This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
Annual Stewardship Report Published: 2025-12-09 16:51:03... Additionally, Dimensional sought to understand the board's decision not to exercise the portfolio ... Open Text Corporation Opendoor Technologies Inc . Option Care Health, Inc . Oracle ...
-
Initial Public Offerings: Published: 2020-09-17 14:13:41... the performance of the business and make decisions about the allocation of resources. ... For example, where option exercise prices are significantly less than the price of other ...
-
Five ways to enhance board oversight of culture Published: 2019-04-09 15:12:54... the board is engaged and exercising oversight of culture. ... Culture is measurable; there are many options to directly ... responsibility policy, decision-making structure) and ...
-
2018 year-end issues for audit committees to consider Published: 2018-11-13 14:45:19... This gives management the courage to make right decisions." ... (FASB) added a transition option for all entities and a ... Third-party risk management Boards also must exercise ...
-
Fried Frank Authors Abigail Pickering Bomba Donald P. Carleen Published: 2016-04-01 17:26:51... be wise to pursue the options enumerated in Trulia ... to exercise any business judgment and to make any good faith attempt to fulfll their fduciary duties." The decision ...
-
Blank Published: 2010-07-22 14:05:16... will not overrule any decision of the company or its ... that deal primarily in options and derivatives, rather ... and must continue to exercise its own judgment in ...
-
the short Published: 2013-10-30 20:00:34... the particular information important in making an investment decision. ... In addition, absent certain limitations on exercisability, an option granted with an exercise price ...
-
Derivatives Update Published: 2014-08-14 12:50:06... make a generic decision as to whether to enter into swaps. ... authority or whether to exercise the discretion itself. o ... involving swaps, commodity futures contracts and options. ...
-
Microsoft Word - Draft%205%20Main%20Article[1].doc Published: 2007-10-04 18:30:09... price, enticing the insurer to exercise the option and establishing functional re-insurance. ... investors to make capital allocation decisions accordingly (based on measurable ...
-
Benchmark Your Reporting Published: 2021-05-19 14:50:52... as well as the variety of reporting options available. ... To say 2020 was disruptive is an exercise in understatement. ... Compliance Programs, court decisions like Digital Realty v. ...
-
Microsoft Word - Park #109 Published: 2009-07-28 13:07:25... by receiving a bonus, or exercising stock options, an ... stock options around earnings announcements. Or, if it appears there were questionable accounting decisions that ...
-
Bringing Dark Patterns to Light Published: 2022-09-22 11:49:29... which the consumer is making a decision about their data. Any toggle options presented to the consumer should ... the mystery shopping exercise across 75 websites/apps found ...
-
Proxy Access : A Study of 500+ Letters Submitted to the SEC Published: 2009-12-23 12:19:30... including a single vote option for the company's nominees ... rules may be impeding the exercise of shareholders' ability ... 26 was critical of this decision, arguing that: ...
-
REPORT BY IRENE TUNG AND KATY MILANI Published: 2018-08-03 18:45:42... pay in the form of stock options, the rule change transformed corporate decision-making-ultimately leading to ... form a union, that they can exercise that right free of employer ...
-
5 Key Factors to Enhance Audit Committee Published: 2019-10-10 13:57:03are consequences of poor governance and decisions. ... and audit committees in exercising oversight of the ... ARNOLD Exploration des options pouvant être envisagées ...
-
Layout 1 Published: 2005-08-08 17:49:24... enable good risk-based decisions around change and ... Particular care must be exercised when implementing changes ... When Failure Is Not an Option By managing changes, you ...
-
Microsoft Word - 8_201008111710400412.doc Published: 2010-08-16 12:14:30... upon the board's decision to employ those measures ... 10 the Board did was exercise the discretion conferred ... in backdating stock options. (emphasis added; internal ...
-
STRAIGHT TALK IS GOOD BUSINESS. Published: 2014-11-18 19:00:26and compensation decisions and preparing 2015 proxy ... by using a binomial option pricing model that ... issuer has post-exercise/vesting shareholding requirements. ...
