This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
Microsoft Word - $ASQ67208.doc Published: 2006-11-01 15:24:28... related securities or in options, futures or other ... in making an investment decision and should not rely ... as a substitution for the exercise of independent judgment ...
-
A CORPORATE GOVERNANCE Published: 2018-05-22 11:01:51... the business making the decisions, and probably will lead ... their behaviors because selling out is not an option." ... means that the ability to exercise and consider the ...
-
Microsoft Word - Guttentag New Light 5.14.14 final Published: 2014-06-04 17:31:00... for shareholders to exercise basic rights as the ... rebuking the SEC's decision and a group of seventeen ... spending is already a real option for concerned investors. ...
-
Microsoft Word - Law Firm Cybersecurity Guide Final 2.docx Published: 2016-04-14 19:25:26... of risk mitigation options in clear and concise terms. ... because documentation is a beneficial compliance exercise. ... speak and make certain decisions about the investigation; ...
-
Incident Response Recommendations and Considerations for Cybersecurity... Published: 2025-04-14 16:38:18... implementing operational decisions (e.g., immediately ... contracting clauses are options for deterring the ... Procedures can be tested or exercised periodically to verify ...
-
_DLJ_FrontPages_Vol37_2.pdf Published: 2015-05-21 20:52:35... for TIAA-CREF's exercise of independent judgment in arriving at our own decisions on how to direct the ... such as requiring options to vest on performance ...
-
Chicago Booth Paper No. 19-01 Non-answers during Conference Calls Published: 2019-06-10 17:39:02... stock sold from Compustat combines equity issuance and stock option exercises together. ... Corporate financing and investment decisions when firms have information that ...
-
Microsoft Word - CRMPG II_7-22-05_FINAL_v8 Published: 2006-01-03 11:14:28... long-dated cross-currency options. 37. Recommendation, ... To improve the value of stress testing exercises, firms ... prior to making a credit decision, CRMPG II recommends that ...
-
Microsoft Word - de Fontenay_20 _Langone_ Published: 2017-04-27 20:05:00... for Congress's eventual decision to increase the record ... they can readily convert those options to cash once they become exercisable. 76 Indeed, going public is ...
-
TGFC-CCMR_(5-21__JG__1 FRONT REVISED 839 pm) Published: 2009-05-30 10:14:49... why caution should be exercised in this area: (i) ... Any decision regarding that structure must be uniquely ... We present three options for supervising financial ...
-
Microsoft Word - Omnibus title I -- final.docx Published: 2009-11-12 18:43:36... (excluding bonuses, stock options, and profit-sharing) ... 5 (iii) DEADLINE FOR DECISION.-Not later than 60 days ... AND PROCEDURES.-Prior to exercising any authority under this ...
-
Microsoft Word - SharfmanSubmission.docx Published: 2016-04-05 16:11:00... providing the Board the option to deny such inclusion. ... The result is a less efficient decision making process that ... business expertise when exercising their managerial power ...
-
1-Allocation of Power.pdf Published: 2006-11-14 12:53:34... The discretion of directors is to be exercised in the choice ... major corporate decisions must be initiated by the board. ... should have the option of retaining the current ...
-
C O R P O R A T E G O V E R N A N C E Published: 2011-03-21 17:14:22... practices in order to make efficient investment decisions. ... 38.9% 61.1% Amend stock option plan 10.3% 74.4% 25.6% ... Act limits the committee from exercising its own judgment. ...
-
ceres_viewfromthetop_DRAFT6.pdf Published: 2015-10-30 13:22:00... oversight is being exercised and to seek more disclosure. ... Decisions on how best to address sustainability issues must ... This report provides a number of options for companies to ...
-
Inside Track with Broc: John Wilcox on Weaknesses in the Proxy... Published: 2025-01-19 12:03:41... means for shareholders to exercise their rights. ... A recent decision of the Court of Appeals for the Second ... shareholders a privacy option while not shutting the ...
