This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
The New Governance Listing Standards (12/11/03) Published: 2025-01-19 12:04:49February on cashless exercises and other Section 402 issues. ... much easier groups for collective work and decision-making. ... they understand they have options up front so that the ...
-
"50 Nuggets in 50 Minutes II" Published: 2025-01-19 12:04:49... The decision also highlights the benefit of using outside counsel to negotiate ... One rationale for doing this is that options that are exercisable within 60 days are required to be ...
-
Webcast Published: 2025-01-19 12:04:51... A decision needs to be made in designing the policy as to who's going to pre-clear ... typically in connection with a net exercise of an option or a tax withholding transaction. ...
-
2023 Proxy Season Preview Published: 2023-04-27 18:44:12are introducing or expanding client-directed voting options. ... put investors on high alert towards 2022 pay decisions. ... an equal ability to exercise special meeting and ...
-
Austin Beijing Brussels Dallas Dubai Hong Kong Houston... Published: 2019-09-05 16:24:46... prosecutors about this decision. * What to share or ... might limit the company's options in deciding whether to ... after the fact-finding exercise is complete. o Act too ...
-
Microsoft Word - ~6778597.DOC Published: 2008-01-03 11:24:35... to the Adopting Release was the Commission's decision not to reinstitute tolling. ... 2. Holding Periods for Cashless Exercise of Options and Warrants The Commission has ...
-
S I M P S O N T H A C H E Published: 2003-12-23 22:05:34... of the company's obligations upon exercise of outstanding put options issued by the company or other ... director's participation in the decision to authorize the issuer's 10b- 18 ...
-
Microsoft Word - 2715569_1.DOC Published: 2008-01-10 11:18:37... and in connection with the cashless exercise of options and warrants; * pledged securities ... clarity provided by the SEC's decision to refrain from imposing the tolling ...
-
Submitted Electronically Published: 2021-12-03 10:31:56Plan Investments and Exercising Shareholder Rights, RIN ... investment options and affords fiduciaries an appropriate amount of flexibility and deference in their decision-making. ...
-
Keep Your Investors Close, but CFIUS Closer - CFIUS Annual Report... Published: 2023-08-10 13:46:41Notably, the Committee did not exercise its authority to ... a decision regarding clearance based on the declaration alone. The data from the Annual Report shows how these options ...
-
ICCR'S Published: 2023-02-16 16:09:59... additional challenges and SEC decisions in the weeks ahead. ... investors' ability to exercise their fidu- ciary duty ... 4 Align Retirement Plan Options with Climate Action Goals ...
-
Title of Document Published: 2011-12-26 11:16:14... Vote FOR the proposal when there is a pattern of abuse by executives exercising options or ... Such business decisions are better left to company management or portfolio managers. ...
-
The Latham FPI Guide: Accessing the US Capital Markets From Outside... Published: 2015-06-23 15:07:00... stock options within the year prior to an equity offering? If so, the difference between the exercise price and ... the waters," or TTW. The decision whether to test the ...
-
Client Alert Published: 2008-05-09 11:33:20... all business decisions concerning the operation ... form of convertible debt, options, warrants or any other ... instruments are exercisable at the acquiror's ...
-
Sen. Elizabeth Warren Published: 2022-07-14 15:35:39... raised in the IPO and 5.5% of the over-allotment option. ... incentives of the decision makers, have created an ... maintain the option to exercise their redemption rights, ...
-
Answers to Common Questions about Rule 10b5-1 Plans Published: 2020-02-28 13:58:28... (like collars), and the exercise of options and the subsequent sale of the shares received. ... To allow individuals to make decisions in connection with major corporate ...
-
Microsoft Word - WASHINGTON_DC-#610308-v1-Dodd-Frank_Bill.DOC Published: 2010-07-16 12:41:07... the company of the final decision of the Board of ... bonds, or exchange traded futures and options contracts). ... and duties and exercises the authorities described ...
