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Results from: TheCorporateCounsel.net
  1. Webcast - "The Latest: Your Upcoming Proxy Disclosures" Published: 2024-01-30 00:00:00
    ... If they don't exercise discretion, then Glass Lewis is going to be focused on the rationale for that decision. With ... or unexercised stock options when determining whether ...
  2. Webcast - "On Demand CLE Credit: The Latest: Your Upcoming Proxy... Published: 2025-01-19 00:00:00
    ... If they don't exercise discretion, then Glass Lewis is going to be focused on the rationale for that decision. With ... or unexercised stock options when determining whether ...
  3. Directors Can Up Their Game Published: 2022-10-18 11:24:05
    ... on ESG plans and exercise board oversight on execution. ... Constraints from legacy assets Constraints of energy options ... Boards must make critical decisions about how to structure ...
  4. PROACTIVE GOVERNANCE TO ADDRESS RECESSIONARY PRESSURES 2022 BDO... Published: 2022-10-24 14:11:49
    ... Fortunately, companies are likely to have more options for ... factors into employees' decisions to join or remain at a ... making it a full board exercise, some are designing ...
  5. Microsoft Word - ReadyForPDF.doc Published: 2008-10-06 11:12:53
    ... warrants to Treasury exercisable for nonvoting common or ... review of Treasury decisions will be available. * The ... Secretary will have the option to renew the program ...
  6. Microsoft Word - July 11.DOC Published: 2008-07-14 12:36:25
    ... are members of a foreign options exchange to effect ... if the investment decisions are made by a plan ... foreign broker or dealer exercises its best efforts to ...
  7. SEC Updates Executive Compensation Reporting Guidance (June 4... Published: 2008-06-04 15:00:43
    ... Similarly, if a reportable plan amendment or stock option ... plan, whether to exercise discretion to pay bonuses ... that investors will make decisions based on whether awards ...
  8. Microsoft Word - 9045_WeilBriefing_SEC-CG.doc Published: 2009-07-09 14:55:06
    "retail" investors) from exercising a discretionary ... decisions for named executive officers ("NEOs"). Revises Disclosure of Equity Awards. Disclosure of stock and option ...
  9. Global SPACs Guide Published: 2021-09-16 16:23:57
    ... Another option could be to use a BV/SRL as an alternative ... or work via a cashless exercise of the warrants and apply ... this may require a board decision under the authorized ...
  10. ESG Survey: Environmental Performance and the Stakes for Your... Published: 2021-12-02 11:48:58
    ... in strategic business decisions. 33% 45% Crowell & Moring ... laws? (Select one option.) What's Motivating Them ... stage, might mostly be exercises in optimism or ...
  11. SEC adopts revised registration exemption for public offerings... Published: 2015-04-09 13:37:55
    ... if not material to an investment decision or if the material information in ... plan; securities issued upon the exercise of outstanding options, warrants, or rights; securities ...
  12. FF PepTalk 2005_Final_blue.qxd Published: 2005-08-08 18:05:31
    ... increase a company's options in determining the ... a class to veto certain decisions, and board representation. ... the fund must regularly exercise such rights with respect ...
  13. SEC's Division of Corporation Finance Releases Legal Bulletin... Published: 2011-10-19 19:38:59
    securities, guarantees, options, warrants or rights ... and reported judicial decisions interpreting these laws; ... subject to conversion or exercise), the legality opinion ...
  14. Client Alert Published: 2013-12-20 19:06:17
    ... investors with information that will form the basis for their investment decision. ... benefit plans, and securities issued upon the exercise of options, warrants, or rights, etc. ...
  15. Board-Shareholder Engagement What a Record-Breaking Proxy Season... Published: 2022-09-15 19:16:59
    ... outcome of the war, the decisions about whether to do ... of boardroom table-top exercises and scenario planning to ... to replicate the same options available to shareholders ...
  16. Gulf Cooperation Council 6 Published: 2015-10-01 20:24:00
    ... needed to make strategic decisions and exercise 8 John Liu, Taiwan Gender Equality ... Against Women in 1985 and its Optional Protocol in 2000. 3 As such, the Thai ...
  17. Can Regulation A+ Succeed Where Regulation A Failed? Published: 2015-05-07 14:27:13
    ... As a result of a 1995 Supreme Court decision, Gustafson v. Alloyd, 23 which ...  Securities issued upon the exercise of outstanding options, warrants or rights;  Securities ...
