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Results from: TheCorporateCounsel.net
  1. Microsoft Word - SRD II- Industry-Position-Paper-140512.docx Published: 2025-04-02 14:47:27
    should be able to better exercise their ownership rights on ... Considerations on Possible Policy Options", ref. ESMA/2012/... their own final voting decisions and these are based on a ...
  2. Insider Trading Policy 200517.doc Published: 2008-12-07 16:22:10
    ... control, as well as trusts or other entities for which you make investment decisions. ... under the Company's 401(k) Plan, stock option exercises and transactions under a Rule 10b5-1 ...
  3. ISS_ArticleBook.indd Published: 2011-03-22 13:00:41
    ...d their management� The other option is to reconsider shareholder decision-making and ... ity was to exercise the right to vote on corporate ...
  4. A_ Global Code of Conduct 1.pdf Published: 2025-02-18 14:34:23
    ... would consider important in making a decision to buy or sell a particular security ... or selling PepsiCo securities, exercising options, selling restricted stock units and ...
  5. "Who Speaks for the Board?" [cover feature] Published: 2010-05-16 19:00:15
    the SEC to discuss their decisions about executive ... boards not only have to exercise superb oversight but must ... is limiting unduly its options to replace the CEO in a ...
  6. Microsoft Word - Corporate Governance White Paper Final_Sep_9... Published: 2009-09-18 13:20:23
    ... weren't any backdated options, there were none of the ... For example, directors must exercise good business judgment ... are not supposed to be making the management decisions. ...
  7. DELAWARE CORPORATE LITIGATION: A REVIEW OF 2012'S DEVELOPMENTS... Published: 2013-02-13 19:46:28
    ... lead advisor on the spinoff option and helped El Paso craft the ... the substantive decisions of the special committee, a fact intensive exercise that overlaps with the ...
  8. Regulatory & Capital Markets Consulting Published: 2008-08-21 17:44:05
    ... In general, companies within our sample that exercised the fair value option under SFAS 159 9 elected ... be used as a basis for any decision or action that may affect your business. ...
  9. Gibson Dunn: 2022 Year-End Securities Litigation Update Published: 2023-03-15 15:21:03
    ... and one post-IPO share, with the option to redeem the share for $10.10 ... stockholders' ability to make an informed decision on whether or not to exercise their redemption rights. ...
  10. 08ls394-Treasury_p1 Published: 2008-11-04 08:50:19
    ... by 15% of the initial exercise price on each six-month ... exchangeable at Treasury's option for senior term debt or ... such as new legislation, regulations and judicial decisions. ...
  11. Microsoft Word - CorpNewsletter073009pf.doc Published: 2009-08-05 12:31:37
    ... a minority stockholder's decision whether to elect the ... would be given the option to opt in to the action; ... Exercising de novo review of the Court of Chancery's form of ...
  12. SIDLEY UPDATE East Coast Meets West Coast: Enter the Virginia... Published: 2021-03-05 17:48:11
    ... consumers may exercise their individual rights, including how a consumer may appeal a controller's decision with regard ... within 45 days, with an optional 45-day extension as long ...
  13. Ontario's Capital Markets Modernization Taskforce issues final Published: 2021-02-18 15:11:41
    of regulating corporate governance decisions such as mandating the adoption of ... Enhance and standardize securities grant and option exercise disclosures. The Taskforce ...
  14. Private Equity Alert Published: 2006-06-01 20:55:05
    short term liquidity options and creative structures, ... a fixed or variable/reset exercise price as a "sweetener." ... or outcome of major corporate decisions or liquidity events. ...
  15. Microsoft Word - Alternatives to Registration Chart - Jan 14... Published: 2021-01-24 15:24:42
    ... plans; remains available for exercise of options when issuer becomes reporting company. ... in making threshold analyses and decisions concerning various alternatives to ...
  16. X CORPORATION DIRECTORS' AND EXECUTIVE OFFICERS' DISCLOSURE QUESTIONNA... Published: 2010-03-11 12:05:53
    ... D1(j) Do you or any of your affiliated persons participate in investment decisions ... XXX's last fiscal year, and (c) All options you exercised, or RSUs that vested, and the net ...
