This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
Section 1 Published: 2010-07-09 21:36:04... must report annually how they voted on any say on pay and golden parachutes. Clawback. ... reported financial information and (2) clawback policies enabling the recovery of ...
-
Financial Services Alert (July 28, 2010, PDF) Special Edition Published: 2010-07-30 17:11:13... of Erroneously Awarded Compensation The Act requires the SEC to direct the exchanges to prohibit the listing of any security of an issuer that does not adopt a "clawback" policy. ...
-
Government Assistance to the Financial Sector: an Overview of... Published: 2009-03-04 17:30:04... The secured loans granted by the Bank of Italy under this provision are not subject to clawback under Italian insolvency rules. On January 28, 2009, the Italian Parliament adopted ...
-
TITLE I S S G O V E R N A N C E C O M Published: 2025-04-02 12:17:17... This is line with the clawback provision in the Troubled Asset Relief Program. Many companies have adopted policies that permit recoupment in cases where fraud, misconduct, or ...
-
Chevron 2021 proxy statement Published: 2025-01-29 15:13:53... Clawback provisions included in the CIP, LTIP, DCP, RRP, and ESIP-RP for misconduct ✘ No loans or purchases of Chevron equity securities on margin ✔ Significant CEO pay at risk ...
-
Logo Goes Her Published: 2013-05-14 13:18:00... arrangements; * The company's clawback policy, if any, in the event of a ... Non-employee director pay 2 Compliance adjustments 1 Increased disclosure 2 Clawback 1 ...
-
Introduction Published: 2019-09-12 12:51:24.../compensation agreements of Danske Bank to ensure the possibility of exercising clawback of paid compensation. > Instruct board to account for the Estonian branch's ...
-
Issues In-Depth KPMG LLP Published: 2009-12-21 21:13:25... to other operating liabilities simply because the fees do not become payable until a specified level of performance has been achieved or because the fees have a "clawback" feature. ...
-
Proxy Preview 2017 Published: 2017-03-09 15:50:00Helping Shareholders Vote Their Values 2017 ABOUT THE AUTHORS Heidi Welsh, the founding executive director of the Sustainable Investments Institute (Si2), has analyzed corporate ...
-
Roadmap Series Published: 2017-06-26 15:58:44... investments have been sold, or (2) clawback provisions, under which the manager is ... asset manager but is subject to future clawback would also not be treated as an other ...
-
The Proxy Season Field Guide, Eighth Edition Published: 2021-03-02 13:57:39... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods; ‰ The issuer's policies regarding adjustments to its ...
-
A Look Back and a Look Forward Published: 2011-07-21 18:28:43... Some in the financial services industry have argued that the FDIC's compensation clawback authority could encourage a revolving door of senior executives and directors seeking to ...
-
BIS 2022 Annual Report Published: 2023-05-26 13:27:39... Additionally, in the context of the substantial payout opportunity, the program lacked risk- mitigating policies such as a clawback policy, should any awards be made on the basis ...
-
Course Materials Published: 2022-04-19 12:20:22... compensation and compensation committee chair due to a failure in the company's clawback policies to recoup the severance awards made to the former CEO. Similarly, at Disney ...
-
Inside back cover Published: 2012-09-07 14:13:00... items: Implementation and Disclosure of Clawback and Hedging Policies The Act requires ... policy that provides for the recoupment (clawback) of incentive-based compensation in ...
-
T H E D I T I O N Guide to Effective Proxies DFINsolutions.com Published: 2020-09-18 11:12:42... CORPORATE GOVERNANCE AND BOARD MATTERS Clawback Provision Our executive incentive compensation plan documents and award agreements incorporate a clawback provision to ensure that ...
-
Roadmap Series Published: 2017-03-15 16:43:00... commission payments that are subject to "clawback" or thresholds) qualify as assets. * The ... on a future event, (2) subject to clawback, or (3) based on achieving cumulative targets. ...
-
Roadmap Series Published: 2016-10-19 10:42:00... commission payments that are subject to "clawback" or thresholds) qualify as assets. * The ... on a future event, (2) subject to clawback, or (3) based on achieving cumulative targets. ...
-
Financial Services Industry Published: 2009-12-28 14:58:47... Recognition of Carried Interest, and Clawback Obligations (TIS section 6910.29). ... fees and allocations), and 3) clawback provisions (also referred to as ...
-
The Proxy Season Field Guide, Ninth Edition Published: 2022-03-01 10:47:42... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods; ‰ The issuer's policies regarding adjustments to its ...
-
TGFC-CCMR_(5-21__JG__1 FRONT REVISED 839 pm) Published: 2009-05-30 10:14:49... in the event that the partnership incurs losses on later transactions (the so-called "clawback" clause) through exits that do not return sufficient capital to the LPs. 206 And by ...
-
Revenue from contracts with customers - 2019 global edition Published: 2019-09-19 16:05:50... million and the contract provides for clawback of $5 million in the event ... addresses whether a sales commission should be capitalized if it is subject to clawback. ...
-
IBA TAsk Force Published: 2010-10-15 13:58:49... In line with the FSB Principles, the Compensation Circular also requires a clawback on any ... earned, including through malus or clawback arrangements. 26 Those firms ...
-
Revenue Issues In-Depth Published: 2016-05-10 14:17:59... Examples include commissions: - paid for renewal of the contract; - earned on contract modifications; - contingent on future events; - subject to clawback; and - that are tiered, ...
-
SEC Comment Letter Including Industry Insights Published: 2011-01-06 15:35:11... by the adviser. * Disclose the amount of performance incentive fees subject to clawback that have been recognized and such fees that have been distributed. * Disclose the ...
-
Global Crisis Management Handbook - 2018 Published: 2018-10-25 17:22:43... Fortune (Apr. 10, 2017), http://fortune.com/2017/04/10/wells-fargo-carrie- tolstedt-clawback-net-worth-fortune-mpw/. 7 17 C.F.R. § 240.10b-5(b) (2018); see also Basic Inc. v. ...
-
C:\Users\HEN\AppData\Local\Temp\Untitled Published: 2020-03-27 17:14:58... 1 form, on such terms and conditions (including 2 requirements for audits and the clawback of 3 any financial assistance provided upon failure 4 by a passenger air carrier, ...
-
Microsoft Word - Integrated_Financial_and_Sustainability_Reporting... Published: 2013-04-29 11:43:54... It also noted that it was under "more strin- gent regulation of employee compensation, including limitations relating to incentive-based compensa- tion, clawback requirements and ...
-
Microsoft Word - NGEDOCS-#1252435-v22-FINAL__MAJORITY_VOTE_SURVEY... Published: 2007-11-30 14:44:33... and clarify the company's policy on "clawbacks" of compensation in the event of a ... a 2007 Bonus Plan which includes a "clawback" and had added "clawback" provisions to ...