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Results from: TheCorporateCounsel.net
  1. Proposed amendments to forms and rules Published: 2008-03-03 17:05:35
    ... convertible securities, or exercise of outstanding options, warrants or rights), any purchase ... the OMB is required to make a decision concerning the collections of ...
  2. Final Rule (Release No. 34-56135) Published: 2007-07-27 17:27:44
    ... to make informed voting decisions and to expand use of the ... A. Notice and Access Model for Issuers: Two Options for ... and other entities that exercise fiduciary powers in ...
  3. Webcast - "The SEC's Rule 10b5-1 Amendments: What Issuers & Insiders... Published: 2023-01-24 00:00:00
    ... including when we're doing option grants and other schedules ... are required, it may impact decisions in that space. ... fair value, the options exercise price and the percentage ...
  4. Microsoft PowerPoint - 2018 Proxy Season Success - Master Slide... Published: 2018-03-05 12:47:56
    ... and pre-decision input How * Make it ... or absence of post-vest/ exercise holding periods-2018 ... vesting provisions for options and full-value awards  ...
  5. SEC Adopts Rules Related to Executive Compensation and Corporate... Published: 2009-12-17 17:40:45
    ... The amended rules regarding valuation of stock and option ... compensation policies or decisions for named executive ... will help shareholders exercise their "oversight ...
  6. Microsoft Word - 08_03_04_july_8kmemo1.doc Published: 2004-08-09 16:52:52
    limited to grants of stock options and other equity awards. ... the need to make quick decisions as to whether a ... * Terms of conversion or exercise * Use of proceeds Within ...
  7. C:\Documents and Settings\moran Published: 2004-09-01 16:32:35
    ... executive compensation decisions going forward and the ... to plans relating to: Ø Options, warrants or rights; Ø ... time as the board of directors exercises its discretion. ...
  8. 835747_7.doc Published: 2004-10-13 11:16:24
    ... For example, it appears that garden-variety stock options having a fair market value exercise price will ... and no legal or business decision should be based solely on its content. ...
  9. PowerPoint Presentation Published: 2022-07-26 17:42:49
    ... clients who rely on us to exercise voting authority, while ... business and governance decisions that companies make will ... as they do not have the option to sell holdings in ...
  10. Contents Published: 2014-02-04 15:08:26
    is occurring and to act quickly and decisively when it does. ... around the strategies and options management has put forward ... Far from being just another compliance exercise, many ...
  11. SEC Comment Letters „ Including Industry Insights Published: 2014-11-21 13:54:00
    ... As used in ASC 280, the term "chief operating decision maker" identifies a function, ... include the total intrinsic value of options exercised during the year pursuant to ASC ...
  12. SEC Comment and Trends: An analysis of current reporting issues Published: 2017-09-28 13:05:22
    ... to the CODM for purposes of making decisions about allocating resources to the ... not plain vanilla (e.g., a modified option's exercise price may be more or less than the ...
  13. Decoding FCPA Enforcement: The U.S. Government Issues Comprehensive... Published: 2012-11-19 20:07:07
    ... updating due diligence, exercising contractual audit ... In addition, court decisions considering this defense have ... to at least explore those options, although the Guide ...
  14. C O R P O R A T E G O V E R N A N C E R E V I E Published: 2014-12-23 17:31:44
    LTIPs, but no company exercised it this year explain ... regulators means that the decision on whether a company's ... bonus, pension and share options as a percentage of salary. ...
  15. GT Alert_In Decentralized Finance, DAOs Are People Too Published: 2023-07-17 10:22:11
    instruments, shares, options and other derivative products." ... for management or having decision-making authority. ... the DAO, and who exercise such power by voting, ...
  16. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2023-03-16 14:21:43
    ... a windfall risk; and ▪ Pay decisions that circumvent ... options or SARs in exchange for options or SARs with an exercise price that is less than the ...
  17. ISS Governance QualityScore Methodology Guide Published: 2021-01-07 20:18:50
    ... reasonably be expected to support that management team's decisions more willingly. ... stock options to lower the exercise price. Option exchange occurs when the company ...
