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Results from: TheCorporateCounsel.net
  1. Layout 1 Published: 2005-08-08 17:49:24
    ... enable good risk-based decisions around change and ... Particular care must be exercised when implementing changes ... When Failure Is Not an Option By managing changes, you ...
  2. Microsoft Word - Park #109 Published: 2009-07-28 13:07:25
    ... by receiving a bonus, or exercising stock options, an ... stock options around earnings announcements. Or, if it appears there were questionable accounting decisions that ...
  3. Bringing Dark Patterns to Light Published: 2022-09-22 11:49:29
    ... which the consumer is making a decision about their data. Any toggle options presented to the consumer should ... the mystery shopping exercise across 75 websites/apps found ...
  4. Microsoft Word - Final IRRC ETF study.doc Published: 2009-06-30 18:31:52
    ... The guidelines also address the issue of option exchanges, ... the business and policy decisions related to political, ... representatives, which exercises responsibility with ...
  5. Proxy Access : A Study of 500+ Letters Submitted to the SEC Published: 2009-12-23 12:19:30
    ... impediments to the exercise of shareholders' rights ... 4 The move to delay a decision was not unexpected due ... and increase options for "removing directors" ...
  6. REPORT BY IRENE TUNG AND KATY MILANI Published: 2018-08-03 18:45:42
    ... pay in the form of stock options, the rule change transformed corporate decision-making-ultimately leading to ... form a union, that they can exercise that right free of employer ...
  7. 5 Key Factors to Enhance Audit Committee Published: 2019-10-10 13:57:03
    are consequences of poor governance and decisions. ... and audit committees in exercising oversight of the ... ARNOLD Exploration des options pouvant être envisagées ...
  8. Microsoft Word - 8_201008111710400412.doc Published: 2010-08-16 12:14:30
    ... upon the board's decision to employ those measures ... 10 the Board did was exercise the discretion conferred ... in backdating stock options. (emphasis added; internal ...
  9. STRAIGHT TALK IS GOOD BUSINESS. Published: 2014-11-18 19:00:26
    and compensation decisions and preparing 2015 proxy ... by using a binomial option pricing model that ... issuer has post-exercise/vesting shareholding requirements. ...
  10. A Decade in Review Non-Employee Director Compensation The ClearBridge Published: 2020-05-20 15:55:06
    ... Time-Vested Stock Options are rights to purchase company stock at a pre-specified price (exercise price) over a set ... when making voting decisions on director elections. ...
  11. Microsoft Word - 50211382.07 Published: 2007-07-16 16:49:44
    in London had three options: (i) to apply for a ... by the consultation exercise will be implemented on an ... The FSA's decision to bar access to the lighter-touch regime ...
  12. TOC Published: 2013-07-05 20:11:38
    ... than as a compliance exercise. * Consider using ... and high-dollar decisions are made. * Leverage the ... they should be given the option to file complaints ...
  13. Accounting Roundup Published: 2015-12-18 22:01:33
    ... solely because the exercise of the contingent put or call option is indexed to an extraneous event or factor. ... made a number of tentative decisions related to periodic assumption ...
  14. The General Data Protection Regulation: A Primer for U.S.-Based... Published: 2017-12-05 17:49:01
    ... in order to take decisions concerning her or him or ... further below, is one option for seamlessly complying ... respond to requests for exercising data subjects' rights ...
  15. The Corporate Counsel Published: 2023-11-04 21:47:16
    ... that an organization's decision to adhere to the Safe ... relatively straightforward option for an organization ... by such individual through the exercise of an opt in choice. ...
  16. Proposed Amendments to Rule 10b-18 Safe Harbor and Purchases... Published: 2025-01-19 12:03:50
    ... stock (e.g., warrants, options, or security futures ... his participating in the decision to authorize the issuer ... upon another person's exercise of outstanding put ...
  17. SECURITIES REGULATION SEPTEMBER 2002 Published: 2003-07-10 23:09:48
    ... to management in a manner that allows timely decisions regarding required disclosures. ... trade date, not the settlement date and, in the case of options, is the option exercise date. ...