  17. Microsoft Word - pomalco_copyedit_text_aug212011.docx Published: 2013-01-02 18:24:26
    ... Corporate insiders include officers with decision-making authority over the Decoding ... and sales by insiders, and hence we exclude options exercises and private transactions. ...
  18. Microsoft Word - _Governance Principles Template private co.docx... Published: 2019-02-07 13:23:13
    of the board is to exercise its judgment and to act ... D. Oversee all major decisions and actions planned by ... The CEO shall periodically review insurance coverage options ...
  19. 2009 New York Senate Bill No. 7288, New York Two Hundred Thirty... Published: 2010-08-17 15:32:09
    ... a power to make health care decisions or de- cisions involving the ... duty or liability and also to exercise any right, power, privilege or option which the principal has, or ...
  20. Sample v Published: 2012-01-19 10:42:00
    ... and that only requests for Optional Redemptions were. ... is unambiguous, my decision in favor of the ... favoring the free exercise of franchise rights when ...
  21. Proxy Advisory Firms: Empirical Evidence and the Case for Reform Published: 2018-05-21 15:19:24
    Typically, shareholders exercise these voting rights by ... Corporations make governance decisions to increase the ... stricted shares or stock options, without first gaining ...
  22. Audit Published: 2005-02-09 14:06:29
    ... Shares tendered from options exercise or for tax withholding ... the same as stock options with the liberal share ... the flexibility for the company to make the decision. ...
  23. doi:10.1016/j.jacceco.2005.01.002 Published: 2019-01-16 16:32:31
    ... exercisable stock options held by managers suggest another reason why managers care about short-run stock prices. The world is a complicated place, though corporate decision ...
  24. Conducted by Jonathan G. Katz, Former Secretary, U.S. Securities... Published: 2012-07-16 17:41:23
    ... and prudent judgment in exercising discretion should also ... It involves the creation of an optional alternative process ... could make its decision on the basis of actual experience. ...
  25. By Jonathan G. Katz Published: 2012-07-16 17:47:11
    ... However, throughout the decade, one critical exercise has ... In most cases, each option is imperfect. Even when a regulator makes a decision, it is likely that the market will ...
  26. IN THE Published: 2007-06-14 23:37:31
    ... who knew the true state of affairs exercised stock options and sold at inflated prices. (See ... Reversing the lower court's decision will help accomplish this objective. ...
  27. Responsible Published: 2021-03-10 16:36:25
    ... our responsibilities and exercise our rights as an owner. ... the board and approving key decisions at the company. ... look more closely at the options available to minority ...
  28. Annual Stewardship Report Published: 2021-11-22 17:08:28
    and real assets: How we exercise our influence * Real ... we make our investment decisions, but how we actively ... shift needed skill sets, options and incentives ADAPTING ...
  29. BRIEF OF AMICI CURIAE INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION... Published: 2008-07-23 20:14:13
    ... (brokerage firm with the option to acquire shares from an ... person has the ability to exercise 'power' in relation to ... shares, the independent decision by the counterparty to ...
  30. TILEC TILEC Discussion Paper Published: 2019-07-12 19:29:04
    ... an index and have no exit option. 50 Exit, as a result, has ... corporate decision-making power hinges upon the ability and willingness of shareholders to exercise their voting ...
  31. THE COMMONWEALTH OF MASSACHUSETTS OFFICE OF THE ATTORNEY GENERAL Published: 2011-03-08 11:00:31
    First, we believe the SEC's decision to take no action in ... Yet the Commission's exercise of prosecutorial discretion ... At this point, the SEC had multiple options available to it ...
  32. Board Extranets Published: 2025-01-19 12:03:46
    ... the most controversial decisions is whether to allow ... whether to provide this option based on the company's ... Plaintiffs challenging the due care exercised by the board ...
  33. Financial Services & Products ADVISORY Published: 2011-11-01 16:40:39
    ... the individuals that exercise investment discretion. 6 ... as a person that "makes decisions as to what securities or ... transactions in listed options." See Rule 13h-1(a)(5). ...