  18. Issues In-Depth KPMG LLP Published: 2010-09-24 15:55:14
    ... The decision to combine or segment contracts in Step 1 can impact the amount of ... the customer would obtain by exercising the option, (b) any discount the customer would ...
  19. Cover:Layout 1.qxd Published: 2007-05-07 10:57:56
    ... by the enterprise's chief operating decision maker in deciding how to allocate ... amount of securities covered by the options, the exercise price, the expiration date and any ...
  20. The New Era of Corporate Governance Published: 2022-11-15 15:28:51
    by proxy the same options they would have if they ... and the reasons for their decision-making around pay ... of view and how they exercised their duties of care and ...
  21. CLIENT MEMORANDUM Published: 2022-02-17 10:47:27
    ... legal or business decision should be based on its content. ... exercise control over the crypto assets until the loan is repaid, generate additional secured loans, and have the option ...
  22. Child Labor and COVID-19-It's Time... Published: 2022-01-04 11:54:37
    ... unlike those diets and exercise programs people forget by ... to clarify and make decisions that are consistent with ... law enforcement. 7. Ensure Confidential Reporting Options. ...
  23. Overview Published: 2014-09-23 18:36:04
    Companies should be prepared to exercise judgment to ... statements are less decision-useful because too many ... or guarantees, and establishing repurchase options. ...
  24. Corporate Governance Published: 2015-10-19 14:13:00
    ... provide until the next regularly scheduled board meeting to make the decision. ... If options have been exercised, but the underlying shares are still held, the recoverable amount ...
  25. Recent Changes to Disclosure Requirements for Foreign Private Published: 2023-07-31 17:47:02
    ... of the company's obligations upon exercise of outstanding put options issued by the company. ... director's participation in the decision to authorize Rule 10b-18 ...
  26. Consultation Published: 2025-02-19 15:33:23
    ... The FRC welcomes the CC's decision to delay the finalisation of its Orders, and ... advance and any shares acquired by exercise of the options should be held until at least one ...
  27. WALTER P. SCHUETZE What Are Assets and Liabilities? Where Is... Published: 2017-11-06 19:19:35
    ... of stock options to employees, and exercise of those options, is a rearrangement of the ownership ... that would be important and relevant for making investment and credit decisions. ...
  28. Auditor Engagement/Auditor Inspections & Liability Published: 2025-11-04 00:00:00
    ... "The Role of the Auditor: Exercising and Maintaining ... Watkins (8/12) Textron Decision "SEC Approves PCAOB's ... Malpractice Defense Options" - White & Case (9/08) ...
  29. SPACs Published: 2025-12-10 00:00:00
    ... Confidential Filing Options for Companies Submitting ... Dispute Over SPAC Warrant Exercise" - Wachtell Lipton (11/... SPAC Decision Requires Entire Fairness Review" - Sullivan & ...
  30. Regulation.doc Published: 2011-11-30 14:11:58
    ... preferred policy options: 2 European Commission, ... or a disclaimer of opinion, the reasons for such a decision. ... that are necessary to exercise their function but should ...
  31. Microsoft Word - 5Reissuance_v_RevRstmnts Final Draft Published: 2010-11-24 14:46:19
    ... to current investment decisions would require prompt ... Since an auditor would be required to exercise greater ... companies investigated stock option backdating practices. ...
  32. Electronic copy available at: http://ssrn.com/abstract=1651407 Published: 2012-04-16 13:45:50
    ... and a comparative advantage in making strategic decisions. ... for the spread of options backdating (Bizjak, ... 'Taxes and the backdating of stock option exercise date'. ...
  33. CEO Succession: 10 Pitfalls Boards Must Avoid„and the CHRO... Published: 2025-06-23 10:39:44
    ... reduced internal options, and greater reliance on ... CEO succession isn't a one-time, event driven decision-it's ... risks becoming a checkbox exercise, performative in nature, ...
  34. Nasdaq Listing Standards Handbook (5/25) Published: 2025-06-02 13:43:45
    ... to vesting or exercise. A subsequent cancellation or forfeiture of an unvested part of the option, if any, would ... further review of that decision" and removed Rules ...
