Search Terms:
Sort by:
Relevance
Date (newer first)
Date (older first)
This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Total results found: 1,974
Go to page: ... 31 32 33 34 35 36 37 38 39 40
Results from: TheCorporateCounsel.net
  1. Quick Guide to REIT IPOs Published: 2015-11-16 09:45:36
    ... practices and related disclosure; * issuer adoption of a policy providing for a "clawback" of incentive compensation from current and former executive officers if it is ...
  2. DoDD-Frank ImplementatIon: Navigating the Road Ahead Published: 2012-12-20 16:56:13
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - The federal banking agencies proposed rules in early 2011 pertaining to ...
  3. 2181773-2024-GIC-ACDS-PDF Published: 2024-12-03 12:57:20
    ... Executive clawback provisions based on more than just restatements (e.g., executive misconduct) No Yes Already adopted 38% 44% 18% 38% 45% 17% 36% 28% 36% 34% 32% 35% 26% 31% 43% ...
  4. Microsoft Word - LNDOCS01-#580306-v3-Government_Assistance_to... Published: 2008-11-13 14:58:52
    ... The secured loans granted by the Bank of Italy under this provision are not subject to clawback under Italian insolvency rules. 3 Law Decree 155/2008 and Law Decree 157/2008 are ...
  5. Matters to Consider for the 2017 Annual Meeting and Reporting... Published: 2016-12-07 14:53:07
    ... It is unclear when or whether these remaining mandates - hedging disclosures, pay-versus-performance and clawback provisions - will be finalized. In fact, in light of the upcoming ...
  6. New York Published: 2021-07-28 14:35:38
    ... - Environmental 9 7 3 4 11% 14% 0 0 Clawbacks 3 2 3 2 34% 45% 0 1 Stock Retention 2 5 ... in 2019, each of which were related to clawbacks, which remains the compensation proposal ...
  7. Webcast: Challenges in Compliance and Corporate Governance (2020... Published: 2020-01-27 20:29:36
    ... change and other environmental proposals - Senior executive compensation (including clawbacks and non-GAAP performance metrics) - Other governance matters, including written ...
  8. 2024 Audit Quality Report Report Published: 2024-12-17 10:53:30
    ... and climate-related disclosure rules and executive incentive compensation clawback rules; ƒ Provided additional guidance and training for audit teams regarding the ...
  9. Fifth Edition Contents Published: 2020-02-09 16:48:34
    ... The scope of the "clawback" provision applies to any former or current officer for the three years prior to any restatement. Therefore, these incentive-based compensation ...
  10. GT Advisory_2025 Tax Act: Key Changes for Businesses and Individuals Published: 2025-07-18 12:51:22
    ... The extension to file the amended income tax return matches the extended statute of limitations for the IRS to clawback a third quarter 2021 ERC refund. Accordingly, if the ...
  11. Realigning Stewardship: Delivering Sustainable Value Through... Published: 2026-02-05 12:15:56
    ... guidelines and malus and clawback provisions. * Shareholders have supported the Pre-Emption Group guidelines which outline limits for issuing new shares without pre-emption. ...
  12. Guide to Effective Proxies ESG - HCM Published: 2019-09-05 12:24:54
    ... elected for a one-year term expiring at the next Annual Meeting of Shareholders. * Clawbacks and Executive Risk Scorecard: We make all executive awards (cash and equity) subject ...
  13. Capital Markets Guide 2012:Layout 1.qxd Published: 2012-03-26 20:41:11
    ... however, as of January 15, 2012 many proposed rules have not been finalized, and still other rules, such as the executive compensation clawback rules, have not yet been proposed. ...
  14. Accounting Roundup Published: 2009-12-28 14:56:58
    ... should account for cumulative unrealized gains (losses), carried interest, and clawback obligations in accordance with U.S. GAAP if the partnership agreement does not allow ...
  15. A Comparison of Silicon Valley Public Companies and Other Large... Published: 2016-12-06 19:04:44
    ... Compensation: Governance: Policy Issues: General Business: § § Change-in-Control Payouts/Vesting/Golden Parachutes § § Clawbacks § § Death Benefits § § Director ...
  16. Georgeson Early Proxy 2024 Published: 2024-06-26 15:54:48
    ... There were 81 proposals filed this year that related to executive and director severance and compensation (i.e. severance, clawbacks, binding vote on director compensation, ESG ...
