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Results from: TheCorporateCounsel.net
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Management Published: 2018-04-23 15:31:15... s, and Pant (2014) also find that the voting premium increases around M&A decisions. ... CEOs: Private control premium and option exercises, Review of Financial Studies 29, ...
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A CORPORATE GOVERNANCE Published: 2018-05-22 11:01:51... the business making the decisions, and probably will lead ... their behaviors because selling out is not an option." ... means that the ability to exercise and consider the ...
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Westlaw Delivery Summary Report Published: 2009-10-22 11:47:43... law shall be exercisable equally with respect to ... select and change payment options, to desig- nate a ... or other health care decisions for the principal, except ...
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Center for Capital Markets Competitiveness Published: 2020-11-20 17:18:06... invest- ment adviser to exercise voting authority with ... research and voting decisions, which helped to increase ... persons with the option to require that proxy ...
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Layout 1 Published: 2016-03-15 17:23:00... at the human and environmental costs of their decisions. ... clients and that more SRI options will be incorporated into ... professionals to exercise their judgment and ...
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Why Proxy Access (SEC Rule 14a-11) is Harmful to Corporate Governance Published: 2011-07-15 12:52:37... of directors as decision- making is moved from the ... public companies the option to opt-in 14 or at least ... authority may be exercised opportunistically." 85 ...
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3951352_8.DOC Published: 2010-12-10 17:28:22.../2010 Page: 8 - 5 - stock option plan required a compelling ... stockholders from exercising their right to adopt a ... Rule 14a-8, stockholders would be free to make the decisions ...
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C O R P O R A T E G O V E R N A N C E Published: 2011-03-21 17:14:22... practices in order to make efficient investment decisions. ... 38.9% 61.1% Amend stock option plan 10.3% 74.4% 25.6% ... Act limits the committee from exercising its own judgment. ...
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SHAREHOLDER ACTIVISM AS A CORRECTIVE MECHANISM IN CORPORATE GOVERNANCE Published: 2013-09-12 15:47:00... approach to corporate decision making. 26 The discussion ... 111 (2001) (proposing an optional body of federal takeover ... since their proactive exercise will not improve the ...
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Inside Track with Broc: John Wilcox on Weaknesses in the Proxy... Published: 2025-01-19 12:03:41... means for shareholders to exercise their rights. ... A recent decision of the Court of Appeals for the Second ... shareholders a privacy option while not shutting the ...
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Mara V.J. Senn Published: 2012-11-29 19:25:32... state if a government exercises substantial control over ... important operational decisions). 12 Remarks of Jeffrey ... requirements can be effective options for companies. ...
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Securities Regulation Bulletin Published: 2011-07-25 18:15:37... conversion, exchange or exercise of the original security ... with the true investment decision being made in relation to ... derivatives (i.e., options, forwards and swaps) or ...
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Alert Memo Published: 2013-02-26 11:24:00... One recent series of court decisions has cast some doubt on ... intentions to exercise its redemption rights at ... holders; the granting of options or payment of other ...
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Microsoft Word - FS - Finance and Real Estate - 03-09 - TALF... Published: 2009-03-09 22:40:15... LLC and the Put Option Agreement If a collateral enforcement event occurs, the FRBNY may exercise its rights under a ... Materials have been abridged from laws, court decisions, and ...
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Heads Up Published: 2014-01-27 16:15:54New Options for Private Companies FASB Offers Simplified ... Also, entities should exercise similar caution if they are ... today provides limited decision-useful information ...
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Microsoft Word - 16 July 2010 Continuous Equity Financing.doc Published: 2010-07-21 11:03:59... As you will read, this option may not be an appropriate ... board is not unduly burdened by individual sales decisions. ... issuer has the right, exercisable any number of times ...
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U.S. Cybersecurity and Data Privacy Outlook and Review 2018 Published: 2018-01-26 15:08:19... of the Commission's decision, [6] and this past June ... The FTC countered that it nevertheless could exercise its ... the Nation's strategic options for deterring adversaries ...