-
THE FUTURE OF SHAREHOLDER MEETINGS IS VIRTUALLY HERE Published: 2017-10-20 09:02:01... meetings to preserve the option of physical attendance. ... on the basis that the decision related to the companies' ... central to the effective exercise of shareholder rights and ...
-
To: Published: 2008-09-08 02:32:58... sale of TSC. One of these options was to sell TSC for $4.2 ... of a valid exercise of business judgment, demand is excused as futile. In evaluating the decisions of boards, the ...
-
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE CONSTRUCTION... Published: 2022-11-29 14:13:52... first and most direct option is to allege with particularity actual board involvement in a decision that violated ... a good faith effort to exercise its duty of care." 96 ...
-
GDPR Survey Contents Published: 2020-04-21 14:07:52... of data subject rights exercise and data breach ... This decision varies notably according to the size of the ... non-compliance is never an option, best-in-class full ...
-
FIDUCIARY DUTIES AND CLIMATE CHANGE IN THE UNITED STATES Sarah... Published: 2021-10-27 16:09:27... protect directors who are uninformed, who make no conscious decision, or who exercise no judgment. ... ▪ What are our strategic options for managing these risks (including ...
-
Annual Meeting Handbook Published: 2021-02-08 15:21:06... in advance of the meeting date is a very useful exercise. ... This can be a significant decision with important ... offering shareholders the option to attend either in person ...
-
JANUARY 12, 2016 clearygottlieb.com Published: 2016-01-13 13:26:06... reporting requirements designed for trade options. 4 o SDs. ... reviewed and approved the decision to utilize the exception ... the board committee has exercised appropriate oversight of ...
-
Brochure template Published: 2015-01-20 15:12:00... following the vesting/exercise of an award, including ... with awards that are options) where market practice has ... process has ended and inform them of decisions made. ...
-
An Insight Into Debt Liability Management Exercises of Non-U... Published: 2025-02-19 08:57:23An Insight Into Debt Liability Management Exercises of ... may be material to their decision to sell their securities. ... and convertible or exchangeable securities, such as options. ...
-
SEC Compliance Checklist -- General Published: 2019-01-22 19:03:24... compensation policies and decisions reflected in the data in the tables. ... or practice of setting (1) the exercise price of stock options at other than the market price at ...
-
QUESTIONS FOR DIRECTORS TO ASK WRITTEN BY Andrew J. MacDougall... Published: 2012-05-31 11:00:00... board be the individuals with decision-making authority for the exercise of voting rights in respect of ... request, by giving users the option to read and download a transcript ...
-
Heads Up Published: 2016-12-12 19:49:13... Similarly, exercise care in determining the terms of ... and compensation decisions. 2 The preliminary note ... for which the fair value option (FVO) has been elected, he ...
-
Securities Update Tweeting, Blogging & Facebooking The Methods... Published: 2009-07-09 15:25:45... of outstanding stock options which were underwater and ... the product of a valid exercise of business judgment. 6 ... two points together when making compensation decisions. ...
-
Microsoft Word - Disclosure of Voting Proxies TOC - 2_12_031... Published: 2003-07-10 21:08:12... its proxy voting decisions to its investment adviser ... stock issuance; * Stock option plans and other management ... client securities to exercise voting authority with ...
-
BREXIT - What Next? Key issues if you are doing business in or... Published: 2016-06-29 16:43:10that care should not be exercised when entering into any ... (such as forward options) to mitigate volatility. * ... by David Cameron's decision to resign, the UK's exit ...
-
Gibson Dunn | Securities Enforcement 2025 Mid-Year Update Published: 2025-08-08 13:23:32... was appropriate "in the exercise of its discretion and as a policy matter" and that the decision to dismiss "does not ... all of his vested stock options in the company and ...
-
Microsoft Word - 323647_1.DOC Published: 2003-07-10 21:09:18... Various procedures relating to the cashless exercise of stock options also appear to raise ... team who have responsibility for decision-making on significant auditing, ...
