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Results from: TheCorporateCounsel.net
  1. Guide to Effective Proxies ESG - HCM Published: 2019-09-05 12:24:54
    ... elected for a one-year term expiring at the next Annual Meeting of Shareholders. * Clawbacks and Executive Risk Scorecard: We make all executive awards (cash and equity) subject ...
  2. Proxy Advisors and Market Power: A Review of Institutional Investor... Published: 2021-04-22 13:42:52
    ... Adopt/Amend Remuneration Policy x Approve Clawback Provisions x Create Pay Disparity ... Adopt/Amend Supervisory Board Remuneration Policy x x Approve Clawback Provisions x x ...
  3. Public Engagement Report AUTOMATIC FOR THE PEOPLE Published: 2020-05-01 14:03:33
    ... possible and no later than 2023. We contributed our views on improvements to malus and clawback provisions and discussed which ESG metrics the company may include in its schemes. ...
  4. BLUEPRINT FOR AN IPO TABLE OF CONTENTS Blueprint For An IPO 1 Published: 2016-09-07 18:59:25
    ... This "clawback" provision has been used by the SEC to recover stock sale profits and ... Recovery of Erroneously Awarded Compensation ("Clawback") Policies. The Dodd-Frank Act ...
  5. Issues & Trends: AICPA National Conference on Current SEC and... Published: 2016-12-16 19:13:22
    ... The OCA staff provided an example of an award with clawback features that would allow those with authority over compensation arrangements to apply broad discretion in determining ...
  6. Client Alert 2015 Year-End Securities ... Published: 2016-01-12 13:15:43
    ... Without admitting or denying the allegations, the former co-head of equities trading agreed to pay a $125,000 civil penalty, and his subordinate agreed to both a clawback of ...
  7. Shareholder Voting Research & Analysis Published: 2024-10-30 09:23:09
    ... 61 Recoupment Provisions (Clawbacks) ......Adopt or Amend Recoupment Provisions (Clawbacks) ......
  8. InsIDe Published: 2013-06-07 17:28:26
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - The federal banking agencies proposed rules in early 2011 pertaining to ...
  9. Quick Guide to REIT IPOs Published: 2015-11-16 09:45:36
    ... practices and related disclosure; * issuer adoption of a policy providing for a "clawback" of incentive compensation from current and former executive officers if it is ...
  10. DoDD-Frank ImplementatIon: Navigating the Road Ahead Published: 2012-12-20 16:56:13
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - The federal banking agencies proposed rules in early 2011 pertaining to ...
  11. 2181773-2024-GIC-ACDS-PDF Published: 2024-12-03 12:57:20
    ... Executive clawback provisions based on more than just restatements (e.g., executive misconduct) No Yes Already adopted 38% 44% 18% 38% 45% 17% 36% 28% 36% 34% 32% 35% 26% 31% 43% ...
  12. Microsoft Word - LNDOCS01-#580306-v3-Government_Assistance_to... Published: 2008-11-13 14:58:52
    ... The secured loans granted by the Bank of Italy under this provision are not subject to clawback under Italian insolvency rules. 3 Law Decree 155/2008 and Law Decree 157/2008 are ...
  13. Matters to Consider for the 2017 Annual Meeting and Reporting... Published: 2016-12-07 14:53:07
    ... It is unclear when or whether these remaining mandates - hedging disclosures, pay-versus-performance and clawback provisions - will be finalized. In fact, in light of the upcoming ...
  14. New York Published: 2021-07-28 14:35:38
    ... - Environmental 9 7 3 4 11% 14% 0 0 Clawbacks 3 2 3 2 34% 45% 0 1 Stock Retention 2 5 ... in 2019, each of which were related to clawbacks, which remains the compensation proposal ...
  15. Webcast Published: 2025-01-19 12:04:52
    ... It is important to note that Section 11 liability still applies. Rule 10b-5 liability still applies. We're going to have new Dodd-Frank clawbacks when the SEC comes out with their ...
  16. Webcast: Challenges in Compliance and Corporate Governance (2020... Published: 2020-01-27 20:29:36
    ... change and other environmental proposals - Senior executive compensation (including clawbacks and non-GAAP performance metrics) - Other governance matters, including written ...