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Hogan Lovells Published: 2016-04-06 21:23:36... some dangerous business decisions being made. 12 Hogan ... determine what is acceptable and when to exercise caution. ... the whistleblower the option to report anonymously, ...
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ANTI-CORRUPTION REGULATION SURVEY OF 41 COUNTRIES Published: 2018-04-17 12:20:03... (a) any omission to exercise those functions; and (b) ... any applicable judicial decision which is evidenced in ... is to make the leniency notice a more attractive option. ...
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Issues In-Depth KPMG LLP Published: 2010-03-18 12:16:40... will influence the SEC's decision about when and how to ... disclosed their exercise of judgment. 6 Because of ... variations, optionality within IFRS, and ...
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KFMC Published: 2015-11-09 14:50:00... Another option may be to address the sensitive issues of ... been deprived of the ability to make reasoned decisions." ... It's the responsibility of shareholders to exercise ...
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VOL. 7, NO. 12/ Wall Street Lawyer/ RM Published: 2004-05-27 11:08:46... In addition, in the week before the approaching year-end deadline of the FDA decision ... must use for company stock sales and option exercises should be told about any special ...
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Microsoft Word - 2023_11_15 White House Unveils Executive Order... Published: 2023-11-17 13:26:42... to consider whether to exercise its existing authority, ... of Labor to identify options for strengthening federal ... limit harmful algorithmic decision-making, and calls for ...
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COVID-19 Update for Public Companies: Status of Temporary Relief Published: 2020-07-08 19:11:57... the right to acquire upon exercise or conversion of the ... e-proxy delivery option; and 3 See Joint ... legal or business decision should be based on its content. ...
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Microsoft Word - 31Oct11Vlkr.DOC Published: 2011-11-01 17:01:04... equity security, warrant, option, general partnership ... a trustee that does not exercise investment discretion ... States counterparties, decision-makers and personnel ...
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#MeToo: Is Your Company Covered? Published: 2018-11-29 15:16:37... Supreme Court's May 2018 decision in Epic Systems Corp. v. ... a defense that it exercised reasonable care and the ... Third-party liability coverage is also an option under most ...
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PricewaterhouseCoopers LLP, 400 Campus Dr, Florham Park, NJ 07932 Published: 2012-04-09 18:59:00... targets that are material to compensation decisions in this year's proxy disclosure? ... stock could occur as a result of the exercise of options issued under the company's stock ...
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Having the right individuals in the boardroom is critical Published: 2019-01-18 17:11:48and others are strategic - with multiple options in between. ... a continuous improvement exercise and results are ... better debate and decision making and less groupthink. ...
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SIDLEY UPDATE ISS and Glass Lewis Policy Updates Published: 2019-11-18 20:06:47... (i.e., for 2019 compensation decisions), notify ISS of updates to its ... options is accelerated. * When option exercise prices were backdated. * When option ...
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Spencer Stuart Board Index Published: 2024-10-03 12:01:11... OUr PEr SPEC TIvE PAGE 2 SPEnCEr S TUAr T 3. Poor decision-m... shift from a compliance exercise to a deeper, more ... Boards awarding stock options in addition to retainer 10% 7% ...
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New York Washington, D.C. Los Angeles Palo Alto... Published: 2010-09-04 13:38:10... However, the company's decision to opt into this 5% state regime would not ... such as securities underlying options that are currently exercisable but have not yet been exercised. ...
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Microsoft Word - 00- Preliminary Pages.docx Published: 2013-08-02 14:46:00... needs and explore their options, and provocation for ... that in making a business decision the directors of a ... typically to perform and exercise the powers of the board ...
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Microsoft Word - 09015aec80304b45.doc Published: 2011-11-21 12:49:00... Investments involve risks and investors should exercise prudence in making their investment decisions. The report ... Options, derivative products and futures are not suitable for all ...
