This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
Microsoft Word - What's the Deal - 10b5-1 Plans.doc Published: 2020-08-07 15:21:11... making an investment decision on behalf of the entity ... her compensation in stock options may establish a Rule ... under the plan did not exercise any subsequent influence ...
-
Microsoft Word - 15Oct08EESA.doc Published: 2008-10-16 19:42:29... of underlying shares upon exercise, the QFI is obligated to ... be exchangeable, at the option of Treasury, for senior ... and no legal or business decision should be based solely on ...
-
Copyright © 2023 Wilson Sonsini ... Published: 2023-01-12 15:35:02... access "final Profiling decisions, inferences, derivative ... methods for consumers to exercise consumer rights, but add ... that consent choice options should be presented in a ...
-
Microsoft Word - 33-8419 for pdf.doc Published: 2004-05-05 20:01:26... to make decisions regarding their investment and use. ... of securities with an optional or mandatory redemption or termination feature that may be exercised when 25% or 150 See ...
-
PERSEFONI EXPERT PUBLICATIONS Published: 2023-03-02 10:19:21... to be measured, whereas scope 3 is currently optional. ... go through a benchmarking exercise to see what their peers ... have established so that they make an informed decision. ...
-
INTRODUCTION A New Way Of Seeing Value Published: 2021-12-06 09:45:33... ESG options, counterintuitively, raises the bar for those trying to integrate ESG factors into their investing decisions ... that is unafraid of exercising power to create change. ...
-
How We Use Management And Governance Credit Factors Corporate Published: 2012-11-18 19:43:00... is also a comparative exercise and would typically ... (which are our rating decision-making bodies comprising ... and "negative" options for the governance subfactors. ...
-
Microsoft Word - 2006-PB-17_Weil.doc Published: 2013-06-27 16:33:00... than to delegate the decision for any listed company to ... may interfere with the exercise of their independence ... have time to take the [optional] exam in class you're ...
-
Microsoft Word - Flexible Purpose Corporation -- SB 201 FAQ ... Published: 2011-09-04 14:13:00... between these two options remains tax treatment, 5 ... for directors making decisions on the basis of a Special ... of other directors to exercise their best business ...
-
Management Published: 2018-04-23 15:31:15... s, and Pant (2014) also find that the voting premium increases around M&A decisions. ... CEOs: Private control premium and option exercises, Review of Financial Studies 29, ...
-
Westlaw Delivery Summary Report Published: 2009-10-22 11:47:43... law shall be exercisable equally with respect to ... select and change payment options, to desig- nate a ... or other health care decisions for the principal, except ...
-
Center for Capital Markets Competitiveness Published: 2020-11-20 17:18:06... invest- ment adviser to exercise voting authority with ... research and voting decisions, which helped to increase ... persons with the option to require that proxy ...
-
Layout 1 Published: 2016-03-15 17:23:00... at the human and environmental costs of their decisions. ... clients and that more SRI options will be incorporated into ... professionals to exercise their judgment and ...
-
Why Proxy Access (SEC Rule 14a-11) is Harmful to Corporate Governance Published: 2011-07-15 12:52:37... of directors as decision- making is moved from the ... public companies the option to opt-in 14 or at least ... authority may be exercised opportunistically." 85 ...
-
3951352_8.DOC Published: 2010-12-10 17:28:22.../2010 Page: 8 - 5 - stock option plan required a compelling ... stockholders from exercising their right to adopt a ... Rule 14a-8, stockholders would be free to make the decisions ...
-
C O R P O R A T E G O V E R N A N C E Published: 2011-03-21 17:14:22... practices in order to make efficient investment decisions. ... 38.9% 61.1% Amend stock option plan 10.3% 74.4% 25.6% ... Act limits the committee from exercising its own judgment. ...
-
SHAREHOLDER ACTIVISM AS A CORRECTIVE MECHANISM IN CORPORATE GOVERNANCE Published: 2013-09-12 15:47:00... approach to corporate decision making. 26 The discussion ... 111 (2001) (proposing an optional body of federal takeover ... since their proactive exercise will not improve the ...
