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Results from: TheCorporateCounsel.net
  1. Davies Governance Insights 2014 Published: 2014-10-28 15:52:22
    ... On average, these payments are 2.33x cash compensation for TSX 60 issuers, 2.15x for Completion Index issuers and 2.04x for SmallCap Index issuers. CLAWBACKS Clawback provisions ...
  2. 2017 proxy season review Published: 2017-06-20 18:49:07
    ... upon the ability of shareholders to file proposals, universal proxies, say-on- pay, clawbacks, SEC rule-making and the regulation of proxy advisory firms, among other things). 11 ...
  3. Microsoft Word - Senator Dodd Releases Financial Regulatory Reform... Published: 2010-03-19 14:35:05
    ... Public companies would be required to set clawback policies for inaccurate financial statements. Notably, the Bill also would provide the Federal Reserve with the authority to ...
  4. PEN Template Published: 2010-07-22 13:58:29
    ... transfer LP interests, seek to disclose confi- dential portfolio information and seek release from clawback liability and other provisions to facilitate the sale of LP interests. ...
  5. clearygottlieb.com Published: 2024-06-17 14:49:13
    ... under the rule if charged to a fund include regulatory, compliance, or examination-related fees, and any reduction of adviser (or related person) clawbacks as a result of taxes. ...
  6. SEC Accounting and Auditing Enforcement Activity„Year in Review... Published: 2024-03-05 16:42:38
    ... down from five such actions initiated in FY 2022. * In FY 2023, only three actions alleged violation of Section 304 of the Sarbanes-Oxley Act of 2002 (the "clawback" provision). ...
  7. 12/27/23, 9:40 PM Key Considerations ... Published: 2023-12-27 21:41:15
    ... 2022. While the accuracy of financial statements is always crucial, the SEC's new clawback rules put a new spotlight on internal controls by requiring companies to recoup any ...
  8. Adam M.S. Glant Kanika Chander Allan R. Abravanel Karl J. Ege Published: 2010-07-26 20:14:58
    ... If repayment falls short through the process of orderly liquidation, the government will seek repayment first, through the clawback of payment to creditors exceeding liquidation ...
  9. Preparing for the 2019 Public Company Reporting Season | Perkins... Published: 2018-12-11 15:35:42
    ... discretionary short-term incentives, equity plans that cover directors, reduced CD&A disclosure for smaller reporting companies, and clawback provisions. Nonemployee Director Pay. ...
  10. Matters To Consider for the 2021 Annual Meeting and Reporting... Published: 2020-12-14 13:14:25
    ... most frequently reinforced through incentive compensation programs and clawback policies. ... EESG and Clawback Policies Clawback policies are another aspect of executive compensation ...
  11. Microsoft Word - Securities_Alert.DOC Published: 2010-06-01 18:53:33
    ... of personal liability, compensation clawbacks, and prohibition of future employment. ... The Senate Bill contains a clawback provision that allows companies to recover ...
  12. Contact Information Christopher A. Treanor Counsel Published: 2022-08-11 10:01:37
    ... Credit is subject to a claw back as electricity rates increase. This clawback is equal to 80 percent of the excess of gross receipts from electricity produced and sold over the ...
  13. Thomas J. Baltimore, Jr. Gordon M. Bethune Gaston Caperton Gilbert Published: 2025-01-29 15:30:05
    ... interests. * An executive compensation clawback policy has been included in the Book ... and, in the case of our CEO and Vice Chairman, security services. * "Clawback" Provision. ...
  14. Microsoft Word - 2736505_8.docx Published: 2013-05-30 19:32:00
    ... retention and to provide long-term retirement benefits. 13. EXECUTIVE COMPENSATION CLAWBACK POLICY To the extent permitted by law, if the Board, or a Committee thereof, ...
  15. Directors Duties under the New SEC Published: 2010-02-19 12:14:48
    ... Such policies may include: * Internal risk audits * Clawbacks * Holdbacks * Mandatory ... risk, such as stock ownership requirements, internal audits, and clawback policies. ...
  16. Microsoft Word - UPDATE_Corp_Proxy_Report_Season_1110_V3.docx Published: 2010-11-17 11:53:20
    ... Pay-for-Performance, Internal Pay Comparison, Hedging and Clawbacks. The Dodd-Frank Act ... adopt rules regarding incentive pay clawback provisions. Specialized Disclosures. ...
