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Results from: TheCorporateCounsel.net
  1. The Dodd-Frank Act Commentar Published: 2010-07-14 15:23:49
    ... Clawback of Executive Compensation. Through a corporate governance reform, the Act seeks to impose a regime of no-fault clawback of executive compensation in the event of a ...
  2. FINANCIAL INSTITUTIONS DEVELOPMENTS: Significant Activity in... Published: 2016-10-04 15:58:00
    ... unprecedented, substantial compensation clawbacks from CEO John Stumpf and former head of ... relating to compensation deferrals, forfeitures, downward adjustments and clawbacks. ...
  3. W&C Standard Template Published: 2018-12-06 15:15:39
    ... Compensation Clawbacks 96 In 2015, the SEC proposed rules that would require any company ... also specifies disclosure requirements relating to clawback policies and actual clawbacks. ...
  4. Emergency Economic Published: 2008-10-06 11:10:23
    ... institution; » provide for the clawback of bonus or incentive compensation paid ... With respect to the clawback standard, existing provisions adopted under the ...
  5. clearygottlieb.com Published: 2023-01-23 17:18:20
    ... listing exchanges to adopt clawback standards that go into effect no later than November 28, 2023 (one year after the SEC published the final clawback rule in the Federal ...
  6. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:29:47
    ... to specific performance conditions is a best practice. › A clawback policy that includes equity grants - clawback policies are seen as potentially mitigating excessive ...
  7. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:26:31
    ... to specific performance conditions is a best practice. › A clawback policy that includes equity grants - clawback policies potentially mitigate excessive risk- taking that ...
  8. SEC Enforcement in Financial Reporting and Disclosures„2015... Published: 2016-02-23 13:54:54
    ... SEC Proposed Rules: Dodd-Frank Clawback Rules. On July 1, 2015, the SEC issued proposed rules to implement the man- datory recovery of erroneously awarded compensation (or clawback...
  9. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2025-04-01 15:04:07
    ... practice, particularly for large cap, mature companies. › A clawback policy that includes equity grants - clawback policies are seen as potentially mitigating excessive ...
  10. Microsoft Word - 091218_Top_10_Topics_for_Directors_in_2010.DOC Published: 2009-12-21 21:30:12
    ... will consider include "vigorous" clawback provisions and "robust" stock ownership/... independence and (4) policies requiring clawback of incentive-based compensation for ...
  11. Client Alert Capital Markets White & Case LLP Published: 2011-01-11 12:51:27
    ... Capital Markets 7 White & Case Clawback Policies. The SEC is required to issue rules ... under the securities laws; and (2) clawback of incentive-based compensation from ...
  12. Microsoft Word - Global Finance Alert.DOC Published: 2010-06-03 21:45:48
    ... Clawback-Requires issuers to develop and adopt policies permitting the clawback of incentive compensation paid on the basis of past (three years) inaccurate financial statements ...
  13. Consultation Draft Toward Common Metrics Published: 2020-08-24 14:55:33
    ... payments - Termination payments - Clawbacks - Retirement benefits, including the ... payments - Termination payments - Clawbacks - Retirement benefits, including the ...
  14. Agenda for Private Sector Reform Omnibus... Published: 2009-06-16 15:15:13
    ... of "clawbacks with teeth," which allow them to recover performance payments based on artificial results, fraudulent or otherwise. How- ever, effective clawbacks should be ...
  15. Microsoft Word - LDN-ViewPoints-succession planning.doc Published: 2010-01-20 13:09:45
    ... Another member agreed: "Even if you have clawbacks and every other long-term-oriented ... for the compensation committee, clawbacks for unearned The lead director's ...
  16. Debevoise In Depth Published: 2025-01-06 13:41:40
    ... Directors' contracts or other director remuneration agreements must include malus and clawback provisions. * Provision 38. Required annual report on malus and clawback provisions. ...
  17. Microsoft Word - 12041827_1.DOCX Published: 2010-05-25 13:07:18
    ... There are no comparable provisions in the House Bill.  Clawback of "Erroneously ... and implement a policy providing for the clawback of "erroneously awarded" incentive-based ...
  18. Webcast - "Proxy Drafting: Mid-Cap & Smaller Company Perspective... Published: 2016-01-20 00:00:00
    ... We had a lot of negative issues, including a restatement and a clawback, to deal with. We ... no one can have any questions about whether we have holding periods, clawbacks or whatnot. ...
