
  22. Global Board Culture Survey Published: 2016-11-03 20:19:55
    ... to use longer time horizons when making decisions. ... questions, and ultimately exercise more sound judgment. ... multiple high- value options (with the assumption that ...
  23. Microsoft Word - Canadian Securities 2007.doc Published: 2008-01-08 11:52:53
    Court of Canada delivered decision on October 12, 2007 ... control or direction is exercised by the issuer, a senior ... will now have the option of adding all or part of ...
  24. Mr. Klaas Knot Chair Financial Stability Board Bank for International... Published: 2022-10-20 16:36:06
    ... In these ways, the Board of Directors exercises supervision over MUFG's ... respondents could select multiple options, the sum across decision types is greater than 100%. 2 ...
  25. Risk Management and the Board of Directors Published: 2019-11-18 14:23:44
    ... failure of the board to exercise oversight-such as an ... Delaware Court of Chancery decisions in the twenty years ... We believe this task is not an optional undertaking for ...
  26. WilmerHale 2022 IPO Report Published: 2022-03-02 15:06:41
    ... market transactions in connection with option exercises or upon the vesting or settlement of ... has one or two executives who control decision-making or a management structure that ...
  27. Microsoft Word - ISS Compl -- FINAL.docx Published: 2025-04-04 11:10:25
    ... it is discretionary or optional with the person addressed ... proposals as they exercise their own voting rights. ... that "[p]roxy voting decisions by funds can play an ...
  28. GAO-09-161 Troubled Asset Relief Program: Additional Actions... Published: 2025-02-13 16:45:06
    ... documenting Treasury's decision to invest in these ... 5 An equity warrant is an option to buy the common stock of ... accountability for the exercise of authority under the act. ...
  29. ACC's 2005 Annual Meeting Legal Underdog to Corporate Superhero... Published: 2005-11-23 17:10:39
    An employer's indecisive action, or failure to exercise ... Step Five - Reaching a Decision * Review all evidence ... is not a gratuitous or optional undertaking; under ...
  30. SEC Compliance Checklist -- General Published: 2019-01-22 19:03:24
    ... compensation policies and decisions reflected in the data in the tables. ... or practice of setting (1) the exercise price of stock options at other than the market price at ...
  31. 2008 Update to Doing Business in China via the Cayman Islands Published: 2008-01-24 00:00:00
    An important decision factor is that a CI company is ... employees will be granted options in the CI company, the ... actual management, which exercises de facto and overall ...
  32. Proposed ASU Revenue Recognition (Topic 605) Published: 2012-01-06 14:37:30
    ... provides for a significant penalty if the sponsor does not exercise the option to purchase. b. ... by these differences, reducing the decision usefulness of the information ...
  33. University of Pennsylvania Law School ILE INSTITUTE FOR LAW Published: 2019-10-02 13:55:12
    ... In no small part because of retirement policy decisions by ... The power they exercise cannot be ignored as a factor in ... proponents having the option to aggregate their shares ...
  34. 2020 DATA SECURITY INCIDENT RESPONSE REPORT Published: 2020-04-30 17:59:53
    ... Forensics Drive Key Decisions Take Action: Help Forensics ... response time is an option, but even just ... protection program is more than a point-in-time exercise. ...
  35. This is part of a master summary of the proposed financial reform... Published: 2010-07-02 13:57:02
    ... of their investment decisions; * The potential ... for future delivery; * Any option on any such security, ... Federal Reserve bank or exercise discount or borrowing ...
  36. This memorandum has been prepared by Cadwalader, Wickersham ... Published: 2025-03-27 11:18:36
    ... company, including decisions regarding: (1) The ... present time, and any options or similar interests of the individual shall be treated as exercised; (B) For reporting ...
  37. Microsoft Word - President Obamas Financial Regulatory Reform... Published: 2009-06-24 09:31:20
    ... and Whether the exercise of a power has the ... By contrast, decisions under the proposed resolution ... with multiple resolution options and enables them to take ...
  38. Regulation of Swaps Act Published: 2009-05-19 10:48:49
    ... sale of commodities or options on commodities (though not ... financial regulators" to "exercise oversight over (A) any ... In a 2005 decision, 4 the CFTC endorsed the continued ...
  39. Section 1 Published: 2009-11-16 18:00:16
    ... company.  FIRA may not exercise the usual exemptive ... Federal Reserve in this decision. o Unlike the House ... or conservatorship option. o Minimum guaranteed ...
  40. PE Report Summer 2004.qxd Published: 2005-07-27 16:02:04
    ... In addition to exercising applicable fiduciary duties and ... and consistently involved in the decision-making process. ... programs (e.g., stock options and other employee ...
  41. Microsoft Word - 343864_1.DOC Published: 2006-03-24 14:50:16
    ... Various procedures relating to the cashless exercise of stock options also appear to raise ... team who have responsibility for decision-making on significant auditing, ...
  42. 0826_GEW_1Frontpage.pub Published: 2008-07-11 11:21:51
    ... Research been realised. The decision as to when, for example, a decline ... 60 days through the conversion or exercise of a warrant, option, or other right but does not ...
  43. New and Familiar Compliance Challenges for FINRA Published: 2022-03-03 16:20:25
    for allegedly failing to exercise reasonable diligence to ... routing practices for NMS securities and listed options. ... that may influence a broker's or dealer's routing decision." ...
  44. SHAREHOLDER PROPOSALS IN THE WAKE OF STAFF LEGAL BULLETIN 14M Published: 2025-06-02 08:58:59
    ... individuals based on their speech or religious exercise." ... company's advertising decisions. 18 The Staff reached the ... banker to study options to maximize the value of ...
  45. Nominating & Governance Committee Blueprint Published: 2023-05-25 14:24:29
    ... but a thoughtful exercise that produces insightful ... should be included in decisions to renominate directors. ... Options are including ESG/sustainability within the ...
  46. by John Reed Stark Published: 2017-01-12 12:37:27
    ... analysis during any cybersecurity due diligence exercise. ... speak and make certain decisions about the investigation; ... inspections, to the option of an independent risk and ...
  47. Microsoft Word - 33-8518 _4_.doc Published: 2007-05-04 17:46:15
    ... to make decisions regarding their investment and use. ... of securities with an optional redemption or termination feature that may be exercised when 25% or more of the ...
  48. Managing Climate Risk in the U.S. Financial System Published: 2020-09-11 19:34:00
    ... at lower levels, 5 One option for standardizing baseline ... By going beyond a pure compliance exercise, tailored ... practices and improve their decision making more broadly. ...
  49. SUMMER Published: 2021-09-07 17:02:22
    Corporate decisions, policies, and initiatives around issues ... This leads to a mixed bag of fund options that may put ... these third-parties nor exercised any influence or control ...
  50. PREPARED BY: Randy Stephens, J.D. Vice President, Advisory Services... Published: 2016-02-18 13:16:00
    ... necessary to make key decisions about the future of your ... purely check-the-box exercises, we would expect to see ... Note: Because respondents could choose more than one option, ...
Total results found: 4,093
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