  17. Attendance Form Published: 2011-11-18 15:54:02
    ... (Service Employees International Union) that urged the board to amend its executive clawback policy and to determine whether to seek recoupment of bonuses and other incentive ...
  18. Microsoft Word - 2244922_8.DOC Published: 2010-07-12 11:46:44
    ... association listing standards no more than 360 days following enactment. ○ Clawbacks. ... private issuers" below) to establish a clawback policy in the event of an accounting ...
  19. Microsoft Word - 3581415_1.DOC Published: 2010-06-03 21:51:06
    ... FDIC authorized to make additional payments, beyond the amount that would be allocated under the standard receivership process, to certain claimants (subject to clawback of such ...
  20. The Struggle Over Published: 2009-01-12 13:15:04
    ... The bill also augments the clawback provision, described in the sidebar, by adding a new ... management to take excessive risk » Clawback of any bonus or incentive compensation ...
  21. IPO Governance Survey 2018 Published: 2018-07-11 13:11:19
    ... a new equity compensation plan with a clawback provision  1 company (2%) adopted a ... NECP with Evergreen Provision NECP with Clawback Provision Yes 96% No 4% Yes 13% No 87% ...
  22. IPO Governance Survey 2018 Published: 2018-07-11 13:10:42
    ... a new equity compensation plan with a clawback provision  6 companies (12%) adopted ... NECP with Evergreen Provision NECP with Clawback Provision Yes 98% No 2% Yes 69% No 31% ...
  23. FI Report July 2010_Layout 1 Published: 2010-07-16 16:17:19
    ... independence of compensation committee members and compensation clawbacks, among others. ... Clawback on Erroneous Compensation Under Section 954 of the Dodd-Frank Act, listed ...
  24. 926585 Strategies for Going Public -- 2012 edition Published: 2012-10-31 09:13:11
    ... The Dodd-Frank Act further expands the scope of the "clawback" provision to apply to any ... Executive compensation Clawback policies. To the extent a registrant restates its ...
  25. House Approves Financial CHOICE Act Published: 2017-06-13 03:55:13
    ... financial reporting requirements ("clawbacks") would apply only when the officer had control or authority over the financial reporting that resulted in the accounting restatement. ...
  26. COMMONSENSE PRINCIPLES OF CORPORATE GOVERNANCE Published: 2016-07-21 12:51:04
    ... Companies should maintain clawback policies for both cash and equity compensation. VIII. Asset Managers' Role in Corporate Governance Asset managers, on behalf of their clients, ...
  27. Seven Lessons Published: 2020-01-08 14:42:56
    ... not earned: Still other investors are pushing for companies to implement and enforce clawback rules-i.e., policies to recover ill-gotten incentive-based compensation that current ...
  28. ©2017 ISS Corporate Solutions, Inc. Published: 2017-03-01 19:43:58
    ... 50% or more - full points; > 33%, but < 50% - ½ of full points; < 33% - no points Clawback Policy Does the company have a formal policy in place that applies to all Named ...
  29. CATALYZING CORPORATE CHANGE SHAREHOLDERS CALLING THE WORLD'S Published: 2020-07-28 18:54:32
    ... Workforce Diversity Report Benedictine Sisters, Boerne TX 35.82 Eli Lilly and Company Misconduct Clawback Policy Disclosure Trinity Health 35.09 Amgen Inc. Independent Board Chair ...
  30. 2016 PROXY SEASON PREVIEW By Shirley Westcott March 2016 Overview Published: 2016-03-28 12:03:00
    ... (PFP) and compensation clawbacks by October 2016. If completed on schedule, PFP disclosure would take effect in 2017, while the clawback proposal, which requires changes ...
  31. Brochure template Published: 2016-01-22 15:44:00
    ... the FTSE 350. For example, almost all FTSE 350 companies now incorporate malus or clawback provisions in bonus and long term incentive plans and research published by BIS in ...
  32. SEC Accounting and Auditing Enforcement Activity„Year in Review... Published: 2025-03-31 10:44:25
    ... controls decreased to its lowest level since FY 2021. * In FY 2024, five actions alleged violation of Section 304 of the Sarbanes-Oxley Act of 2002 (the "clawback" provision). ...
  33. Heads Up Published: 2011-09-02 20:00:54
    ... require companies to develop a policy on the recovery of incentive compensation (or "clawback"). * Proxy statement rules that would require companies to disclose (1) a comparison ...