  34. Corporate and Securities Update Published: 2008-11-05 16:06:42
    from legislation, court decisions, and administrative ... investment manager that exercises investment discretion ... by Section 13(f) of the Exchange Act, other than an option. ...
  35. clearygottlieb.com Published: 2020-03-30 12:31:46
    ... loans; to exercise options, warrants or other investments; and to pay costs and expenses. ... be used for eligible expenses. - Decisions on forgiveness are required within 60 ...
  36. Delaware Court of Chancery Upholds Statutory and Contractual... Published: 2013-06-27 14:36:18
    ... challenging particular exercises of this power as in ... cases in which the decision was issued are captioned ... forum for litigation, but rather to maintain optionality. ...
  37. Hong Kong Stock Exchange Clarifies Pre-IPO Investment Policies Published: 2012-10-31 08:58:33
    ... for issue of shares, options, warrants and other rights ... These include: Link to Listing Decision Date Subject matter ... entitled the lender to exercise the warrants to purchase ...
  38. DECHERT ON ESG A Practical Guide for Asset Published: 2020-12-17 17:32:17
    ... into their investment decisions and active ownership. ... in due diligence exercises and market practices, ... and various options for ESG-related provisions ...
  39. 806877 Dan Konigsburg.indd Published: 2011-05-25 18:42:22
    ... to disclosure of the option selected, "Without seeking ... powers of decision. Code Provision A.2.1 The roles of chairman and chief executive should not be exercised by the same ...
  40. To Our Clients and Friends Memorandum Published: 2020-04-06 10:40:25
    ... time-consuming. 18 Stock options and convertible securities ... the likelihood of exercise of the rights or ... However, decisions issued by the SBA Hearings Office (which ...
  41. Stock Repurchases in an Uncertain Market Published: 2013-08-09 01:30:30
    ... but the repurchase may result in adjustments to the conversion price or option exercise price. ... it requires to make an informed decision. 19 In order to ensure that directors ...
  42. Director Education Opportunities - Updated April 2025 Date(s... Published: 2025-04-15 16:04:56
    USA * Activism campaign exercise April 22 - 25, 2025 ... networking * How to make decisions in the midst of multiple ... choices * Review the options available to companies ...
  43. Gibson Dunn: UK Regulators Make Further Strides in Responsible... Published: 2019-10-29 13:29:18
    ... factors, and began to explore options for regulatory reform. ... in making investment decisions and their policy towards ... stewardship or the exercise of rights by ...
  44. GIBSON DUNN Published: 2024-06-21 14:24:41
    ... challenges and career decisions July 17, 2024 ... Japan * Activism campaign exercise September 9-11, 2024 ... disruption * Strategic options for growth * Performance ...
  45. Microsoft Word - Restatements2006_Final.doc Published: 2007-03-02 16:54:10
    ... Chairman and CEO Richard Fairbank realized $249.3 million from stock-option exercises in 2005, ... The decision of whether or not to announce non-reliance in connection with a ...
  46. Chief Audit Executive Survey 2014 Contents Published: 2014-04-09 17:46:02
    ... behind as an unchosen option in the place of focusing ... CAEs must therefore make hard decisions on the costs of ... and ethical values 2. Exercises oversight responsibility ...
  47. Section 1 Published: 2010-03-04 13:39:36
    re-computed stock and option awards values in the ... (iii) whether the decision to engage the consultant ... loan losses requires the exercise of judgment, it would be ...
  48. No DummyDirectorsŽ: DE Court Refuses to Dismiss Loyalty Claims... Published: 2013-02-12 19:38:33
    ... board decisions or corporate acts. While Puda Coal should cause directors to carefully consider their options before ... they faced in trying to exercise control over the ...
  49. Hunton & Williams LLP Published: 2008-06-20 11:39:47
    did not know, and in the exercise of rea- sonable care ... closely consider the decision's implications in planning ... a sale of assets, but that option frequently will be ...
  50. 16190 DI05_11.QXD (Page 1) Published: 2007-07-26 19:06:06
    Staff Position follows the course set by decisions at today's FASB meeting. ... If the investor exercises the conversion option, ABC will pay $1,000 of the conversion value in cash ...
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