  18. Company Report Template Published: 2008-07-10 17:00:43
    ... A shareholder of MRK or a holder of MRK stock options might ... as best as possible before making the investment decision. ... While we exercised due care in compiling this analysis, we ...
  19. Developments_2005_Advanced_Notification_Bylaws/. Published: 2009-03-17 23:42:34
    ... As a result of the 2008 decision in CSX Corporation v. The ... must disclose, including options, swaps, warrants and ... corporate action should they later wish to exercise them. ...
  20. 1 This article presumes the application of Delaware corporate... Published: 2008-09-22 21:31:57
    ... related to CNET's admitted back-dating of stock options. ... failure of the board to exercise oversight'-a violation of ... course." 23 In the recent decision, Pershing Square, L.P. v. ...
  21. Matters To Consider for the 2022 Annual Meeting and Reporting... Published: 2021-12-14 09:56:06
    ... vice versa) and how such decision relates to investor ... of options) to count toward meeting stock ownership requirements. Unvested full value awards that require no exercise, ...
  22. Microsoft Word - CLEVELAND-#1420287-v1-Foreign_Private_Issuer... Published: 2014-08-08 00:35:02
    ... how each compensation element and decisions regarding such element fit into the ... Equity Awards at Fiscal Year-End;  option Exercises and Stock Vested;  pension ...
  23. SIGN UP Published: 2015-05-01 16:14:07
    ... about the issuer and the offering to assist in their investment decision. ... plan; (3) securities issued upon exercise of outstanding options, warrants, or rights; (4) ...
  24. The Cost (and Unbenefit) of Conscious Capitalism Published: 2021-10-21 12:19:13
    ... for why it was not exercised, but that requires access to the decision-maker as well as effort and time. ... Accelerated vesting of employee stock options in anticipation of fas ...
  25. untitled Published: 2013-05-20 14:55:00
    ... the process Determine decision making process. o Hiring ... should they need to exercise a plan upon the immediate ... Determine if internal promotion is an option and how that ...
  26. BlackRock Investment Stewardship Global Quarterly Stewardship... Published: 2020-08-11 15:05:23
    ... other board members from exercising independent judgment, ... We discussed our voting decision with the company ... Moreover, the CEO was awarded a discretionary option grant ...
  27. TFI-2302-s2A-Byrnes_Kess.editv2-FINAL.indd Published: 2010-02-16 14:54:43
    ... used as a basis for any decision or action that may affect ... fund, a FOHF (whether registered or not) may be an option. ... unrelated to the exercise or per- formance of the ...
  28. ANTI-CORRUPTION AND INTERNAL INVESTIGATIO... Published: 2018-11-27 18:51:01
    ... compliance systems and to train and exercise controls over employees' actions. ... Notwithstanding such option, the decision to enter into negotiations ultimately rests with the ...
  29. http://www.klgates.com/newsstand/Detail.aspx?publication=5165 Published: 2008-12-31 13:46:02
    may choose not to exercise its disapproval authority ... as well as Treasury's decision to abandon efforts to ... three 'stabilisation options' (to be used to rescue a ...
  30. State Privacy Law Compliance Published: 2022-05-11 11:10:02
    ... plan listing all required/optional tasks to allocate roles ... profiling and automated decision-making processes. * ... responding to requests to exercise existing CCPA consumer ...
  31. New York Washington, D.C. Los Angeles Palo Alto... Published: 2010-07-09 21:31:19
    ... currently exercised by the federal banking ... in the U.S. Supreme Court's decision in Barnett Bank v. ... private enforcement options and remedies are available ...
  32. SEC Staff Issues Staking Guidance Published: 2025-06-05 11:17:27
    ... If a custodian exercises discretion over other aspects of ... respect to any other decisions regarding the staking of ... this is merely an optional convenience afforded to ...
  33. Energy Transition Insights: Four New Executive Orders Promoting... Published: 2025-06-10 16:36:06
    ... deadlines for licensing decisions, rather than nonbinding ... over which the DOE exercises sufficient control and ... and recycling options for spent fuel from DOE ...