  19. Webcast - "Capital Raising in Turbulent Times" Published: 2020-05-13 00:00:00
    ... about half of the coupon, which is better than what you'd see in an equity clawback. Equity clawback is typically 100% of the coupons. So, that was one of the new provisions. ...
  20. 2012 PROXY SEASON REVIEW: SHAREHOLDER RESOLUTIONS By Shirley... Published: 2012-09-23 12:56:00
    ... hedging, and clawback policies are unlikely to take effect for the 2013 proxy season. ... 2 31.3% 2 33.4% SERPs 2 30.8% 3 29.8% Clawbacks 2 18.2% 3 26.2% Retention ratio 29 24.2% ...
  21. TABLE OF CONTENTS Introduction Published: 2022-11-04 13:36:06
    ... y 91% mention they have a clawback policy Due to the newly adopted SEC rules regarding clawback policies, disclosure on that topic will most certainly expand in the next two years. ...
  22. From Our CEO Published: 2022-07-11 13:49:34
    ... clawback and cancellation features In 2021, an average of 68% of total compensation was variable for material risk-takers, of which 42% was subject to cancellation or clawback ...
  23. SAN_FRANCISCO-#2959534-v2-Combined_Proxy_Season_Field_Guide_Final... Published: 2013-08-09 01:02:56
    ... such as through policies requiring clawbacks or imposing holding periods;  The ... Clawback Policies - Clawback policies (and similar provisions in executive compensation ...
  24. Microsoft PowerPoint - Annual Corporate Directors Survey 2010... Published: 2014-04-30 20:41:46
    ... Review the independence of the compensation consultant 1077 2.60 Include clawbacks in ... Total 1077 100.0% Include clawbacks in executive compensation packages very important 233 ...
  25. Microsoft PowerPoint - Annual Corporate Directors Survey 2010... Published: 2010-11-12 13:45:05
    ... Review the independence of the compensation consultant 1077 2.60 Include clawbacks in ... Total 1077 100.0% Include clawbacks in executive compensation packages very important 233 ...
  26. Fraud Schemes: Insights from SEC Enforcement Actions Published: 2021-01-12 11:57:23
    ... under the clawback provision of the Sarbanes-Oxley Act and to pay a $750,000 penalty. ... fines, Sarbanes-Oxley Act Section 304 clawback, undertakings, cooperation, and related ...
  27. TheCorporateCounsel.net's Related Party Transactions Disclosure Published: 2025-08-04 16:16:21
    ... comprehensive to avoid disclosure. * Clawback Compensation Disclosed in Item 402(w) ... In October 2022, the SEC adopted fnal clawback rules implementing Section 954 of the Dodd- ...
  28. Attorney Advertising CORPORATE Published: 2014-04-07 13:21:26
    ... to the CEO (and the CFO) is subject to "clawback" in the event of an accounting ... SEC rulemaking, the Dodd-Frank Act imposes even more stringent clawback obligations. ...
  29. Performance Pay and Private Equity Published: 2013-02-05 16:13:28
    ... executives' golden parachutes (12), and clawback of incentive compensation (2). 39 38 ... executives' golden parachutes (11), and clawback of incentive compensation (0). See id. ...
  30. Season: Key Issues and Considerations Published: 2025-01-10 09:19:26
    ... Notably, in the first proxy season after bakerlaw.com 18 companies were mandated to adopt and disclose clawback policies, the number of clawback-related proposals tripled, ...
  31. 2025 Audit Committee Transparency Barometer Published: 2025-12-10 11:03:43
    ... for executive succession. * Oversee our clawback and stock ownership policies. * Oversee ... succession planning, clawback policies, and executive travel and protection program. ...
  32. 8739_Benner_2010_GRMS_v2.indd Published: 2011-02-17 19:10:02
    ... clawback provisions in the event of misconduct or the overstatement of earnings. 82% 66% 64% 57% 52% 46% 31% 29% 26% 0% 20% 40% 60% 80% 100% The use of clawback ...
  33. 2016 AICPA National Conference on Current SEC and PCAOB Developments Published: 2016-12-20 18:19:33
    ... to discretion of the compensation committee or the board (e.g., clawback provisions). Mr. ... The CHOICE Act also would limit compensation clawbacks due to restatements to executives ...
  34. Overview of the Trends from the 2020 Proxy Season (6.25.2020... Published: 2020-06-29 15:28:31
    ... to compensation metrics, misconduct clawback disclosure, and board opioid risk ... Adjustments to compensation metrics  Clawback disclosure IOPA's shareholder proposals ...