-
Insights 0207Landefeld.indd Published: 2007-07-12 12:22:00... of Chancery decision of In re Caremark International Inc. ... failure of the board to exercise oversight-such as an ... For example, in recent stock option backdating scandals, ...
-
© 2022 Pillsbury Winthrop Shaw ... Published: 2022-07-14 16:53:12ESG factors play into companies' strategic decision- making. ... What are my options? There are several potential options, ... to engage in this forward-thinking exercise with you. ...
-
Governance Insights Center Published: 2022-06-09 15:35:27... be viewed as a "check- the-box" exercise * Multiple choice response options may be limited One-on-one ... and other stakeholders for its decisions. 1 2 3 4 5 The board's meeting ...
-
ATTORNEY ADVERTISING Published: 2022-10-05 13:58:39... without limitation, decisions regarding major expenditures or ... characterized as debt), known options (which shall be treated as exercised), and a catchall category for ...
-
SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2022-07-01 11:50:59All Roads Lead to Fair Price: The Tesla Decision ... duties require that it exercise oversight - within its ... and target chose the third option, resulting in the paying ...
-
WilmerHale 2019 IPO Report Published: 2019-06-19 19:16:57... the single most important decision the company will make as part of the IPO process. ... respect to any post-vesting appreciation in the stock until the option is exercised or expires. ...
-
EU Regulators Adopt Opinion on Draft EU-U.S. Data Privacy Framework Published: 2023-03-06 16:26:07... adoption of an adequacy decision be made conditional upon ... enabling individuals to exercise their rights such as a ... if certifying with the DPF is the right option for them. ...
-
REGULATIONS Published: 2025-02-19 15:11:37... the Official Journal) and decision of the Council of 14 ... and for which therapeutic options are limited or ... Those powers should be exercised in accordance with ...
-
fin.PDF Published: 2003-07-10 20:05:34These voters elect representatives (directors) who delegate most decisions to ... The firms that exercise these options are listed in the IRRC data. When we constructed the State ...
-
Petitions for Rulemaking: Request for interpretive guidance... Published: 2025-02-13 09:26:27... future impacts, and options for adaptation and mitigation. ... "reasonable investors" exercising human judgment ... mix of information they assess to make investment decisions. ...
-
IndustryInDepth Published: 2015-09-24 19:41:00it could influence decisions that users make on the ... KPMG has made this option available to all listed clients, ... option (reflecting the exercise of Daimler's put option ...
-
Microsoft Word - HLW FASB Report 03 (08MAR2009).doc Published: 2009-04-16 21:30:31... their claims, make investment decisions or exercise their rights at shareholder meetings. ... instances in which the use of fair values is optional (e.g., IAS 16, IAS 40). ...
-
clearygottlieb.com Published: 2020-06-17 16:15:13... 5 I. ECB Monetary Policy Decisions 1. Easing of Targeted ... and * Early repayment option available as of 1 year ... EU- wide transparency exercise, in order to obtain ...
-
To protect the confidential and proprietary information included... Published: 2024-09-27 11:41:45... One decision for issuers is the peer group against which TSR performance is compared. ... vested/earned share-based awards or exercised options, until ownership guidelines are fully ...
-
http://www.seyfarth.com/index.cfm/fuseaction/publications.publi Published: 2008-11-04 08:42:28... quarter of 2008. As a result of this decision, Banking Organizations may now realize ... Share purchases, option exercises, and redemptions will be considered nonexistent and warrants ...
-
COVID-19 Local Responses to Global Employee Impact Published: 2020-04-09 18:21:05... The Decree 297/2020 and the Administrative Decision 429/2020 ... considered a reasonable exercise of the authority of the ... work will not be an option for anyone except in the ...
-
New York Washington, D.C. Los Angeles Palo Alto... Published: 2021-03-15 19:46:10... the meeting, how they can exercise their voting and other ... CURRENT MEASURES REGARDING BOARD MEETINGS The option to ... members and for all decisions (including in connection ...