  17. InsIDe Published: 2013-06-07 17:28:26
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - The federal banking agencies proposed rules in early 2011 pertaining to ...
  18. New York Published: 2022-08-08 16:27:17
    ... - Social 12 13 4 8 10% 9% 0 0 Clawbacks 5 3 5 3 28% 34% 0 0 Compensation - ... Overall, the compensation proposals topics (e.g., golden parachutes, clawback policies and ...
  19. Webcast - "The New World of IPOs: Dissecting the JOBS Act" Published: 2012-05-02 00:00:00
    ... It is important to note that Section 11 liability still applies. Rule 10b-5 liability still applies. We're going to have new Dodd-Frank clawbacks when the SEC comes out with their ...
  20. 2023 Investment Stewardship Voting Spotlight Published: 2023-08-23 14:00:55
    ... The company further introduced a clawback policy and eliminated discretionary awards from their compensation plans. As a result of these improvements, BIS supported Telefonica's ...
  21. TheCorporateCounsel.net's SEC Comment Letter Process Handbook Published: 2025-08-06 16:01:05
    ... Recently, this was the case with regard to, among other things: * Pay versus performance; * Clawbacks; * Insider trading arrangements and related disclosures; * Cybersecurity risk ...
  22. Visio-Systemic.Oversight.BHC.vsd Published: 2010-07-09 09:35:57
    ... (3) the ratio of the median employee annual total compensation to that of the CEO. Clawbacks - The SEC must, by rule, direct national securities exchanges and associations to ...
  23. PE Report Summer 2004.qxd Published: 2005-07-27 16:02:04
    ... involve a contractual breach, such as the obligation to return distributed carried interest in the event of a fund-level clawback or indemnity. Contrast with legacy assets spinout. ...
  24. Key Investor Trends from the 2025 US Proxy Season Published: 2025-10-01 11:44:05
    ... Simple Majority Vote 11 2 Special Meeting - Adopt 10 - Declassify Board 9 - Compensation - Clawback 4 6 Compensation - Metrics - ESG 3 4 Severance Pay 1 4 Board Oversight - Social ...
  25. Investor Strategies for Incorporating ESG Considerations into... Published: 2015-05-28 12:49:11
    ... For example, the Trust spearheaded a multi-stakeholder initiative in 2012 that sought to develop a sector-wide set of principles on executive compensation clawbacks for misconduct ...
  26. JS Published: 2013-02-14 16:13:00
    ... The RSU awards are subject to a "clawback" provision described below. As described below, ... Oppenheimer, Sewell and Williams. Clawback ofRSU Awards. The named executive officers' RSU ...
  27. PAYCHECK PROTECTION PROGRAM … WHERE ARE WE NOW? Published: 2020-08-06 17:49:54
    ... Lender fees are subject to clawback within 1 year of disbursement of a PPP-loan if the SBA determines that a borrower was ineligible. * Agent Fee Limits: The CARES Act authorizes ...
  28. Sidley Austin provides this information as a service to clients... Published: 2017-11-29 18:27:01
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement in the recent past, especially ...
  29. Name of Update Published: 2015-12-02 17:23:31
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement in the recent past, especially ...
  30. Audit Committee Update: 21 Financial Reporting Disclosure & Control... Published: 2021-02-03 13:11:08
    ... auditor subject to a prohibition against retroactive application that may be designed to mitigate the risk of a Congressional clawback (under the Congressional Review Act of 1996). ...
  31. TITLE I S S E S G C O M Published: 2022-02-15 15:14:44
    ... C O M 6 0 o f 1 1 9 Does the company have a clawback or malus provision? (Q155) ▪ ... activities. ▪ For the US, ISS defines clawback as the company's ability to recoup ...
  32. S&C Publication: 2023 Proxy Season Review„Part 1 Published: 2023-08-14 15:02:36
    ... - Social 7 12 5 4 8% 10% 0 0 Compensation - Environmental 5 6 5 5 11% 10% 0 0 Clawbacks 3 5 2 5 42% 28% 0 0 Compensation - Other 63 7 12 3 8 19% 30% 0 0 1. 2.99x Severance ...
