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Results from: TheCorporateCounsel.net
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Microsoft Word - Draft%205%20Main%20Article[1].doc Published: 2007-10-04 18:30:09... price, enticing the insurer to exercise the option and establishing functional re-insurance. ... investors to make capital allocation decisions accordingly (based on measurable ...
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Layout 1 Published: 2021-03-24 18:43:03... economy; denial is not an option as this is an existential ... rubber stamps away and exercise real oversight, requiring ... to accompany its decisions, and instead started ...
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UNDERSTANDING AND ALIGNING WITH BENEFICIARIES' SUSTAINABILITY Published: 2021-05-05 16:17:39... through provision of fund options or products (see Benefit ... to help inform their decision-making. 32 Where voting ... and that voting is exercised in a manner consistent ...
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Deconstructing Proxy Statements - What Matters to Investors Published: 2015-02-17 15:30:34... Believe the Proxy Voting Process Is a Valuable Exercise... ... For proxy voting decisions, investors rely most heavily on ... Stock buyback activity vs. options granted should be ...
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Shareholder Services and Glass Lewis, Published: 2019-03-13 18:50:13... Most likely, what makes sense is for the SEC to exercise ... influencing corporate decision- making without any ... even if they have the option of doing so less frequently. ...
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C H A P T E Published: 2015-10-09 13:34:10... of employees, typically exercise sole voting rights in the ... the authority to make decisions on behalf of the company ... in Italy and Portugal, companies are offered three options. ...
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THE ELUSIVE QUEST FOR GLOBAL GOVERNANCE STANDARDS Published: 2009-04-24 09:20:32... that shareholders approve certain option plans. 110 Finally, some measures ... power and can empower the minority to make certain decisions or exercise veto power over others. ...
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C Published: 2014-02-10 15:48:51... independence from management and exercises oversight of the development and ... Early movers have the advantage of time, with more decision-making options before market shifts ...
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Michael Dambra SUNY, Buffalo Laura Field Pennsylvania State University Published: 2014-08-21 14:29:00... performance: The relative importance of IPO and M&A exits and exercise of abandonment options. ... 74-115. Zingales, L., 1995. Insider ownership and the decision to go public. ...
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Working Draft Published: 2016-01-22 19:00:09... fact that silence is an option under federal securities ... to make informed decisions about their investments ... convertible into or exercisable for common equity ...
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W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2025-03-27 15:41:24... a windfall risk; and ▪ Pay decisions that circumvent ... options or SARs in exchange for options or SARs with an exercise price that is less than the ...
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Microsoft Word - Rational Boundaries v25.DOCX Published: 2012-10-02 23:37:21... the Business Roundtable decision with settled principles ... afford this line-drawing exercise, the Commission itself ... the benefits of various policy options under consideration? ...
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IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Published: 2014-05-05 18:24:28... of interfering with the exercise of the shareholders' right to elect directors.‖). 37 option; 18 or (3) to the extent ... makes clear, the Board's decision to adopt the Rights Plan ...
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Lowinger v. Morgan Stanley UNITED STATES COURT OF APPEALS Published: 2016-11-10 08:39:21... that they could cover by exercising a Green Shoe option or "by purchasing shares in the open market." ... is to limit the investment 18 decisions of large shareholders in order to ...
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Code of Ethics draft Published: 2010-01-20 13:23:26... although it might be the most politically palatable option. ... offers lessons in the tremendous power the SEC exercises. ... make sound investment decisions. 15 The principle of ...
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Microsoft Word - 61-2007.doc Published: 2008-08-06 21:20:10... suit is not a business decision of the Board but rather a ... could have properly exercised its independent and ... Ch. 2007) (board approval of backdated options did not ...
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How to Handle Schrems II: European Data Protection Board Issues Published: 2020-11-24 18:11:03EU-US Privacy Shield Framework (European Commission Decision ... of the GDPR recites the options for such special ... used. 3. Empowering data subjects to exercise their rights. ...