-
BlackRock Active Investment Stewardship Global Engagement and... Published: 2025-08-27 13:51:21... Many companies offer shareholders the option of ... information for us to take an informed voting decision. ... The shareholding required to exercise this right should ...
-
A Decade in Review Non-Employee Director Compensation The ClearBridge Published: 2020-05-20 15:55:06... Time-Vested Stock Options are rights to purchase company stock at a pre-specified price (exercise price) over a set ... when making voting decisions on director elections. ...
-
TOC Published: 2013-07-05 20:11:38... than as a compliance exercise. * Consider using ... and high-dollar decisions are made. * Leverage the ... they should be given the option to file complaints ...
-
Microsoft Word - 50211382.07 Published: 2007-07-16 16:49:44in London had three options: (i) to apply for a ... by the consultation exercise will be implemented on an ... The FSA's decision to bar access to the lighter-touch regime ...
-
US Blockchain Enforcement and Litigation Update Published: 2018-06-27 10:49:33... A recent decision in the Eastern District of New York was ... wrote, "CFTC may exercise its enforcement power ... scheme involving binary options and a sham cryptocurrency ...
-
Accounting Roundup Published: 2015-12-18 22:01:33... solely because the exercise of the contingent put or call option is indexed to an extraneous event or factor. ... made a number of tentative decisions related to periodic assumption ...
-
The Venture Beacon Key VC Market Trends in 2024 Published: 2025-03-11 13:26:18... Our goal is to ensure that stakeholders are equipped to make informed decisions in ... exercise of all warrants and the exercise of all options, including those reserved but unissued. ...
-
The General Data Protection Regulation: A Primer for U.S.-Based... Published: 2017-12-05 17:49:01... further below, is one option for seamlessly complying ... respond to requests for exercising data subjects' rights ... of countries that have received an EC adequacy decision. ...
-
The Corporate Counsel Published: 2023-11-04 21:47:16... that an organization's decision to adhere to the Safe ... relatively straightforward option for an organization ... by such individual through the exercise of an opt in choice. ...
-
Proposed Amendments to Rule 10b-18 Safe Harbor and Purchases... Published: 2025-01-19 12:03:50... stock (e.g., warrants, options, or security futures ... his participating in the decision to authorize the issuer ... upon another person's exercise of outstanding put ...
-
SECURITIES REGULATION SEPTEMBER 2002 Published: 2003-07-10 23:09:48... to management in a manner that allows timely decisions regarding required disclosures. ... trade date, not the settlement date and, in the case of options, is the option exercise date. ...
-
Microsoft Word - 3YS@01!.DOC Published: 2003-07-19 01:05:04... it did not articulate the grounds for that decision. ... The Gemstar case suggests that the SEC is going to exercise ... Plans, Including Stock Option Plans On June 30, 2003 the ...
-
GREENBERG TR AURI G, LLP | ATTO R NEY S AT L A Published: 2013-09-12 20:48:00The court's decision is a significant win for the SEC, which ... that the SEC properly exercised its discretion in finding ... a court that it has chosen the best conceivable option.'" ...
-
ICCR's Published: 2025-03-25 17:03:09... retirement options. 9 Federal law ... https://www.federalregister.gov/documents/...-investments-and-exercising- ... to have a say in cor- porate decision-making. ...
-
IFC0010_BK_BoardCrisis_PR2Buttons.indd Published: 2014-08-18 17:50:00... influencing factors and relevant decision-making criteria. ... or crisis-preventing exercise read this book together ... However, one option is to withhold some part of the bonus ...
-
Microsoft Word - DOCSOPEN-#4155889-v1-Choice_of_Entity_paper... Published: 2006-05-12 19:06:53... unless a shareholder exercises his statutory dissenter's ... The grant of equity interests or options to acquire equity ... business entities; (2) a Decision Matrix in Part VIII; (3) ...