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Audit Committee Guide - 2021 Published: 2021-04-02 16:31:38... and that ESG is "no longer an option for long-term strategy...addressing ... rule when they make corporate decisions with the exercise of due care. -87- VIII Audit ...
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34-48701 NASD Published: 2025-01-19 12:04:48... With the decision to apply the proposed rule to all new ... provided that they exercise no investment authority ... One commenter, the Chicago Board Options Exchange ("CBOE"), ...
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Proposed Rule: Short Selling in Connection With A Public Offering... Published: 2007-07-02 11:25:11... are making investment decisions based on market prices ... of securities and a put option to sell an equivalent ... put as 'long' sales, exercise the puts at the end of ...
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Webcast Published: 2025-01-19 12:52:59... If they don't exercise discretion, then Glass Lewis is going to be focused on the rationale for that decision. With ... or unexercised stock options when determining whether ...
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Webcast Published: 2025-01-26 16:30:10... If they don't exercise discretion, then Glass Lewis is going to be focused on the rationale for that decision. With ... or unexercised stock options when determining whether ...
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Microsoft Word - ReadyForPDF.doc Published: 2008-10-06 11:12:53... warrants to Treasury exercisable for nonvoting common or ... review of Treasury decisions will be available. * The ... Secretary will have the option to renew the program ...
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Microsoft Word - July 11.DOC Published: 2008-07-14 12:36:25... are members of a foreign options exchange to effect ... if the investment decisions are made by a plan ... foreign broker or dealer exercises its best efforts to ...
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SEC Updates Executive Compensation Reporting Guidance (June 4... Published: 2008-06-04 15:00:43... Similarly, if a reportable plan amendment or stock option ... plan, whether to exercise discretion to pay bonuses ... that investors will make decisions based on whether awards ...
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Microsoft Word - 9045_WeilBriefing_SEC-CG.doc Published: 2009-07-09 14:55:06"retail" investors) from exercising a discretionary ... decisions for named executive officers ("NEOs"). Revises Disclosure of Equity Awards. Disclosure of stock and option ...
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Directors Can Up Their Game Published: 2022-10-18 11:24:05... on ESG plans and exercise board oversight on execution. ... Constraints from legacy assets Constraints of energy options ... Boards must make critical decisions about how to structure ...
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PROACTIVE GOVERNANCE TO ADDRESS RECESSIONARY PRESSURES 2022 BDO... Published: 2022-10-24 14:11:49... Fortunately, companies are likely to have more options for ... factors into employees' decisions to join or remain at a ... making it a full board exercise, some are designing ...
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Global SPACs Guide Published: 2021-09-16 16:23:57... Another option could be to use a BV/SRL as an alternative ... or work via a cashless exercise of the warrants and apply ... this may require a board decision under the authorized ...
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ESG Survey: Environmental Performance and the Stakes for Your... Published: 2021-12-02 11:48:58... in strategic business decisions. 33% 45% Crowell & Moring ... laws? (Select one option.) What's Motivating Them ... stage, might mostly be exercises in optimism or ...
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SEC adopts revised registration exemption for public offerings... Published: 2015-04-09 13:37:55... if not material to an investment decision or if the material information in ... plan; securities issued upon the exercise of outstanding options, warrants, or rights; securities ...
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FF PepTalk 2005_Final_blue.qxd Published: 2005-08-08 18:05:31... increase a company's options in determining the ... a class to veto certain decisions, and board representation. ... the fund must regularly exercise such rights with respect ...
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SEC's Division of Corporation Finance Releases Legal Bulletin... Published: 2011-10-19 19:38:59securities, guarantees, options, warrants or rights ... and reported judicial decisions interpreting these laws; ... subject to conversion or exercise), the legality opinion ...
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Client Alert Published: 2013-12-20 19:06:17... investors with information that will form the basis for their investment decision. ... benefit plans, and securities issued upon the exercise of options, warrants, or rights, etc. ...