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Results from: TheCorporateCounsel.net
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Private Equity Alert Published: 2008-08-19 10:40:17... Chancellor Strine (whose decision was affirmed by the ... may, in the appropriate exercise of their business ... - Potential New Liquidity Option for Sponsors Recent ...
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*handbook Published: 2003-10-01 21:57:20... notes you made in the margins * the decisions you've made on your cover page and ... He believes it will stay the same or go down. If you exercise this option before it expires, Mr. ...
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Naked Short Selling Anti-Fraud Rule Published: 2008-03-19 11:12:25... to purchase or acquire it and has exercised such option; or (5) The person has rights or ... would affect investors' decisions to invest in certain equity securities. ...
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Webcast Published: 2025-01-19 12:04:54... in light of the court's decision, they weren't going to ... was that issuers had the option to not provide as much ... an issuer's obligation to exercise due diligence on the ...
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--No Title-- Published: 2025-01-26 16:30:09... That leaves you with the performance graph options. That has ... It pushes up the decision-making considerably because if ... whether it relates to the exercise of discretion. ...
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Microsoft Word - Order Re Mot Dismiss FINAL.doc Published: 2008-05-21 17:23:26... of backdated stock options, id. at *6; or Guttman or ... respect to these Board decisions, Plaintiff has ... product of the Board's valid exercise of business judgment. ...
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SFODMS-6549168-v1-RWT__FCPA_Primer.DOC Published: 2008-09-16 11:33:32... a bribe to influence the official's decision to reduce Baker Hughes' tax liability. ... BellSouth needed the Nicaraguan legislature to repeal the law in order to exercise their option. ...
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VP159 - Pre-IPO Considerations Published: 2022-01-28 11:16:55... If stock options are granted, what will the * Adopting a ... Do Before Going Public exercise period be for vested ... a commitment to making decisions in an efficient, ...
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2023 Investment Stewardship Voting Spotlight Published: 2023-08-23 14:00:55... policy to support their decision-making on these issues. ... Choice to provide more options for investors who want a ... think" in the board's exercise of its responsibilities ...
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By Brad L. Shiffman Published: 2021-01-21 16:57:55... return to those that exercise their conversion rights ... their initial investment decision on their expected return ... such as the Black-Scholes option-pricing model), indicates ...
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CalSTRS Fiscal Year 2020 21 Sustainability Report Published: 2022-04-10 16:00:38with the Global Reporting Initiative Standards: Core option. ... for making informed decisions to ensure a sustainable ... by 2046, the board exercised its rate setting ...
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Selected Issues for Boards of Directors in 2017 Published: 2017-01-17 18:50:37... and foresight are being exercised and sufficient resources ... The European Commission's State aid decisions. Much ... Issues addressed include options for: 1 Strengthening ...
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clearygottlieb.com Published: 2023-06-06 15:03:03... director's participation in the decision to authorize Rule 10b-18 ... of the issuer's obligations upon exercise of outstanding put options issued by the issuer, or other ...
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clearygottlieb.com Published: 2021-12-20 11:49:18... determination or decision of, or substantial ... determine, decide or exercise substantial influence ... call, straddle or other option or privilege of buying or ...
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pe report winter 2009v2.qxp Published: 2009-04-12 22:08:28... However, this is often not a helpful option for foreign ... This problem was aggravated in late 2008 when decisions of ... an existing lender exercising these protective ...
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Microsoft Word - 22936323.05 Published: 2009-03-25 13:54:45... At the option of the Fund Manager, the Treasury will also ... over investment decisions of the PPIF, but it is ... 1. How will the FDIC exercise its rigorous oversight of ...
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For decades, contested director elections at US publicly traded... Published: 2022-05-26 16:26:29proxy contests into real-life exercises in game theory. ... of shareholder democracy. " option to mix and match. ... recognize these changes now and act decisively to prepare. ...
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M&A/PE Quarterly CONTENT Published: 2022-04-27 10:44:53Page 13 Other Decisions & News of Interest Page 18 Our ... and offered three options that it would find ... agreement prohibiting the exercise of appraisal rights and ...
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Gibson Dunn: New York State Department of Financial Services... Published: 2022-08-10 14:00:49... and knowledge, to exercise effective oversight of ... Amendments also provide an option for covered entities to ... and levels of decision-making authority; 4 ...
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Gibson Dunn: Considerations for Preparing Your 2023 Form 10-K Published: 2023-12-06 18:17:45... or purchased under the trading arrangement (including pursuant to the exercise of any options). ... proceedings disclosures following a decision in the fall of 2023 from the United ...
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The US Securities and Exchange Commission (SEC) adopted amendments... Published: 2023-05-10 11:19:20... Companies may want to review the decision-making process, and how this ... of the company's obligations upon exercise of outstanding put options issued by the company, or other ...
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Alert Published: 2021-12-21 09:34:02... director's participation in the decision to authorize Rule 10b-18 ... of the company's obligations upon exercise of outstanding put options issued by the company, or other ...
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TITLE I S S G O V E R N A N C E C O M Published: 2022-12-07 10:37:00... a windfall risk; and ▪ Pay decisions that circumvent ... options or SARs in exchange for options or SARs with an exercise price that is less than the ...
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Latham & Watkins Financial Regulatory, Capital Markets and Emerging... Published: 2015-04-07 13:41:10... plan * Securities issued upon the exercise of outstanding options, warrants or rights * Securities ... offerings, as a result of the US Supreme Court's 1995 decision in Gustafson v. ...
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MoFo_Conundrum_1.pdf Published: 2012-04-05 08:36:38... unless the warrant or option has a term of at least three years and an effective exercise premium of at least 10%. ... Circuit Court of Appeals decision in Gilligan, Will & Co. v. ...