  17. 2024 Audit Quality Report Report Published: 2024-12-17 10:53:30
    ... and climate-related disclosure rules and executive incentive compensation clawback rules; ƒ Provided additional guidance and training for audit teams regarding the ...
  18. TheCorporateCounsel.net's Proxy Advisors Handbook Published: 2024-05-29 11:41:06
    ... ownership guidelines and clawback policies may garner more favorable treatment in Say-on-Pay voting (but note ISS assesses the specific scope of clawback policies for purposes of ...
  19. Visio-Systemic.Oversight.BHC.vsd Published: 2010-07-09 09:35:57
    ... (3) the ratio of the median employee annual total compensation to that of the CEO. Clawbacks - The SEC must, by rule, direct national securities exchanges and associations to ...
  20. Capital Markets Guide 2012:Layout 1.qxd Published: 2012-03-26 20:41:11
    ... however, as of January 15, 2012 many proposed rules have not been finalized, and still other rules, such as the executive compensation clawback rules, have not yet been proposed. ...
  21. Accounting Roundup Published: 2009-12-28 14:56:58
    ... should account for cumulative unrealized gains (losses), carried interest, and clawback obligations in accordance with U.S. GAAP if the partnership agreement does not allow ...
  22. A Comparison of Silicon Valley Public Companies and Other Large... Published: 2016-12-06 19:04:44
    ... Compensation: Governance: Policy Issues: General Business: § § Change-in-Control Payouts/Vesting/Golden Parachutes § § Clawbacks § § Death Benefits § § Director ...
  23. Georgeson Early Proxy 2024 Published: 2024-06-26 15:54:48
    ... There were 81 proposals filed this year that related to executive and director severance and compensation (i.e. severance, clawbacks, binding vote on director compensation, ESG ...
  24. New York Published: 2022-08-08 16:27:17
    ... - Social 12 13 4 8 10% 9% 0 0 Clawbacks 5 3 5 3 28% 34% 0 0 Compensation - ... Overall, the compensation proposals topics (e.g., golden parachutes, clawback policies and ...
  25. Audit Committee Update: 21 Financial Reporting Disclosure & Control... Published: 2021-02-03 13:11:08
    ... auditor subject to a prohibition against retroactive application that may be designed to mitigate the risk of a Congressional clawback (under the Congressional Review Act of 1996). ...
  26. 2023 Investment Stewardship Voting Spotlight Published: 2023-08-23 14:00:55
    ... The company further introduced a clawback policy and eliminated discretionary awards from their compensation plans. As a result of these improvements, BIS supported Telefonica's ...
  27. PE Report Summer 2004.qxd Published: 2005-07-27 16:02:04
    ... involve a contractual breach, such as the obligation to return distributed carried interest in the event of a fund-level clawback or indemnity. Contrast with legacy assets spinout. ...
  28. Investor Strategies for Incorporating ESG Considerations into... Published: 2015-05-28 12:49:11
    ... For example, the Trust spearheaded a multi-stakeholder initiative in 2012 that sought to develop a sector-wide set of principles on executive compensation clawbacks for misconduct ...
  29. JS Published: 2013-02-14 16:13:00
    ... The RSU awards are subject to a "clawback" provision described below. As described below, ... Oppenheimer, Sewell and Williams. Clawback ofRSU Awards. The named executive officers' RSU ...
  30. PAYCHECK PROTECTION PROGRAM … WHERE ARE WE NOW? Published: 2020-08-06 17:49:54
    ... Lender fees are subject to clawback within 1 year of disbursement of a PPP-loan if the SBA determines that a borrower was ineligible. * Agent Fee Limits: The CARES Act authorizes ...
  31. Sidley Austin provides this information as a service to clients... Published: 2017-11-29 18:27:01
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement in the recent past, especially ...
  32. Name of Update Published: 2015-12-02 17:23:31
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement in the recent past, especially ...
  33. Skadden, Arps, Slate, Meagher & Flom LLP Published: 2018-03-15 14:27:48
    ... It is increasingly unclear when or whether these remaining mandates - hedging disclosures, pay-versus-performance and clawback provisions - will be finalized. In fact, perhaps ...
  34. TITLE I S S E S G C O M Published: 2022-02-15 15:14:44
    ... C O M 6 0 o f 1 1 9 Does the company have a clawback or malus provision? (Q155) ▪ ... activities. ▪ For the US, ISS defines clawback as the company's ability to recoup ...