  35. 2025 Shareholder Proposal Voting Trends Report Published: 2025-10-06 11:31:33
    ... Parachute Payments 27 24% Require Clawbacks 10 6.7% Remove ESG Metrics from ... A further ten proposals demanded amendments to companies' clawback policies, which ...
  36. 2022 PROXY SEASON REVIEW By Shirley Westcott August 2022 Overview Published: 2022-08-25 16:47:28
    ... Clawback Policies: Several types of compensation clawback proposals emerged this year as the long- awaited SEC rule undergoes a third round of public comments. In all cases, the ...
  37. Silicon Valley and Large Companies Nationwide Published: 2023-10-20 10:51:08
    ... 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 8 6 0 Clawbacks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 3 ... 45.5 0.0 16.9 39.4 0.0 14.6 33.4 0.0 Clawbacks 1 3 2 0 0 0 37.9 17.8 38.9 36.6 17.4 ...
  38. 2021 Proxy Season Results Published: 2021-11-19 11:13:46
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Clawbacks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4 1 ... Clawbacks 4 1 1 0 0 0 32.9 35.1 46.1 32.7 35.0 45.8 28.4 31.6 36.5 24.9 28.6 31.5 ESG ...
  39. Companies Nationwide David A. Bell Co-Chair, Corporate Governance Published: 2022-11-23 11:47:50
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6 0 0 Clawbacks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3 2 ... Clawbacks 3 2 1 0 0 0 17.8 38.9 35.1 17.4 38.6 35.0 14.3 33.2 31.6 11.9 29.1 28.6 ESG ...
  40. PROXY STATEMENT Prudential Financial, Inc. Published: 2021-11-08 11:25:58
    ... cancellation, forfeiture or other clawback in certain circumstances * No discounted ... not to disclose confidential information, as well as compliance with clawback policies. ...
  41. This advisory is published by Alston... Published: 2011-01-12 00:53:57
    ... to develop, disclose and implement a clawback policy for incentive-based compensation ... Dodd-Frank did not implement a rulemaking deadline for clawback policy rules, but the SEC ...
  42. ISS_ArticleBook.indd Published: 2011-03-22 13:00:41
    ... Clawbacks Incentive compensation is forfeited if results are materially restated Incentive ... There are surprisingly few shareholder proposals for clawbacks Advisory Votes on ...
  43. Practice Area: Covid-19 Issues Published: 2025-07-30 00:00:00
    ... Credit Comes with Rewards & Risks" - Nixon Peabody (6/23) "PPP Loan Appeals, SBA Clawbacks and More: What You Need to Know" - McDermott Will & Emery (2/23) "What to Do if Your ...
  44. Financial Regulatory Reform: Chairman Dodd Releases New Legislation... Published: 2010-03-18 12:10:03
    ... Awarded Compensation (Clawbacks) Title IX requires the SEC to direct the stock exchanges to prohibit the listing of any issuer that does not adopt "clawback" policies to recoup ...
  45. Analysis_of_The_TARP_10_13_08.qxp Published: 2008-10-15 13:07:55
    ... For example, the prohibition on incentives that permit "unnecessary and excessive risks" and the incentive repayment (or "clawback") provisions only apply when assets are acquired ...
  46. Attorney Advertising CORPORATE Published: 2016-03-31 14:17:59
    ... as an over-boarding policy); ■ adopt a clawback policy requiring executives to pay back ... listed on Nasdaq or the NYSE to adopt a clawback policy); ■ adopt minimum equity ...
  47. ESG Reporting Published: 2019-05-21 13:32:16
    ... The Dodd-Frank [U.S.] regulation, for example, required us to adopt disclosure standards around a company's executive compensation and clawback policies. Nasdaq has a listing ...
  48. Responsible Published: 2019-06-10 14:11:45
    ... minimum vesting or performance requirements. * Lack of Clawback Policy: We believe companies should establish clawback policies that permit recoupment from any senior executive ...
  49. Corporate Governance Factbook Published: 2014-04-29 16:46:34
    ... Ex post risk adjustments (including malus and/or clawback provisions 42 ) are less ... the two terms as follows: "Malus and clawbacks are both methods for implementing ...
  50. UNITED STATES SECURITIES AND EXCHANGE ... Published: 2013-12-01 21:44:00
    ... to any compensation recoupment or "clawback" policy adopted by the Company from time ... Compensation Recoupment Policy Pursuant to the executive compensation clawback policy set ...
Total results found: 1,968
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