  35. http://www.gibsondunn.com/publications/pages/Dodd-FrankHR4173Fr Published: 2010-07-16 16:41:23
    ... make informed financial decisions when purchasing shares. ... No new requirements, unless the SEC exercises its rulemaking ... appropriate enforcement options and remedies are available ...
  36. Microsoft Word - SEC Issues Additional Guidance Re MD&A.doc Published: 2004-02-24 18:41:34
    be included in MD&A. This exercise should limit the number ... future performance) from optional disclosures of forward-looking information. Disclosure decisions concerning known material ...
  37. 14 Corporate governance and directors duties with copy.qxp Published: 2008-11-14 13:34:16
    ... on its policies and decisions on executive compensa- ... and the receipt of stock options. * Not deal in those ... that the board can exercise all of the company's ...
  38. Microsoft Word - MDA In 2007_#239419.DOC Published: 2007-02-12 13:20:04
    ... than those relating to option expense, the staff ... SAB 99 (quoting from the U.S. Supreme Court's decision in ... "discounted to raise the exercise price to the fair market ...
  39. 8-K Client Memo -- Frequently Asked Questions_#193017.DOC Published: 2004-12-15 12:41:15
    ... plan amendment or stock option grant, as the case might ... caveat: if the board exercises its discretion to ... the requisite four business days of the board's decision. ...
  40. COMMONSENSE PRINCIPLES OF CORPORATE GOVERNANCE Published: 2016-07-21 12:51:04
    ... grants (whether stock or options) should be made at fair ... connection with individual annual compensation decisions. f. ... Asset managers should exercise their voting rights ...
  41. ASK A DIRECTOR What Lessons Have Boards Learned Published: 2020-12-11 13:33:27
    ... considered this option? What are we considering a... possibilities behind each decision." Phyllis Campbell " ...take business continuity exercises much more ...
  42. Layout 1 Published: 2018-08-23 23:30:43
    ... and variety of these options can confuse corporate ... these criteria is deemed "decision-useful" to investors and ... disclosures. companies exercise their judgement to ...
  43. BLOCKCHAIN AND PUBLIC COMPANIES: A REVOLUTION IN SHARE OWNERSHIP Published: 2019-07-09 21:26:02
    ... cast their participation and exercise of voting rights. ... on a "full set delivery option" and never have to seek ... the reliability of decisions made at meetings. 52 ...
  44. COSO Guidance for Smaller Business Published: 2006-07-12 11:41:11
    ... greater concentrations of decision-making authority, wider ... There are many options available for smaller businesses to ... understands and exercises oversight responsibility ...
  45. Law Working Paper N° 566/2021 Published: 2021-02-26 15:33:48
    ... because "exit" is not an option and in part because its ... Can a fund shareholder exercise governance rights in a way ... approach in its voting decisions even no single firm's ...
  46. HOW TO FIX OUR BROKEN PROXY ADVISORY SYSTEM James K. Glassman... Published: 2013-04-26 15:57:14
    ... has been to outsource decision making to two small ... can still be a valuable exercise. 6. Allan Liebowitz, ... executives holding stock options are allowed to trade them ...
  47. Tenure Voting and the U.S. Public Company Published: 2016-03-02 19:23:43
    ... power over corporate decisions, and (2) incentivizing ... tenure voting the default option for its public companies. ... the board had lawfully exercised its reasonable business ...
  48. Layout 1 Published: 2022-03-18 15:21:39
    ... to make investment decisions - is therefore ... passive index funds are demanding sustainable options. ... ever" for investors to exercise their right to vote and ...
  49. INVESTOR USES, EXPECTATIONS, AND CONCERNS ON NON-GAAP FINANCIAL Published: 2016-12-22 11:57:28
    ... Would make more sense to expense options upon exercise and to have enhanced disclosures around ... 2016. "Professional Investors and the Decision Usefulness of Financial Reporting." ...
  50. Commission Published: 2007-03-13 09:52:58
    ... The Commission believes that with quick and decisive ... to establish an optional federal insurance charter. ... is more than a technical exercise and can involve ...
Total results found: 4,092
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