  35. S&C Publication: 2023 Proxy Season Review„Part 1 Published: 2023-08-14 15:02:36
    ... - Social 7 12 5 4 8% 10% 0 0 Compensation - Environmental 5 6 5 5 11% 10% 0 0 Clawbacks 3 5 2 5 42% 28% 0 0 Compensation - Other 63 7 12 3 8 19% 30% 0 0 1. 2.99x Severance ...
  36. WEF Paradigm - TRACKED as of 8.26 Published: 2016-11-28 18:11:00
    ... This is undoubtedly a challenge, and institutions will need to develop customized approaches. Some institutions, for example, have implemented clawback arrangements or required ...
  37. Allstate Corporation Published: 2025-04-23 10:06:09
    ... For example, a clawback feature was added to the Annual Executive Incentive Plan in 2009 ... strategies. ● Inclusion of a clawback feature in the Annual Executive ...
  38. 1. Insider Trading Policies Published: 2022-08-26 12:38:54
    ... Amending Plan for More Restricted Stock . . . . . . . . . . . . . . 6-256 iii. Adoption of Clawback Policy Doesn't Trigger 8-K Disclosure . . . . . . . . . . . . . . . . . . . . . ...
  39. Shareholder Activism and Trust: Evidence... Published: 2017-07-28 14:38:14
    .../Time of Annual Meeting S0102 2 0% 3% Change Size of Board of Directors S0225 2 0% 3% Clawback of Incentive Payments S0516 30 10% 26% Company-Specific -- Governance Related S0352 ...
  40. Davies Governance Insights 2011 Report Published: 2014-10-28 15:57:01
    ... CLAWBACKS Just under half of TSX 60 companies have clawback provisions related to the payment of bonuses and/or stock-based compensation; this was true for only 13% of Completion ...
  41. InsIDe Published: 2012-07-12 22:15:44
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - Broker discretionary voting has been prohibited in connection with ...
  42. 10426_Alert_SEC-CG_v6 Published: 2013-02-04 18:36:43
    ... on their company stock; and Stock exchange listing rules requiring listed companies to develop, implement and disclose a "clawback" policy with respect to executive compensation. ...
  43. Protecting Confidential Legal Information Published: 2023-10-13 16:25:46
    ... L. REV. 839, 850-52 (2006) (defining and discussing clawback and quick-peek agreements). ... had been incorporated into the "clawback order" entered at the outset of the matter). ...
  44. printmgr file Published: 2025-01-29 15:11:38
    ... do not participate in the AT&T SERP. ✓ Clawback in Case of Misconduct - The Company ... Clawback Policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
  45. Annual Shareholders' Meeting Published: 2021-12-06 09:32:32
    ... regarding employment contracts, clawbacks, stock ownership guidelines, insider ... the company's policies and applicable law regarding clawbacks in effect from time to time. ...
  46. Course Materials Published: 2023-06-06 10:23:42
    ... SHARE: ?= in= X= _= I < PREVIOUS Short Extension of Clawback Policy Deadline Suggests Listed Companies Will Need to Adopt Policies by early August c N 02 � o, KE ore 2 16 ...
  47. OECD Corporate Governance Published: 2021-12-20 12:57:24
    ... on golden parachutes, malus and/or clawback provisions 1 ) are rare for ... distinguishes between malus and clawbacks as follows: "Malus and clawbacks are ...
  48. D&O Liability Survey 2021 Published: 2021-05-12 12:50:02
    ... will be able to respond to claims in ALL jurisdictions 56% The extent to which clawback provisions apply to the policy (where insurer can demand repayment of costs in the ...
  49. Microsoft Word - PostSubmissionDraft3.doc Published: 2008-08-21 10:45:13
    ... developed
 a
 complicated
set
of
provisions
-
including
so-called
"clawbacks"
-
that
ensure
that
the
 economics
 of
 the
 fund
 balance
 ...
  50. Sidley Austin provides this information as a service to clients... Published: 2016-11-29 19:55:46
    ... * When a new employment contract is given to an executive that does not include a clawback provision and the company had a material restatement in the recent past, especially ...
Total results found: 1,829
Go to page: ... 31 32 33 34 35 36 37