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Results from: TheCorporateCounsel.net
  1. This is part of a master summary of the proposed financial reform... Published: 2010-07-02 13:57:02
    ... require listed companies to adopt a "clawback" policy, to recover incentive ... on erroneous results. (The existing SEC clawback right requires misconduct and covers a ...
  2. Section 1 Published: 2009-11-16 18:00:16
    ... or return to investors of the company during a 5-year period. * Clawback. Companies must adopt clawback policies for current or former executives, triggered based on material ...
  3. printmgr file Published: 2013-06-28 19:09:00
    ... The IPO Awards are subject to forfeiture or clawback in the event of a violation of certain confidentiality, non-solicitation and other covenants, as well as in connection with a ...
  4. D&O Liability Survey 2021 Published: 2021-05-12 12:50:02
    ... will be able to respond to claims in ALL jurisdictions 56% The extent to which clawback provisions apply to the policy (where insurer can demand repayment of costs in the ...
  5. Cleary Gottlieb - Selected Issues for Boards of Directors in... Published: 2026-01-26 11:12:05
    ... the inclusion of NEOs other than the CEO in the table. ƒ Clawbacks. While panelists did not object to the clawback rules in principle, there was a general consensus that it ...
  6. IFC0010_BK_BoardCrisis_PR2Buttons.indd Published: 2014-08-18 17:50:00
    ... Hence, board expenses, bonuses, and pay must be bulletproof and clawback provisions must be put in place (to allow the company to recoup incentive pay at a later stage if the ...
  7. Matters to Consider for the 2019 Annual Meeting and Reporting... Published: 2018-12-06 15:22:13
    ... adoption of, or an amendment to, a clawback policy - averaged roughly 42 percent support. ... On the other hand, pay-versus-performance and clawback provisions were not similarly ...
  8. Annual Report & 10-K Wrap Handbook Published: 2025-07-30 09:56:44
    ... Putting aside the clawback issue, if you're restating financial statements, the impact of ... Putting aside the clawback issue, if you're restating financial statements, the impact of ...
  9. Proxy Advisors Handbook Published: 2026-05-22 12:28:34
    ... guidelines and "robust" clawback policies may garner more favorable treatment in Say-on-Pay voting (but note ISS assesses the specifc scope of clawback policies for purposes of ...
  10. Summary of the Restoring American Financial Stability Act, Published: 2010-05-23 17:41:59
    ... the compensation of executives as disclosed pursuant to the SEC rules.  Clawback. ... reported financial information and clawback policies enabling the recovery of ...
  11. Global Financial Regulatory Reform Proposals: an overview (v2... Published: 2010-04-27 17:42:33
    ... only become vested over a multi-year period and be subject to a look-back (i.e., clawback) in order to address the outcome of risks assumed in an earlier period; (c) The ...
  12. SEC Comment Letters „ Including Industry Insights „ Improving... Published: 2011-11-07 14:37:54
    ... that are potentially contentious (e.g., "clawback" provisions and the proposed requirement ... of performance incentive fees subject to clawback that have been recognized and fees of ...
  13. Nominating and Corporate Governance Committee Guide Published: 2018-05-24 14:49:40
    ... by the company, the existence of a clawback policy and the number of negative votes ... percent) and five sought adoption of clawback policies (averaging support of 14.8 ...
  14. pe report winter 2009v2.qxp Published: 2009-04-12 22:08:28
    ... The majority of fund agreements in both emerging and developed markets include a clawback ... As a result, investors often consider a clawback provision to be a less effective form of ...
  15. Goldman Sachs 2020 Sustainability Report Published: 2025-02-05 15:46:47
    ... to which malus or clawback provisions were applied Quantitative FN-IB-550b.2 All equity-based awards granted to employees are subject to robust forfeiture and clawback provisions. ...
  16. ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT Published: 2021-11-08 10:31:37
    ... Clawback Policy In March 2019, the Board of Directors, upon the recommendation of the ... Recoupment of Incentive Compensation, or clawback policy, which is available under the ESG ...
  17. Microsoft Word - NY2-#656241-v2-Client_Alert_--_2009__The_Year... Published: 2009-01-22 13:33:25
    ... Executive compensation restrictions apply to the CEO, CFO, and the three most highly compensated executive officers and include limitations on golden parachute payments, clawback ...