-
Inside Track with Broc: John Wilcox on Weaknesses in the Proxy... Published: 2025-01-19 12:03:41... means for shareholders to exercise their rights. ... A recent decision of the Court of Appeals for the Second ... shareholders a privacy option while not shutting the ...
-
Mara V.J. Senn Published: 2012-11-29 19:25:32... state if a government exercises substantial control over ... important operational decisions). 12 Remarks of Jeffrey ... requirements can be effective options for companies. ...
-
BlackRock Investment Stewardship 2024 Annual Report Published: 2025-06-11 10:39:31... stewardship option that we developed in ... operationalizing, and reporting on voting decisions. ... Most of our clients authorize BlackRock to exercise this ...
-
Securities Regulation Bulletin Published: 2011-07-25 18:15:37... conversion, exchange or exercise of the original security ... with the true investment decision being made in relation to ... derivatives (i.e., options, forwards and swaps) or ...
-
Alert Memo Published: 2013-02-26 11:24:00... One recent series of court decisions has cast some doubt on ... intentions to exercise its redemption rights at ... holders; the granting of options or payment of other ...
-
Heads Up Published: 2014-01-27 16:15:54New Options for Private Companies FASB Offers Simplified ... Also, entities should exercise similar caution if they are ... today provides limited decision-useful information ...
-
Directors' Alert Published: 2015-01-30 18:27:07... around the strategies and options management has put forward ... management make good decisions about what to do, but as ... name, integrated reporting isn't just a reporting exercise. ...
-
Heads Up The New Revenue Standard - Published: 2016-01-14 19:22:57... entities to apply certain optional practical expedients at ... indicated an affirmative decision on a method of adoption, ... Management will need to exercise significant judgment in ...
-
An Insight Into Debt Liability Management Exercises of Non-U... Published: 2025-02-19 08:57:23An Insight Into Debt Liability Management Exercises of ... may be material to their decision to sell their securities. ... and convertible or exchangeable securities, such as options. ...
-
Microsoft Word - FS - Finance and Real Estate - 03-09 - TALF... Published: 2009-03-09 22:40:15... LLC and the Put Option Agreement If a collateral enforcement event occurs, the FRBNY may exercise its rights under a ... Materials have been abridged from laws, court decisions, and ...
-
Microsoft Word - 16 July 2010 Continuous Equity Financing.doc Published: 2010-07-21 11:03:59... As you will read, this option may not be an appropriate ... board is not unduly burdened by individual sales decisions. ... issuer has the right, exercisable any number of times ...
-
CERTAINTY INGENUITY ADVANTAGE GLOBAL INSTITUTIONAL INVESTOR SURVEY Published: 2025-02-21 09:30:23... could choose multiple options 65% 50% 38% Virtual and ... their progress and exercising patience as ... now play a more prominent role in their decision-making. ...
-
U.S. Cybersecurity and Data Privacy Outlook and Review 2018 Published: 2018-01-26 15:08:19... of the Commission's decision, [6] and this past June ... The FTC countered that it nevertheless could exercise its ... the Nation's strategic options for deterring adversaries ...
-
Hogan Lovells Published: 2016-04-06 21:23:36... some dangerous business decisions being made. 12 Hogan ... determine what is acceptable and when to exercise caution. ... the whistleblower the option to report anonymously, ...
-
ANTI-CORRUPTION REGULATION SURVEY OF 41 COUNTRIES Published: 2018-04-17 12:20:03... (a) any omission to exercise those functions; and (b) ... any applicable judicial decision which is evidenced in ... is to make the leniency notice a more attractive option. ...
-
Issues In-Depth KPMG LLP Published: 2010-03-18 12:16:40... will influence the SEC's decision about when and how to ... disclosed their exercise of judgment. 6 Because of ... variations, optionality within IFRS, and ...
-
KFMC Published: 2015-11-09 14:50:00... Another option may be to address the sensitive issues of ... been deprived of the ability to make reasoned decisions." ... It's the responsibility of shareholders to exercise ...