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PwC | 2022 Global Risk Survey Report Published: 2022-06-03 08:51:00... Enable risk-based decision-making through systems and ... key risks * Develop and exercise robust business ... 'x' is noted where options were not displayed to TMT ...
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Beyond check the box - Getting real value from board assessments Published: 2019-07-24 17:14:34... that direc- tors make decisions, handle disagreements and ... a "check the box" exercise. 5 So what can boards do? ... potential strategies, options, and key milestone dates. ...
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ATTORNEY ADVERTISING Published: 2022-01-05 12:17:33share repurchases and option grants On December 15, ... overseeing key corporate decisions that have the potential ... date fair value, the exercise price and the market ...
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Delaware Continues to Interpret Advance Notice By-Laws Narrowly Published: 2008-04-21 09:51:19... by these recent court decisions to nominate director ... (B) any option, warrant, convertible security, stock appreciation right, or similar right with an exercise or ...
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Recent Amendments to the Delaware General Corporation Law and... Published: 2009-04-22 11:41:28... to permit the board to exercise its fiduciary duties in ... Pending SDNY Decision Regarding Access. The most recent ... to take into account options or other rights in respect ...
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FINRA Annual Regulatory Oversight Report | January 2025 Published: 2025-01-31 08:47:01... the FINRA Cross Market Options Supervision: Potential ... X Tabletop Exercise (TTX): Regularly conducting a TTX to ... review underlying the decision to place a temporary hold ...
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BlackRock and Vanguard Release 2025 Proxy Voting Guidelines Cooley Published: 2025-02-14 08:54:45... where such a repricing or option exchange includes named ... that boards should exercise limited discretion in ... on core business decisions and emphasized that many ...
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IOA Best Practices Published: 2025-03-11 09:34:25... and retaliation for exercising that right will not be ... enforce or set aside a law, rule or management decision. ... a range of responsible options to resolve problems and ...
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CITIGROUP INC Published: 2025-02-10 10:30:58Directors are expected to exercise their business judgment ... If a stockholder elects, in connection with any decision to ... of employee stock option and other equity ...
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TITLE I S S G O V E R N A N C E C O M Published: 2025-04-02 12:17:17... For shareholders to make informed decisions on compensation levels, they need ... involves the reduction of the original exercise price of a stock option after the fall in share price. ...
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Audit Committee Guide - 2025 Published: 2025-04-30 10:23:57... investment in the company, such as stocks, bonds, notes, options or other securities. ... non-audit services, including exercising decision-making authority in the design and ...
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untitled Published: 2008-11-04 10:53:52... on specific criteria, an option to use IFRSs for fiscal ... event (generally the exercise of an award) occurs. ... to the chief operating decision maker. Not required. ...
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Chairmanship The Effective Chair-CEO Relationship: Insight from... Published: 2011-02-25 13:02:18... the pair built a shared understanding of issues and options. ... greatly during major events and major decision windows. ... proached as a last minute exercise, and interviewees ...
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AHWsurvey110908.dvi Published: 2008-12-18 18:24:03... the ceo can influence the board's decision his way through the strategic ... Intuitively, the ability to block a bad project creates an option. An option that is never exercised ...
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UK Adopts International Data Transfer Agreement and Addendum Published: 2022-03-29 16:13:00UK to jurisdictions for which no adequacy decision exists. ... Part two provides for optional extra protection clauses and ... guidance acknowledges that this may be a complex exercise. ...
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http://www.bracewellgiuliani.com/index.cfm/fa/news.advisory_pri Published: 2008-10-16 21:54:2614, 2008. Allocation decisions will be made thereafter, ... rather than stock and such options held by the Treasury will not be deemed exercised for purposes of applying IRC ...
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Initial Public Offerings: Published: 2020-09-17 14:13:41... the performance of the business and make decisions about the allocation of resources. ... For example, where option exercise prices are significantly less than the price of other ...
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Five ways to enhance board oversight of culture Published: 2019-04-09 15:12:54... the board is engaged and exercising oversight of culture. ... Culture is measurable; there are many options to directly ... responsibility policy, decision-making structure) and ...
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2018 year-end issues for audit committees to consider Published: 2018-11-13 14:45:19... This gives management the courage to make right decisions." ... (FASB) added a transition option for all entities and a ... Third-party risk management Boards also must exercise ...
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Blank Published: 2010-07-22 14:05:16... will not overrule any decision of the company or its ... that deal primarily in options and derivatives, rather ... and must continue to exercise its own judgment in ...
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Microsoft Word - SEC Issues Additional Guidance Re MD&A.doc Published: 2004-02-24 18:41:34be included in MD&A. This exercise should limit the number ... future performance) from optional disclosures of forward-looking information. Disclosure decisions concerning known material ...
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the short Published: 2013-10-30 20:00:34... the particular information important in making an investment decision. ... In addition, absent certain limitations on exercisability, an option granted with an exercise price ...
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Derivatives Update Published: 2014-08-14 12:50:06... make a generic decision as to whether to enter into swaps. ... authority or whether to exercise the discretion itself. o ... involving swaps, commodity futures contracts and options. ...
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COMMONSENSE PRINCIPLES OF CORPORATE GOVERNANCE Published: 2016-07-21 12:51:04... grants (whether stock or options) should be made at fair ... connection with individual annual compensation decisions. f. ... Asset managers should exercise their voting rights ...
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Benchmark Your Reporting Published: 2021-05-19 14:50:52... as well as the variety of reporting options available. ... To say 2020 was disruptive is an exercise in understatement. ... Compliance Programs, court decisions like Digital Realty v. ...