  33. Allstate Corporation Published: 2025-04-23 10:06:09
    ... For example, a clawback feature was added to the Annual Executive Incentive Plan in 2009 ... strategies. ● Inclusion of a clawback feature in the Annual Executive ...
  34. Shareholder Activism and Trust: Evidence... Published: 2017-07-28 14:38:14
    .../Time of Annual Meeting S0102 2 0% 3% Change Size of Board of Directors S0225 2 0% 3% Clawback of Incentive Payments S0516 30 10% 26% Company-Specific -- Governance Related S0352 ...
  35. Davies Governance Insights 2011 Report Published: 2014-10-28 15:57:01
    ... CLAWBACKS Just under half of TSX 60 companies have clawback provisions related to the payment of bonuses and/or stock-based compensation; this was true for only 13% of Completion ...
  36. InsIDe Published: 2012-07-12 22:15:44
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - Broker discretionary voting has been prohibited in connection with ...
  37. Skadden, Arps, Slate, Meagher & Flom LLP Published: 2018-03-15 14:27:48
    ... It is increasingly unclear when or whether these remaining mandates - hedging disclosures, pay-versus-performance and clawback provisions - will be finalized. In fact, perhaps ...
  38. Protecting Confidential Legal Information Published: 2023-10-13 16:25:46
    ... L. REV. 839, 850-52 (2006) (defining and discussing clawback and quick-peek agreements). ... had been incorporated into the "clawback order" entered at the outset of the matter). ...
  39. WEF Paradigm - TRACKED as of 8.26 Published: 2016-11-28 18:11:00
    ... This is undoubtedly a challenge, and institutions will need to develop customized approaches. Some institutions, for example, have implemented clawback arrangements or required ...
  40. printmgr file Published: 2025-01-29 15:11:38
    ... do not participate in the AT&T SERP. ✓ Clawback in Case of Misconduct - The Company ... Clawback Policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
  41. Annual Shareholders' Meeting Published: 2021-12-06 09:32:32
    ... regarding employment contracts, clawbacks, stock ownership guidelines, insider ... the company's policies and applicable law regarding clawbacks in effect from time to time. ...
  42. 10426_Alert_SEC-CG_v6 Published: 2013-02-04 18:36:43
    ... on their company stock; and Stock exchange listing rules requiring listed companies to develop, implement and disclose a "clawback" policy with respect to executive compensation. ...
  43. OECD Corporate Governance Published: 2021-12-20 12:57:24
    ... on golden parachutes, malus and/or clawback provisions 1 ) are rare for ... distinguishes between malus and clawbacks as follows: "Malus and clawbacks are ...
  44. Microsoft Word - PostSubmissionDraft3.doc Published: 2008-08-21 10:45:13
    ... developed
 a
 complicated
set
of
provisions
-
including
so-called
"clawbacks"
-
that
ensure
that
the
 economics
 of
 the
 fund
 balance
 ...
  45. Sidley Austin provides this information as a service to clients... Published: 2016-11-29 19:55:46
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement in the recent past, especially ...
  46. SIDLEY UPDATE ISS and Glass Lewis Policy Updates Published: 2019-11-18 20:06:47
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement, especially if the restatement ...
  47. Matters to Consider for the 2020 Annual Meeting and Reporting... Published: 2019-12-02 18:29:23
    ... Unlike in the last three seasons, however, in which no executive compensation-related proposals obtained majority support, two proposals - both requesting adoption of a clawback ...
  48. Course Materials Published: 2025-07-29 19:03:23
    ... SHARE: ?= in= X= _= I < PREVIOUS Short Extension of Clawback Policy Deadline Suggests Listed Companies Will Need to Adopt Policies by early August c N 02 � o, KE ore 2 16 ...
  49. pe report spring 2008 v2.qxp Published: 2021-01-21 17:04:31
    ... asset managers. 1 Note that clawbacks are not generally used in hedge funds. and affiliate transactions, which were likely not designed in anticipation of private equity ownership. ...
  50. Insider Trading Policies Handbook Published: 2026-05-13 14:38:23
    ... and the date the blackout period ends-essentially a voluntary clawback commitment. ... If the company chooses this option, however, it may want to consider a deferred clawback ...
Total results found: 1,974
Go to page: ... 31 32 33 34 35 36 37 38 39 40