-
WHAT'S THE DEAL? Rule 10b5-1 Plans Published: 2025-01-09 08:01:13... making an investment decision on behalf of the entity ... her compensation in stock options may establish a Rule ... under the plan did not exercise any subsequent influence ...
-
FOREWORD Published: 2016-03-24 15:22:23... are convertible, exercisable or exchangeable at the holder's option into another class of listed securities. ... McMillan LLP mcmillan.ca Page 18 C. NOTABLE JUDICIAL DECISIONS ...
-
UK Corporate Governance Code 2024 Published: 2024-02-07 15:48:54... group of individuals dominates the board's decision making. ... executive should not be exercised by the same individual. ... in the company's share option or a performance-related ...
-
DOC-PC-Litigation-Third-Party-Technologies-554003 Published: 2024-05-23 10:22:05... violating CIPA-merely decisions denying motions to ... We are happy to discuss these and other options for ... to allow consumers to exercise their opt-out ...
-
3/28/24, 5:09 PM 2024 Proposed Amendments Published: 2024-03-28 17:10:23... The rati cation provision is available as an option to ... his ability to exercise his rights as such had not vested. ... Court of Appeals' decision in Consolidated Edison, Inc. v. ...
-
For or against? The year in shareholder resolutions2023 Published: 2024-05-16 13:46:17... In the U.S., the main driver was a 2021 decision by the ... An array of options for clients with differing objectives A ... liquidity constraints in order to exercise voting rights. ...
-
Copyright © 2024 Schulte Roth ... Published: 2024-04-21 14:43:10... [3] An individual exercises "substantial control" if ... influence over important decisions made by the Reporting ... instruments; (3) option or other non-binding; (4) ...
-
Securities Advisory Preparation for 2015 Fiscal Year-End SEC... Published: 2016-02-02 12:08:49... pay practices, including option repricing or option ... narrative to support its decisions for last year's pay. ... Post-exercise/post-vesting shareholding requirements - ...
-
Microsoft Word - NY2-#700888-v1-Client_Alert_--_The_long_and... Published: 2012-03-27 21:17:33... the use of derivatives (including options, futures and contracts for ... occurs must notify ESMA of its decision whether or not to exercise this power by, at the latest, two ...
-
Microsoft Word - Proxy Update - 2015 ISS Policy Updates.docx Published: 2014-11-14 15:53:00... has established post exercise/vesting holding requirements. ... cash buyout of underwater options without shareholder ... being a mitigating factor in its decision making process. ...
-
Microsoft Word - 5May09-PPIF.doc Published: 2009-05-08 22:23:24... must be and what special remedies would be needed if the Treasury exercised this option. ... legal advice, and no legal or business decision should be based on its content. ...
-
DOL Proposes Rule to Severely Restrict ESG Considerations in Published: 2020-06-26 15:32:19... to conclude that its decision is consistent with this ... order to demonstrate the exercise of appropriate ... the default investment option in an individual account plan. ...
-
SECURITIES LITIGATION INVOLVING VENTURE CAPITAL FIRMS AND THEIR... Published: 2010-09-28 17:34:58... if a syndicate overallotment option is exercised in an amount in excess of the net ... Rather, the SEC's decision was apparently influenced by a "significant number of ...
-
Director Notes No. DN-V6N2 Published: 2014-01-28 18:33:45... The plaintiffs appealed the decision to the Delaware Supreme ... without prejudice, an option that was not attractive to ... knowingly to the court's exercise of jurisdiction, the ...
-
SEC Enforcement Actions Against Outside Directors Offer Published: 2013-08-11 16:54:57... fraudulent stock options to themselves and other employees. ... participated in a decision not to make required ... Accordingly, directors should exercise due diligence before ...
-
Risk Management and the Board of Directors Published: 2009-11-25 16:29:27... or systemic failure" to exercise oversight is needed to ... The decision also drew an important distinction between ... offers, refinancing options, non-core asset sales, ...