-
VOL. 7, NO. 12/ Wall Street Lawyer/ RM Published: 2004-05-27 11:08:46... In addition, in the week before the approaching year-end deadline of the FDA decision ... must use for company stock sales and option exercises should be told about any special ...
-
Proposed Rule: Managements Discussion and Analysis, Selected... Published: 2025-01-30 14:16:29... A issuers have the option of disclosing either the ... investment and voting decisions, and whether any of our ... "generally [become] an exercise where management provides ...
-
Microsoft Word - 2023_11_15 White House Unveils Executive Order... Published: 2023-11-17 13:26:42... to consider whether to exercise its existing authority, ... of Labor to identify options for strengthening federal ... limit harmful algorithmic decision-making, and calls for ...
-
COVID-19 Update for Public Companies: Status of Temporary Relief Published: 2020-07-08 19:11:57... the right to acquire upon exercise or conversion of the ... e-proxy delivery option; and 3 See Joint ... legal or business decision should be based on its content. ...
-
Microsoft Word - 31Oct11Vlkr.DOC Published: 2011-11-01 17:01:04... equity security, warrant, option, general partnership ... a trustee that does not exercise investment discretion ... States counterparties, decision-makers and personnel ...
-
#MeToo: Is Your Company Covered? Published: 2018-11-29 15:16:37... Supreme Court's May 2018 decision in Epic Systems Corp. v. ... a defense that it exercised reasonable care and the ... Third-party liability coverage is also an option under most ...
-
PricewaterhouseCoopers LLP, 400 Campus Dr, Florham Park, NJ 07932 Published: 2012-04-09 18:59:00... targets that are material to compensation decisions in this year's proxy disclosure? ... stock could occur as a result of the exercise of options issued under the company's stock ...
-
Having the right individuals in the boardroom is critical Published: 2019-01-18 17:11:48and others are strategic - with multiple options in between. ... a continuous improvement exercise and results are ... better debate and decision making and less groupthink. ...
-
SIDLEY UPDATE ISS and Glass Lewis Policy Updates Published: 2019-11-18 20:06:47... (i.e., for 2019 compensation decisions), notify ISS of updates to its ... options is accelerated. * When option exercise prices were backdated. * When option ...
-
Spencer Stuart Board Index Published: 2024-10-03 12:01:11... OUr PEr SPEC TIvE PAGE 2 SPEnCEr S TUAr T 3. Poor decision-m... shift from a compliance exercise to a deeper, more ... Boards awarding stock options in addition to retainer 10% 7% ...
-
New York Washington, D.C. Los Angeles Palo Alto... Published: 2010-09-04 13:38:10... However, the company's decision to opt into this 5% state regime would not ... such as securities underlying options that are currently exercisable but have not yet been exercised. ...
-
Microsoft Word - 00- Preliminary Pages.docx Published: 2013-08-02 14:46:00... needs and explore their options, and provocation for ... that in making a business decision the directors of a ... typically to perform and exercise the powers of the board ...
-
Microsoft Word - 09015aec80304b45.doc Published: 2011-11-21 12:49:00... Investments involve risks and investors should exercise prudence in making their investment decisions. The report ... Options, derivative products and futures are not suitable for all ...
-
Audit Committee Guide - 2021 Published: 2021-04-02 16:31:38... and that ESG is "no longer an option for long-term strategy...addressing ... rule when they make corporate decisions with the exercise of due care. -87- VIII Audit ...
-
34-48701 NASD Published: 2025-01-19 12:04:48... With the decision to apply the proposed rule to all new ... provided that they exercise no investment authority ... One commenter, the Chicago Board Options Exchange ("CBOE"), ...
-
Proposed Rule: Short Selling in Connection With A Public Offering... Published: 2007-07-02 11:25:11... are making investment decisions based on market prices ... of securities and a put option to sell an equivalent ... put as 'long' sales, exercise the puts at the end of ...