  18. Nominating and Corporate Governance Committee Guide - 2022 Published: 2022-05-16 10:44:21
    ... by the company, the existence of a clawback policy and 217 These thresholds were ... at the time of the meeting. -65- clawback policies. 261 One compensation-related ...
  19. Nominating and Corporate Governance Committee Guide 2023 Published: 2023-05-10 14:19:06
    ... by the company, the existence of a clawback policy and the number of negative votes ... performance and five sought adoption of clawback policies. 268 One compensation-related ...
  20. Microsoft Word - Illig.OfftoPrinter.doc Published: 2008-08-21 10:47:21
    ... set of provisions- including so-called "clawbacks"-that ensure that the economics of the ... See id. § 2.04, at 2-23 (explaining that a typical clawback provision may require the ...
  21. Microsoft Word - Table of Contents.doc Published: 2006-01-21 14:46:08
    ... from the mundane (maintenance of existence, delivery of compliance certificates, etc.) to the substantive (equity clawback, no call periods and optional redemptions, etc.). ...
  22. Layout 1 Published: 2019-03-22 13:55:03
    ... chair, board oversight of risk, clawback of executive pay after misconduct, ... companies engaged about misconduct pay clawbacks now have robust policies; we expect the ...
  23. SR176.PS Published: 2010-05-11 18:44:28
    ... bear losses through actions for damages, restitution, and compensation clawbacks. ... The In- vestor's Working Group wrote ''federal clawback provisions on un- earned executive ...
  24. Active Ownership 2020 Published: 2021-04-05 14:49:17
    ... Governance Code (e.g. alignment of director pension accrual with the wider workforce; introduction of post-exit holding periods; and the extension of malus/clawback provisions). ...
  25. Layout 1 Published: 2020-03-24 19:52:59
    ... to compensation metrics, misconduct clawback disclosure, board opioid risk reports, ... metrics * Four proposals address clawback disclosure IOPA believes that this ...
  26. SEC Reporting Update: Highlights of trends in 2023 SEC staff... Published: 2024-10-23 08:35:09
    What you need to know * The SEC staff issued significantly more comment letters to many more registrants about their disclosures in periodic SEC filings in the year ended 30 June ...
  27. Nominating and Corporate Governance Committee Guide - 2024 Published: 2024-04-23 16:05:32
    ... by the company, the existence of a clawback policy and the number of negative votes ... compensation retention, four targeted clawback policies and another four focused in the ...
  28. SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2024-08-12 13:31:39
    ... and provides some practical considerations� The key policy updates relate to: ■ clawback policies ■ material weaknesses ■ board oversight of cybersecurity risk and the ...
  29. Adopting Release - Firm and Engagement Metrics - Nov 20, 2024... Published: 2024-11-21 15:20:49
    ... adopting release for exchange listing "clawback" rules 147 and to clarify that the ... November 21, 2024 Page 118 listing "clawback" rules, which also apply to both ...
  30. SEC/CFTC Joint Proposing Release: Amend Form PF; Reporting Requirement... Published: 2026-04-20 13:14:50
    ... 84. If the reporting fund effectuates (i) any general partner clawback or (ii) a limited partner clawback or clawbacks in excess of an aggregate amount equal to 10 percent of ...
  31. Nominating and Corporate Governance Committee Guide 2018 (working... Published: 2025-01-28 10:55:52
    ... by the company, the existence of a clawback policy and the number of negative votes ... 15.0 percent) and six sought adoption of clawback policies (averaging support of 42.4 ...
  32. Nominating and Corporate Governance Committee Guide (2014) Published: 2014-08-26 14:58:16
    ... paid by the company, the voting standard adopted by the company, the existence of a clawback policy and the number of negative votes received by a director. 125 Thus, while the ...
  33. covers_printer_spreads_final.indd Published: 2015-04-22 14:57:00
    ... of the shares until the end of the employment contract; n Allow companies to reclaim (clawback) variable remuneration awarded on the basis of data that proved to be manifestly ...
  34. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Published: 2013-05-20 13:49:00
    ... Stock options are subject to "clawback" provisions. * The Compensation Committee generally targets the median of peer practice to generally limit total direct compensation. In ...