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Newsletter WP381531_JMartella_SanFrancisco Published: 2009-11-28 14:46:49... than their brokers) exercise their right to vote on ... the internet notice-only option may consider switching ... involving compensation decisions, risk management, board ...
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ISS and Glass Lewis Announce 2016... Published: 2015-11-30 14:17:49... to equity awards. Post-exercise or post-settlement ... of repricing stock options without shareholder ... and independence of the decision-making process involved ...
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Cooley Ale Published: 2010-09-16 17:21:32... sin- gle interests, make decisions that may not reflect the ... in the effective exercise of their state law rights ... right to acquire, such as options, would also be excluded ...
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Main Street Program | Legal Architecture Published: 2020-05-28 18:39:55... use the commitment letter option, the Main Street loan ... commercially reasonable decisions to protect taxpayers from ... factors when exercising its voting rights under ...
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US Blockchain Enforcement and Litigation Update Published: 2018-06-27 10:49:33... A recent decision in the Eastern District of New York was ... wrote, "CFTC may exercise its enforcement power ... scheme involving binary options and a sham cryptocurrency ...
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Heads Up Published: 2012-10-16 17:28:20... or exercised," or the hedging relationship is otherwise no longer eligible. Extending the Fair Value Option Credit ... used as a basis for any decision or action that may affect ...
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Accounting Roundup Published: 2009-12-28 14:56:58... of Denominating the Exercise Price of a Share-Based ... SEC Issues Rule to Define "Annuity Contract" and "Optional ... agreed to change how a decision maker or service provider ...
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FREDERIC W. COOK & CO., INC. Published: 2015-12-02 17:13:32... related to plan awards or provision for reload options). ... assistance for the exercise or settlement of awards, ... in the compensation decisions of individual executives ...
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Gibson Dunn: 2021 Artificial Intelligence and Automated Systems... Published: 2022-03-29 14:17:09... Confidence Act to exercise its authority by enacting ... or deploying automated decision-making adopt an "ethics ... provide users with an option to opt out of algorithmic ...
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Gibson Dunn: International Cybersecurity and Data Privacy Outlook... Published: 2021-02-01 17:12:59... a draft implementing decision on SCCs for the transfer ... These SCCs are intended to be optional (the parties may ... data protection regime or exercise international transfer ...
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Year-End Tool KitDirector Independence, Audit Committee and Compensati... Published: 2023-01-24 20:39:19... within 60 days through the exercise of any option, warrant, conversion right, ... The timing of decisions on these appeals is uncertain. Until there is a change in ...
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Financial Services Alert (July 28, 2010, PDF) Special Edition Published: 2010-07-30 17:11:13... If the FDIC exercises this option, the counterparty is not permitted to terminate, accelerate or ... The Council's decision to set aside a regulation or provision thereof would render ...
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Bubbles and Their Aftermath Published: 2003-07-10 22:48:36... officers * Large stock option profits were realized by ... profession and SEC to exercise effective oversight of ... communication and decision-making on a cross- -14- ...
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030214_Insider Trading.qxd Published: 2003-07-10 21:17:10... securities (including options and stock appreciation ... terms and conditions; 6. Exercises, conversions or ... is not intended as a basis for decisions in specific cases. ...
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A Practical Guide for Directors of Financial Institutions Published: 2003-07-10 22:43:00... properly pro- tected in exercising his or her business ... taking on the part of manage- ment to maximum option values. ... despite some recent decisions construing the terms of ...
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A Practical Guide for Directors in Responding to the Current... Published: 2003-07-10 22:44:14... be properly protected in exercising his or her business ... may be preferable to option grants, since stock grants ... despite some recent decisions construing the terms of ...
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Microsoft Word - SOx_Final Egan Copy.doc Published: 2013-07-02 14:12:05... that outside counsel had reviewed the decision." 433 Isselmann's downfall at this ... the anticipated success of the IPO (the option exercise prices were less than $4 and the IPO ...