  18. Microsoft Word - 3YS@01!.DOC Published: 2003-07-19 01:05:04
    ... it did not articulate the grounds for that decision. ... The Gemstar case suggests that the SEC is going to exercise ... Plans, Including Stock Option Plans On June 30, 2003 the ...
  19. GREENBERG TR AURI G, LLP | ATTO R NEY S AT L A Published: 2013-09-12 20:48:00
    The court's decision is a significant win for the SEC, which ... that the SEC properly exercised its discretion in finding ... a court that it has chosen the best conceivable option.'" ...
  20. Microsoft Word - DOCSOPEN-#4155889-v1-Choice_of_Entity_paper... Published: 2006-05-12 19:06:53
    ... unless a shareholder exercises his statutory dissenter's ... The grant of equity interests or options to acquire equity ... business entities; (2) a Decision Matrix in Part VIII; (3) ...
  21. submission Published: 2004-09-13 14:05:06
    ... if control shareholders are able to exercise this option in a way that systematically disfavors ... I attempt to control for firm quality at the time the domicile decision is made. ...
  22. WHAT'S THE DEAL? Rule 10b5-1 Plans Published: 2025-01-09 08:01:13
    ... making an investment decision on behalf of the entity ... her compensation in stock options may establish a Rule ... under the plan did not exercise any subsequent influence ...
  23. FOREWORD Published: 2016-03-24 15:22:23
    ... are convertible, exercisable or exchangeable at the holder's option into another class of listed securities. ... McMillan LLP  mcmillan.ca Page 18 C. NOTABLE JUDICIAL DECISIONS ...
  24. UK Corporate Governance Code 2024 Published: 2024-02-07 15:48:54
    ... group of individuals dominates the board's decision making. ... executive should not be exercised by the same individual. ... in the company's share option or a performance-related ...
  25. DOC-PC-Litigation-Third-Party-Technologies-554003 Published: 2024-05-23 10:22:05
    ... violating CIPA-merely decisions denying motions to ... We are happy to discuss these and other options for ... to allow consumers to exercise their opt-out ...
  26. 3/28/24, 5:09 PM 2024 Proposed Amendments Published: 2024-03-28 17:10:23
    ... The rati cation provision is available as an option to ... his ability to exercise his rights as such had not vested. ... Court of Appeals' decision in Consolidated Edison, Inc. v. ...
  27. For or against? The year in shareholder resolutions„2023 Published: 2024-05-16 13:46:17
    ... In the U.S., the main driver was a 2021 decision by the ... An array of options for clients with differing objectives A ... liquidity constraints in order to exercise voting rights. ...
  28. Copyright © 2024 Schulte Roth ... Published: 2024-04-21 14:43:10
    ... [3] An individual exercises "substantial control" if ... influence over important decisions made by the Reporting ... instruments; (3) option or other non-binding; (4) ...
  29. Microsoft Word - NY2-#700888-v1-Client_Alert_--_The_long_and... Published: 2012-03-27 21:17:33
    ... the use of derivatives (including options, futures and contracts for ... occurs must notify ESMA of its decision whether or not to exercise this power by, at the latest, two ...
  30. Microsoft Word - Proxy Update - 2015 ISS Policy Updates.docx Published: 2014-11-14 15:53:00
    ... has established post exercise/vesting holding requirements. ... cash buyout of underwater options without shareholder ... being a mitigating factor in its decision making process. ...
  31. Microsoft Word - 5May09-PPIF.doc Published: 2009-05-08 22:23:24
    ... must be and what special remedies would be needed if the Treasury exercised this option. ... legal advice, and no legal or business decision should be based on its content. ...
  32. DOL Proposes Rule to Severely Restrict ESG Considerations in Published: 2020-06-26 15:32:19
    ... to conclude that its decision is consistent with this ... order to demonstrate the exercise of appropriate ... the default investment option in an individual account plan. ...
  33. SECURITIES LITIGATION INVOLVING VENTURE CAPITAL FIRMS AND THEIR... Published: 2010-09-28 17:34:58
    ... if a syndicate overallotment option is exercised in an amount in excess of the net ... Rather, the SEC's decision was apparently influenced by a "significant number of ...