-
Sarbanes-Oxley Act Expands Corporate Governance and Accounting... Published: 2003-07-10 21:10:48... Various procedures relating to the cashless exercise of stock options also appear to raise ... team who have responsibility for decision-making on significant auditing, ...
-
#240-03 Proxy White PaperSM Published: 2003-07-10 21:46:12... effectively exploring all options open to a company and from ... allow shareholders to exercise that state-law right in ... rather than leaving that decision solely in the hands of ...
-
10-kDisclosures Published: 2003-07-10 21:54:44... * an explanation of the company's decisions regarding selection of accounting ... of securities to be issued upon exercise of outstanding options, warrants and rights (a) ...
-
Microsoft Word - 400228_4.doc Published: 2003-07-10 21:57:58... securities (including options and stock appreciation ... the grants or awards; * exercises, conversions or ... and no legal or business decision should be based solely on ...
-
FOCUS Published: 2014-08-18 18:37:46... 6. Effective Board Decision Making ... interfere with the exercise of that director's ... To understand the various options - and their consequences - ...
-
JONEs DAY WHITE PAPER MoRE THAn JusT FInAncIAl REFoRM: Published: 2010-08-16 18:33:46... regarding pro- prietary trading and other options. ... to restrain or affect the exercise of powers or functions of ... Court is the ultimate decision-maker with respect to how ...
-
JONES DAY COMMENTARY Published: 2009-04-02 21:31:49... In addition, each Fund Manager will have the option to ... investment and disposition decisions on behalf of the PPIFs. ... which the warrants are exercisable, are to be determined, ...
-
Revenue from Contracts with Customers Published: 2014-06-03 13:44:23... The likelihood of the customer exercising its put option, which will include consideration of ... summary; however, they have not yet announced any decisions on this question. ...
-
Debevoise In Depth Published: 2025-01-06 13:41:40... 9 which sets out the options available to companies ... down its decision in Macquarie Infrastructure Corp. v. ... over which the manager exercised voting power, votes on ...
-
Contents Contacts Introduction Published: 2024-01-08 16:25:07... a desk-based stress-test exercise rather than an annual ... around the timeliness of decision- making based on ... different categories and options, but regulatory approaches ...
-
Insurers: Climate Risk Disclosures Today, Scenario Testing Tomorrow Published: 2024-09-04 09:38:40report on a controversial decision to implement a form of ... entities and/or scenario exercises/stress tests results from ... They then must choose one of two disclosure scenario options ...
-
June 27, 2024 Published: 2024-07-01 09:58:33... securities; - The exercise price; - The grant date ... the timing of awards of options in relation to the ... assumptions, policy decisions) and aggregate amount of ...
-
SEC Proposes Rule Amendments to Simplify Guarantor and Pledgor... Published: 2018-08-24 15:02:10... to making an investment decision with respect to the ... would allow companies to exercise their judgement to assess ... [4] We note that option (b) is rarely used in ...
-
This newsletter is intended as an information source for the... Published: 2020-12-23 13:09:44... The amendments also provide an optional method for ... describing why and how that discretion was exercised to allow investors to evaluate the approach taken and decisions made. ...
-
Borrower's Guide to PPP Loans Published: 2020-04-08 17:34:53... any of the following decisions or actions of a company ... The SBA treats such options, convertible securities, and agreements as though the rights granted have been exercised. ...
-
As Coronavirus (COVID-19) continues to spread, the global economy... Published: 2020-05-14 13:11:56as they exercise their critical oversight role. ... Optional deferral of CECL: On March 27, President Trump ... such as discrete decisions to close stores or ...
-
In depth US2014-01 Revenue recognition - Mining supplement Published: 2015-06-12 14:18:37The complexities in these areas can make the decision of when to recognize revenue ... contract at the time the customer exercises the option, unless such options provide the ...