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FinCEN Beneficial Ownership Rule Effective January 1, 2024 -... Published: 2023-12-13 00:55:38... directly or indirectly exercises substantial control over ... influence over important decisions made by the reporting ... convertible instruments; options or other nonbinding ...
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Securities Advisory Preparation for 2015 Fiscal Year-End SEC... Published: 2016-02-02 12:08:49... pay practices, including option repricing or option ... narrative to support its decisions for last year's pay. ... Post-exercise/post-vesting shareholding requirements - ...
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© 2023 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. A... Published: 2023-10-24 17:30:45... of pro- and anti-ESG rules have a number of options. ... Expect More Litigation: Decisions to fund or boycott ... that it will be exercising jurisdiction over carbon ...
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Quick Guide to REIT IPOs Published: 2019-05-14 12:55:56... consider the particular information important when making an investment decision. ... Stockholders may be permitted to exercise existing options (but not to sell the underlying shares), ...
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SUPREME COURT'S CYAN DECISION MEANS... Published: 2018-03-29 18:00:16SUPREME COURT'S CYAN DECISION MEANS OPEN SEASON FOR INVESTOR ... did not know, and, in the exercise of reasonable care, could ... removal and dismissal] option, everyone here agrees, was ...
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ROPESGRAY.COM Published: 2022-10-24 11:43:11... of any SBA investment decision to be based only on ... when deciding whether to exercise shareholder rights, ... if the investments are optional and if sufficient ...
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ISS Publishes 2015 Proxy Voting Guideline Updates Published: 2014-11-12 17:54:50... eliminates ISS's current option overhang carve out policy. ... established post exercise/vesting shareholding requirements. ... Delaware Supreme Court decision in favor of such actions, ...
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SECURITIES CLASS ACTIONS IN THE LIFE SCIENCES SECTOR Published: 2017-05-02 15:02:53... SECTOR | 2016 Annual Survey 42 Decisions Post-Approval LAUNCH ISSUES Ardolino v. ... After a slow launch, Sanofi exercised its option to terminate its relationship with MannKind, ...
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SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2021-09-30 14:41:20... may be pertinent to the board's exercise of its fiduciary duties in decision-making and oversight� For ... out-of-the-money stock options of the peer company (sometimes ...
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Microsoft PowerPoint - FINRA-R5.ppt [Compatibility Mode] Published: 2010-10-26 12:34:56... (including any overallotment option that may be exercised), regardless of whether the payment ... with any member by an order or decision of the Commission, any state, FINRA ...
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Managing In Today's Troubled Environment: A Primer For Directors... Published: 2008-10-20 14:14:41... are organized. way, the decisions they make should continue ... also understand how to exercise properly their fiduciary ... facing the company, the options available to it and the ...
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Microsoft Word - B1137584.DOC Published: 2010-07-26 18:29:24... as they make decisions relating to executive compensation. ... to their inability to exercise discretion in voting in ... (including stock options awarded) received based on ...
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ISS Issues New Voting Policy Guidance in Light of COVID-19 Pandemic Published: 2020-04-13 19:08:33... and considered voting decisions" about directors' ... whether directors exercised appropriate discretion ... Option Repricing The financial crisis resulting from the ...
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Audit Committee Guide 2023 Published: 2023-04-26 13:47:17... such as stocks, bonds, notes, options or other securities. ... the ability to affect decision-making at the entity ... of this standard and exercise care in approaching any ...
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Audit Committee Guide - 2022 Published: 2022-04-27 12:04:05... such as stocks, bonds, notes, options or other securities. ... the ability to affect decision-making at the entity ... of this standard and exercise care in approaching any ...
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From the Public Company Advisory Group of Weil, Gotshal & Manges... Published: 2020-04-21 12:41:07- ISS and Glass Lewis Option Repricing - ISS and Glass ... of duration, or any decisions to delay or avoid ... concerning the limits and exercise of board discretion. ...