  34. July 13, 2016 Published: 2016-07-14 13:25:43
    ... C. CEO and CFO Clawbacks Many of the cases referenced above re*ect the SEC's growing use of stand-alone clawback actions under Section 304 of the Sarbanes-Oxley Act, requiring CEOs ...
  35. Federal Reserve Provides TALF Pricing Hircuts and Other Further... Published: 2009-02-13 14:47:54
    ... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
  36. Austin Beijing Boston Brussels Hong Kong London... Published: 2024-04-08 17:32:40
    ... prepare materials for submission, to a Notice of Proposed Rulemaking implementing new clawback mechanisms on funding recipients who should've said no to impermissibly engaging with ...
  37. Hong Kong Eases Listing Path for... Published: 2023-04-07 13:14:43
    ... The initial share allocation percentage and clawback mechanism under Chapter 18C are also different from a traditional Hong Kong public offering. Retail investors in Hong Kong will ...
  38. A Summary of Compensation-Related Updates to the Proxy Voting... Published: 2015-12-07 19:46:16
    ... 33% - no points Clawback Policy Does the company have a policy that would authorize recovery of gains from all or most equity awards in the event of certain financial restatements? ...
  39. Webcast - "Forecast for 2009 Proxy Season: Wild and Woolly" Published: 2009-01-12 00:00:00
    ... Sharper clawbacks are also going to be in vogue. I think we will see Congress follow up and really take the "if you didn't earn it you must return it" type of clawbacks. And really ...
  40. Microsoft PowerPoint - Trends and Updates from the 2022 Proxy... Published: 2022-07-14 14:46:04
    ... Clawback provisions * Citigroup, Marathon Petroleum, Republic Services, Verizon, and Well Fargo received proposals related to management and executive clawback policies * Support ...
  41. Welcome to your new Goodwin branded PowerPoint template. Published: 2022-08-22 13:56:41
    ... pricing strategies * Employment agreement concealment clauses * Pay equity * Clawback provisions * Determining CEO pay * Shareholder approval of termination pay Investor ...
  42. ATTORNEY ADVERTISING Published: 2021-11-10 11:34:09
    ... pay), board or executive anti-hedging, board or executive anti-pledging, compensation clawback, 10b5-1 plans, or other compensation matters (along with a brief description)); J. ...
  43. D&O Looking Ahead Guide 2024 Published: 2023-10-03 10:15:54
    ... AI directly and decisively in 2024. 2.9 SEC Rulemaking: New Clawback Rules Dodd-Frank clawback rules have been on a slow train in recent years, but that train has finally arrived. ...
  44. printmgr file Published: 2013-05-20 14:26:00
    ... on attaining sustainable long-term shareholder returns. * Clawback, Anti-Hedging and Anti-Pledging Policies. Our clawback policy, which allows Kraft to recapture any incentive ...
  45. TheCorporateCounsel.net's SEC Enforcement Handbook Published: 2025-06-16 10:59:13
    ... started to focus more on the use of clawbacks as a remedy, as part of a larger focus ... to adopt and implement a clawback policy-and there are disclosure requirements as well. ...
  46. The SEC's Proposed Rule to Curb ... Published: 2020-05-01 14:10:09
    ... year proxy Bank of America Amend Clawback Policy G Stopped at Year 2 with 6.4% of ... 3 with 8.6% of vote JPMorgan Chase Amend Clawback Policy G Stopped in Year 1 with 4.6% of ...
  47. NACD Audit Committee Chair and Compensation Committee Chair Advisory... Published: 2018-06-19 17:43:57
    ... the payments to clawback provisions required under the Dodd-Frank Act? ● z Can the performance metrics be skewed inappropriately by non-recurring or nonoperating performance? ...
  48. Layout 1 Published: 2014-05-27 17:52:11
    ... 77% of our director respondents chose the SEC's pay ratio disclosure rules, and 65% said they'd discussed the implications of the upcoming rules on compensation clawback policies. ...
  49. VOTING NEWS PROXY MONTHLY DIVING INTO DIVERSITY... Published: 2019-05-10 09:34:48
    ... These include a report on the diversity of the board and senior management, one on the well-being of employees and retirees, and a report detailing any clawback of incentive ...
  50. Financial Market Reform 3-25pm.doc Published: 2009-04-06 20:03:06
    ... tax incentives, asymmetric pay and clawback of pay as areas for policy improvement. ... tax incentives, asymmetric pay and clawback of pay as areas for policy improvement. ...
Total results found: 1,968
Go to page: ... 31 32 33 34 35 36 37 38 39 40