  35. Microsoft Word - 427_201206111439260871.rtf Published: 2012-06-13 20:38:00
    ... "[w]hat will likely be a bitter, years-long battle" by filing first of numerous clawback suits on April 9, 2009, nearly four months after Madoff was arrested and his company ...
  36. Enforcement Highlights Published: 2016-08-02 10:52:02
    ... of Level 1- and Level 2-covered institutions include deferral of payments, risk of downward adjustment and forfeiture, and clawback to appropriately balance risk and reward. ...
  37. Accounting Roundup Published: 2015-12-18 22:01:33
    ... FASB Issues ASU on Employee Benefit Plan Accounting (August 14, 2015) SEC Proposes Rule on "Clawback" Policies (August 5, 2015) FASB Issues ASU on Simplifying the Measurement of ...
  38. Joint final rule: Form PF; Reporting Requirements for All Filers... Published: 2024-02-12 17:10:27
    ... 84. If the reporting fund effectuates (i) any general partner clawback or (ii) a limited partner clawback or clawbacks in excess of an aggregate amount equal to 10 percent of ...
  39. Local: X:\NrPortbl\US_ACTIVE\POWELLRR\43858171_7.DOC Published: 2013-06-27 16:38:42
    ... See also provisions relating to:  clawbacks (§ 5.5d);  benchmarking (§ 5.5i); ... C3.5, C7.1-7.2, C7.4-7.7, C7.12);  Clawbacks, tax gross-ups (Questions C2.3, C2.5, ...
  40. A Follow-up Discussion of Earnings Guidance and Other Forward... Published: 2009-08-05 15:20:01
    ... options or other long-term oriented compensation. 4 e) Provides for appropriate "clawbacks" in the event of a restatement of relevant metrics. f) Requires equity awards to be ...
  41. 2022 Investment Stewardship Annual Report Published: 2023-05-24 19:55:35
    ... introducing) policies regarding the exercise of board discretion to withhold variable awards for probity or conduct reasons (often referred to as "malus" and "clawback" policies). ...
  42. I N S I G H T R E P O R T In partnership with Marsh McLennan... Published: 2022-04-03 15:38:08
    ... Furthermore, cryptocurrencies have also allowed cybercriminals to collect payments with an only modest risk of detection or monetary clawback. 14 Attacks themselves are also ...
  43. Section 1 Published: 2010-06-03 21:59:57
    ... Clawback  Not in the House bill.  The listing exchanges are directed to enforce the ... reported financial information and clawback policies enabling the recovery of ...
  44. Microsoft Word - LNDOCS01-#584647-v1-State_Assistance_Measures... Published: 2008-12-31 13:39:07
    ... The secured loans granted by the Bank of Italy under this provision are not subject to clawback under Italian insolvency rules. 65 LNDOCS01/584647.1 GUARANTEES OF BANK DEBT DEPOSIT ...
  45. Controlled Companies 2015 Published: 2016-03-17 09:59:15
    ... equity awards, adoption of pay for superior performance standards, golden coffins, gross-up payments, clawbacks, pro-rata (versus auto-accelerated) vesting, and bonus deferrals. ...
  46. Microsoft Word - financial_crisis_draft_SSRN.docx Published: 2008-12-08 14:43:21
    ... Limits on executive compensation, clawbacks and golden parachute bans, controversial favorites of some corporate scholars, 259 appeared in the bill, but in a way that gave the ...
  47. Microsoft Word - financial_crisis_draft_SSRN.docx Published: 2008-11-25 10:56:48
    ... Limits on executive compensation, clawbacks and golden parachute bans, controversial favorites of some corporate scholars, 259 appeared in the bill, but in a way that gave the ...
  48. Section 1 Published: 2010-07-09 21:36:04
    ... must report annually how they voted on any say on pay and golden parachutes.  Clawback. ... reported financial information and (2) clawback policies enabling the recovery of ...
  49. Financial Services Alert (July 28, 2010, PDF) Special Edition Published: 2010-07-30 17:11:13
    ... of Erroneously Awarded Compensation The Act requires the SEC to direct the exchanges to prohibit the listing of any security of an issuer that does not adopt a "clawback" policy. ...
  50. TITLE I S S G O V E R N A N C E C O M Published: 2025-04-02 12:17:17
    ... This is line with the clawback provision in the Troubled Asset Relief Program. Many companies have adopted policies that permit recoupment in cases where fraud, misconduct, or ...
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