-
1960719_9.DOC Published: 2005-01-04 08:45:24... convertible into common stock and options that are exercisable for common stock. 2. The company ... or qualification * Whether the decision to change accountants was ...
-
Hogan Lovells Published: 2023-07-05 12:45:00... Germany 2023 15 - Is it an option for the investigators to ... developments and decisions are provided to the ... The aim of this exercise is to sort out information that is ...
-
SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2022-10-20 17:41:57... are informed of "the option to accept or refuse ... in this case�" The decision is being appealed to the ... can be defended as an exercise in appropriate corporate ...
-
Checklist: New Directors - Managing Arrivals By TheCorporateCounsel... Published: 2025-05-21 16:50:53... warranted under applicable Exchange rules, this is optional. ... - i.e., companies need to exercise caution in voluntarily ... or influence investors' decisions. 7. Prepare Director's ...
-
Checklist: Restatements By TheCorporateCounsel.net Published: 2023-06-07 10:18:05... April 2023 TheCorporateCounsel.net 3 2. Immediate Requirements Once Decision to ... of securities acquired under previous option exercise are not covered by Form S-8 and are ...
-
Insider Trading Presentation to Restricted Employees of[____... Published: 2012-02-27 08:11:00significant to investment decision Investment decision = buy or sell ... trading plans Paying cash to exercise "in the money" stock options Certain transactions in ...
-
Firm-specific Governance of Insiders Transactions Published: 2009-03-18 19:07:48... E. Stafford, 2000. Managerial decisions and long-term stock price Performance. ... or making any purchase or sale of RadioShack securities, including any exercise of stock options. ...
-
Microsoft Word - Choi-Fisch_Page.doc Published: 2011-09-15 10:09:00... delegation of governance decisions to external agents, ... incentives of those exercising delegated governance powers. ... making them feasible options for institutions that do ...
-
Microsoft Word - Final decoupling report for SEC.doc Published: 2010-10-25 15:49:53... that creditors will exercise their voting right in a ... are not considered in the decision to accept or reject the ... should examine other options that protect the process ...
-
I N S I G H T R E P O R T In partnership with Marsh McLennan... Published: 2021-03-16 14:16:44... and mitigation options, and the evidence needed to inform decisions. While some were able to put the lessons from stress tests and table-top exercises into practice, others ...
-
Microsoft Word - 10-37 Defending Against Shareholder Proxy Access... Published: 2010-10-06 13:30:22... are a largely empty exercise, Bebchuk notes that ... to monitor managerial decisions. 18 Lipton and Rosenblum ... rulemaking, but if the options considered in this article ...
-
WHEN YOU HEAR Published: 2019-03-08 18:29:35... - like how compensation decisions were made and what level of discretion was exercised, scorecard metrics, ... they do want to know they have the option to speak with them. ...
-
Active Ownership 2020 Published: 2021-04-05 14:49:17report, we outline the decisive action we took on behalf ... In addition, we detail how we have exercised voting rights, ... We have a number of escalation options at our disposal, from ...
-
Microsoft Word - 596_200807072001080146.doc Published: 2017-09-08 19:45:35... Law. 1323, 1331 (Aug. 2001). Indeed, a board's decision to bind itself contractually is an exercise -42- ... (proposed bylaw prohibiting board from repricing stock options). ...
-
Why Do Managers Fight Shareholder Proposals? Evidence from No... Published: 2017-01-05 13:35:47... have the option of taking their case to a federal court if they disagree with the SEC's decision, which happens ... Data mining is a risk in this sort of exercise since some ...
-
Integrated Governance A NEW MODEL OF GOVERNANCE FOR SUSTAINABILITY Published: 2014-06-20 14:41:13... into their strategic decisions to placing sustainability ... with corporations and exercising their ownership rights. ... plans (restricted stocks, options, bonuses etc.). ...