  34. Some Thoughts for Boards of Directors in 2009 Published: 2008-12-09 12:06:57
    ... and compensation decisions. 6 The issue of ... For example, after a review of stock option practices led to ... they should be careful to exercise their own independent ...
  35. Attorney Advertising CORPORATE Published: 2016-03-31 14:17:59
    ... arise. ■ Review key disclosure decisions and unusual disclosures with company ... It could be that by the time the option is exercised the company has used up all of its net ...
  36. Second Update: Dodd-Frank Rules Impact End-Users of Foreign Exchange... Published: 2013-02-13 19:06:44
    swaps, foreign currency options (including collared ... and any person exercising control over the end-user. ... and making trading decisions for the corporate ...
  37. Update: Dodd-Frank Rules Impact End-Users of Foreign Exchange... Published: 2012-09-05 16:15:45
    ... such as foreign currency options, currency swaps, ... In support of its decision to exempt FX swaps and FX ... and any person exercising control over the end-user. ...
  38. DEALING WITH ACCOUNTANTS By BYRON F. EGAN Jackson Walker L.L... Published: 2013-06-28 20:15:00
    ... to whom employee stock options were granted. 23 In ... to an auditor should exercise reasonable attention and ... is called upon to make decisions or judgments regarding ...
  39. Microsoft PowerPoint - In-House Counsel and the Attorney-Client... Published: 2013-06-28 20:14:00
    aspire: *** (b) To fully informed client-decision making. ... was not exercising a lawyer's traditional function." ... investigation related to backdating of option grants. ...
  40. IMPACT REPORT Principled Investing. WELCOME William H. Apfel Published: 2020-02-20 12:46:12
    ... into investment decision-making and ownership ... have completed all optional and mandatory questionnaires. ... risk investors' rights to exercise their fiduciary duty ...
  41. CLIMATE IN THE BOARDROOM HOW ASSET MANAGER VOTING SHAPED CORPORATE... Published: 2023-11-03 14:17:45
    Their proxy voting decisions largely countenanced ... To help investors exercise this power, Majority Action ... Currently, this option accounts for a small fraction of ...
  42. PREPARED BY: Ingrid Fredeen, J.D. Vice President of Online Learning... Published: 2015-07-30 14:14:25
    ... them about their options for doing so (from an ... in avoiding unethical decision-making, and helps ensure ... This exercise should be done in conjunction with senior ...
  43. Next Generation Governance Published: 2018-10-17 20:28:01
    ... far enough - covering how decision making, authority and accountability are exercised within the organisation in ... etc.), and single response ('please choose one option'). ...
  44. Best Practices for Residential Covered Bonds Published: 2008-09-21 16:11:52
    ... The second or third options would be triggered if the FDIC ... the standards for such decisions are set forth in ... FDIC's consent before exercising on the collateral after ...
  45. Public Disclosure of SEC Rule 10b5-1 Participation Published: 2008-06-02 10:53:48
    ... implications of firms' decisions to disclose these plans. ... permit the [insider] to exercise any subsequent influence ... timed to minimize new option grant strike prices. 8 ...
  46. Microsoft Word - $ASQ67208.doc Published: 2006-11-01 15:24:28
    ... related securities or in options, futures or other ... in making an investment decision and should not rely ... as a substitution for the exercise of independent judgment ...
  47. A CORPORATE GOVERNANCE Published: 2018-05-22 11:01:51
    ... the business making the decisions, and probably will lead ... their behaviors because selling out is not an option." ... means that the ability to exercise and consider the ...
  48. Microsoft Word - Guttentag New Light 5.14.14 final Published: 2014-06-04 17:31:00
    ... for shareholders to exercise basic rights as the ... rebuking the SEC's decision and a group of seventeen ... spending is already a real option for concerned investors. ...
  49. Microsoft Word - Law Firm Cybersecurity Guide Final 2.docx Published: 2016-04-14 19:25:26
    ... of risk mitigation options in clear and concise terms. ... because documentation is a beneficial compliance exercise. ... speak and make certain decisions about the investigation; ...
  50. Incident Response Recommendations and Considerations for Cybersecurity... Published: 2025-04-14 16:38:18
    ... implementing operational decisions (e.g., immediately ... contracting clauses are options for deterring the ... Procedures can be tested or exercised periodically to verify ...
Total results found: 4,092
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