  34. Director Notes No. DN-V6N2 Published: 2014-01-28 18:33:45
    ... The plaintiffs appealed the decision to the Delaware Supreme ... without prejudice, an option that was not attractive to ... knowingly to the court's exercise of jurisdiction, the ...
  35. SEC Enforcement Actions Against Outside Directors Offer Published: 2013-08-11 16:54:57
    ... fraudulent stock options to themselves and other employees. ... participated in a decision not to make required ... Accordingly, directors should exercise due diligence before ...
  36. Risk Management and the Board of Directors Published: 2009-11-25 16:29:27
    ... or systemic failure" to exercise oversight is needed to ... The decision also drew an important distinction between ... offers, refinancing options, non-core asset sales, ...
  37. Proposed amendments to forms and rules Published: 2008-03-03 17:05:35
    ... convertible securities, or exercise of outstanding options, warrants or rights), any purchase ... the OMB is required to make a decision concerning the collections of ...
  38. Final Rule (Release No. 34-56135) Published: 2007-07-27 17:27:44
    ... to make informed voting decisions and to expand use of the ... A. Notice and Access Model for Issuers: Two Options for ... and other entities that exercise fiduciary powers in ...
  39. Webcast Published: 2025-01-19 12:04:55
    ... including when we're doing option grants and other schedules ... are required, it may impact decisions in that space. ... fair value, the options exercise price and the percentage ...
  40. SEC Adopts Rules Related to Executive Compensation and Corporate... Published: 2009-12-17 17:40:45
    ... The amended rules regarding valuation of stock and option ... compensation policies or decisions for named executive ... will help shareholders exercise their "oversight ...
  41. Microsoft Word - 08_03_04_july_8kmemo1.doc Published: 2004-08-09 16:52:52
    limited to grants of stock options and other equity awards. ... the need to make quick decisions as to whether a ... * Terms of conversion or exercise * Use of proceeds Within ...
  42. C:\Documents and Settings\moran Published: 2004-09-01 16:32:35
    ... executive compensation decisions going forward and the ... to plans relating to: Ø Options, warrants or rights; Ø ... time as the board of directors exercises its discretion. ...
  43. 835747_7.doc Published: 2004-10-13 11:16:24
    ... For example, it appears that garden-variety stock options having a fair market value exercise price will ... and no legal or business decision should be based solely on its content. ...
  44. Microsoft PowerPoint - 2018 Proxy Season Success - Master Slide... Published: 2018-03-05 12:47:56
    ... and pre-decision input How * Make it ... or absence of post-vest/ exercise holding periods-2018 ... vesting provisions for options and full-value awards  ...
  45. PowerPoint Presentation Published: 2022-07-26 17:42:49
    ... clients who rely on us to exercise voting authority, while ... business and governance decisions that companies make will ... as they do not have the option to sell holdings in ...
  46. Contents Published: 2014-02-04 15:08:26
    is occurring and to act quickly and decisively when it does. ... around the strategies and options management has put forward ... Far from being just another compliance exercise, many ...
  47. SEC Comment Letters „ Including Industry Insights Published: 2014-11-21 13:54:00
    ... As used in ASC 280, the term "chief operating decision maker" identifies a function, ... include the total intrinsic value of options exercised during the year pursuant to ASC ...
  48. SEC Comment and Trends: An analysis of current reporting issues Published: 2017-09-28 13:05:22
    ... to the CODM for purposes of making decisions about allocating resources to the ... not plain vanilla (e.g., a modified option's exercise price may be more or less than the ...
  49. Decoding FCPA Enforcement: The U.S. Government Issues Comprehensive... Published: 2012-11-19 20:07:07
    ... updating due diligence, exercising contractual audit ... In addition, court decisions considering this defense have ... to at least explore those options, although the Guide ...
  50. C O R P O R A T E G O V E R N A N C E R E V I E Published: 2014-12-23 17:31:44
    LTIPs, but no company exercised it this year explain ... regulators means that the decision on whether a company's ... bonus, pension and share options as a percentage of salary. ...
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